NOMURA HOLDINGS INC Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$39.4M

Holdings

1,761

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,761 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	BIDUNBAIDU INC-CLASS A	410,505	$166K	0.42%	Call
802	BLMNBLOOMIN' BRANDS INC	210,555	$165K	0.42%	Call
803	PHTPIONEER HIGH INCOME FUND	17,000	$164K	0.42%
804	—GORES HOLDINGS VII INC-A	125,000	$164K	0.42%
805	TASTUSDCARROLS RESTAURANT GROUP INC	55,486	$164K	0.42%
806	SOYSUNOPTA INC	5,633,421	$164K	0.42%
807	SPYSPDR S&P 500 ETF TRUST	2,498,700	$164K	0.42%	Put
808	ISDPGIM HIGH YIELD BOND FUND	10,000	$160K	0.41%
809	BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC	953,533	$159K	0.40%
810	—POWER & DIGITAL INFRAST-CL A	676,935	$158K	0.40%	Call
811	XGLQXCLOUGH GLOBAL EQUITY FUND	12,000	$158K	0.40%
812	XAWFXALLIANCEBERNSTEIN GL HI INC	13,000	$158K	0.40%
813	HOLXHOLOGIC INC	37,030	$158K	0.40%	Put
814	SNAP 0.75 08/01/26SNAP INC - A	361,966	$156K	0.40%
815	HIOWESTERN ASSET HI INC OPPORT	30,000	$156K	0.40%
816	PAR 2.875 04/15/26PAR TECHNOLOGY CORP/DEL	294,207	$156K	0.40%
817	KMDAKAMADA LTD	23,500	$155K	0.39%
818	DISHDISH NETWORK CORP-A	848,340	$154K	0.39%	Put
819	—APOLLO TACTICAL INCOME FUND	10,000	$153K	0.39%
820	—ABERDEEN ASIA-PACIFIC INCOME	40,000	$153K	0.39%
821	4DHDANA INC	6,696,679	$153K	0.39%
822	—TREAN INSURANCE GROUP INC	16,986	$152K	0.39%
823	PINSPINTEREST INC- CLASS A	3,605,833	$151K	0.38%	Put
824	GHYPGIM GLOBAL HIGH YIELD FUND	10,000	$151K	0.38%
825	—ADVANCED MERGER PARTNERS I-A	191,666	$151K	0.38%
826	—NOBLE CORP NEW	6,033	$150K	0.38%
827	BCXBLACKROCK RESOURCES & COMMOD	16,000	$150K	0.38%
828	RKLBROCKET LAB USA INC	12,233	$150K	0.38%
829	—SCION TECH GROWTH II-CLASS A	233,333	$149K	0.38%
830	—MUSIC ACQUISITION CORP/THE-A	252,950	$149K	0.38%
831	MUABLACKROCK MUNIASSETS FUND	10,000	$149K	0.38%
832	—HAYMAKER ACQUISITION CORP-A	205,048	$149K	0.38%
833	BGBBLACKSTONE STRATEGIC CREDIT	11,000	$148K	0.38%
834	NEANUVEEN SENIOR INCOME FUND	25,000	$147K	0.37%
835	EB 5 12/01/25EVENTBRITE INC-CLASS A	841,140	$147K	0.37%
836	—LIONHEART ACQUISITION CORP-A	250,000	$146K	0.37%
837	—CRUCIBLE ACQUISITION CORP-A	15,000	$146K	0.37%
838	—HIGHLAND TRANSCEND PART-CL A	14,714	$146K	0.37%
839	—TAILWIND INTERNATIONAL ACQ-A	251,600	$146K	0.37%
840	ZS 0.125 07/01/25ZSCALER INC	45,057	$145K	0.37%
841	—POWERED BRANDS - CLASS A	224,999	$144K	0.37%
842	KRSPRICE ACQUISITION CORP II -A	93,279	$143K	0.36%
843	ECCEAGLE POINT CREDIT CO INC	10,200	$143K	0.36%
844	STZCONSTELLATION BRANDS INC-A	82,056	$142K	0.36%	Put
845	LENLENNAR CORP - B SHS	1,488	$142K	0.36%
846	—GAMING & HOSPITALITY ACQUI-A	250,001	$142K	0.36%
847	—SYROS PHARMACEUTICALS INC	43,452	$142K	0.36%
848	ALITALIGHT INC - CLASS A	13,000	$141K	0.36%
849	PFEPFIZER INC	1,193,235	$141K	0.36%	Put
850	—CLARIM ACQUISITION CORP-CL A	221,854	$140K	0.36%
851	—ORION ACQUISITION CORP-CL A	218,168	$140K	0.36%
852	GPNGLOBAL PAYMENTS INC	1,030,792	$139K	0.35%	Put
853	TAT&T INC	3,018,750	$139K	0.35%	Put
854	BWGBRANDYWINEGLOBAL GLOBAL INCO	11,834	$139K	0.35%
855	—ALTIMAR ACQUISITION CORP-A	150,000	$139K	0.35%
856	—PROVIDENT ACQUISITION CORP-A	255,720	$138K	0.35%
857	—AUTHENTIC EQUITY ACQUISITI-A	239,641	$138K	0.35%
858	TRQCADTURQUOISE HILL RESOURCES LTD	8,360,572	$138K	0.35%
859	CHGGCHEGG INC	76,076	$137K	0.35%
860	DHIDR HORTON INC	260,267	$137K	0.35%	Call
861	—HUDSON EXECUTIVE INVESTMEN-A	176,480	$137K	0.35%
862	BNEDBARNES & NOBLE EDUCATION INC	20,200	$137K	0.35%	Call
863	XFRAXBLACKROCK FLOAT RT INCOME ST	10,000	$135K	0.34%
864	GPKGRAPHIC PACKAGING HOLDING CO	6,895,981	$134K	0.34%
865	—FORTISTAR SUSTAINABLE SOLU-A	213,826	$134K	0.34%
866	NXDTNEXPOINT DIVERSIFIED REAL ES	10,000	$134K	0.34%
867	KSSKOHLS CORP	1,208,997	$134K	0.34%	Put
868	ACPABERDEEN INCOME CREDIT STRAT	13,000	$133K	0.34%
869	FTNTFORTINET INC	29,493	$132K	0.34%	Put
870	—INVITAE CORP	866,459	$132K	0.33%
871	XNROXNEUBERGER BERMAN REAL ESTATE	25,000	$132K	0.33%
872	—MASON INDUSTRIAL TECHN-CL A	200,000	$132K	0.33%
873	XEVVXEATON VANCE LTD DURATION FND	10,000	$131K	0.33%
874	GLREGREENLIGHT CAPITAL RE LTD-A	16,587	$130K	0.33%
875	DISH 3.375 08/15/26DISH NETWORK CORP-A	398,716	$129K	0.33%
876	XPGPXPIMCO GLOBAL STOCKSPLUS & IN	12,000	$129K	0.33%
877	XEMDXWESTERN ASSET EMRG MRKT DBT	10,000	$128K	0.32%
878	UMCUNITED MICROELECTRONICS CORP	2,130,522	$128K	0.32%	Put
879	EAELECTRONIC ARTS INC	27,134	$127K	0.32%	Call
880	FTFFRANKLIN LTD DUR INC TR	14,000	$127K	0.32%
881	SVACSPRING VALLEY ACQUIS-CLASS A	108,747	$127K	0.32%
882	NCZAGIC CONVERTIBLE & INCOME FUND	24,940	$127K	0.32%
883	HLTHILTON WORLDWIDE HOLDINGS IN	98,303	$126K	0.32%
884	XBGYXBLACKROCK ENHANCED INTERNATI	20,000	$126K	0.32%
885	TVTX 2.5 09/15/25TRAVERE THERAPEUTICS INC	406,480	$126K	0.32%
886	—KLUDEIN I ACQUISITION CORP-A	12,682	$125K	0.32%
887	—ADIT EDTECH ACQUISITION	262,313	$124K	0.32%
888	FWONK 1 01/30/23LIBERTY MEDIA CORP	194,562	$123K	0.31%
889	—SOCIAL LEVERAGE ACQUISITIO-A	144,654	$123K	0.31%
890	SWXSOUTHWEST GAS HOLDINGS INC	1,752,003	$123K	0.31%
891	XBOEXBLACKROCK ENHANCED GLOBAL DI	10,000	$122K	0.31%
892	DHFBNYM HIGH YIELD STRAT	40,000	$122K	0.31%
893	—GROUP NINE ACQUISITION -CL A	181,767	$122K	0.31%
894	IDEVOYA INFRASTRUCTURE INDUSTRI	10,000	$121K	0.31%
895	ELESTEE LAUDER COMPANIES-CL A	48,853	$121K	0.31%
896	FOXFOX CORP - CLASS B	3,522,270	$121K	0.31%
897	NCZAGIC CONVERTIBLE & INCOME FUND	20,700	$120K	0.30%
898	SNAPSNAP INC - A	2,435,239	$119K	0.30%	Put
899	—SPORTSTEK ACQUISITION CORP-A	215,355	$119K	0.30%
900	COSTCOSTCO WHOLESALE CORP	208,799	$118K	0.30%	Put

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