OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$9.4M

Holdings

267

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (267 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—TELIGENT	11,000,000	$4.4M	46.89%
2	RIGTRANSOCE	1,895,000	$764K	8.14%	Put
3	HYGISHARES	2,000,000	$545K	5.81%	Put
4	WCGEURWELLCARE	1,556,362	$514K	5.48%
5	MATMATTEL I	947,500	$257K	2.74%	Put
6	—SILVER S	1,535,134	$185K	1.98%	Call
7	SPYSPDR S&P	3,750,000	$167K	1.77%	Put
8	—ACAMAR P	2,357,000	$154K	1.64%	Call
9	—CAESARS	77,848,000	$150K	1.59%
10	—ELECTRAM	350,000	$114K	1.21%	Call
11	—MEDICINE	966,509	$82K	0.87%
12	—LF CAP A	175,000	$81K	0.86%	Call
13	—TESLA IN	46,000,000	$70K	0.74%
14	—MEGALITH	1,045,336	$61K	0.65%	Call
15	DISH 2.375 03/15/24DISH NET	57,000,000	$52K	0.55%
16	—MEDICINE	26,000,000	$45K	0.48%
17	—MEDICINE	15,412,000	$39K	0.42%
18	UBERUBER TEC	400,000	$35K	0.37%	Put
19	—BHP GROU	732,021	$34K	0.37%
20	—GALILEO	450,000	$28K	0.30%	Call
21	—ALLSCRIP	27,500,000	$27K	0.29%
22	—EXPERIEN	3,566,666	$27K	0.29%	Call
23	—JUNIPER	3,937,500	$27K	0.29%	Call
24	—APEX TEC	3,750,000	$26K	0.28%	Call
25	—AMAG PHA	31,000,000	$26K	0.27%
26	—CHP MERG	2,450,000	$25K	0.27%
27	—DERMIRA	26,000,000	$24K	0.26%
28	—NEW PROV	3,415,500	$23K	0.25%	Call
29	—GREENSKY	2,623,547	$23K	0.25%
30	—DIAMONDP	2,249,500	$21K	0.23%	Call
31	TSLATESLA IN	147,700	$21K	0.23%	Put
32	MMLPMARTIN M	275,000	$21K	0.22%	Put
33	—SOUTH MT	2,366,579	$20K	0.22%	Call
34	BABAALIBABA	96,334	$20K	0.22%
35	CLVS 1.25 05/01/25CLOVIS O	32,000,000	$20K	0.21%
36	—PARATEK	27,750,000	$20K	0.21%
37	ADTADT INC	141,800	$20K	0.21%	Put
38	—FINSERV	2,700,000	$20K	0.21%	Call
39	METAFACEBOOK	95,000	$19K	0.21%
40	—SWITCHBA	2,484,866	$19K	0.21%	Call
41	DBXDROPBOX	1,024,432	$18K	0.20%
42	—CIIG MER	1,800,000	$18K	0.19%
43	—OSPREY T	2,625,000	$18K	0.19%	Call
44	—ACT II G	2,070,443	$18K	0.19%	Call
45	DISDISNEY W	120,000	$17K	0.18%
46	—FINTECH	1,690,000	$17K	0.18%
47	—HEALTHCA	1,600,000	$17K	0.18%
48	—TUSCAN H	1,580,000	$16K	0.17%
49	—NETFIN A	1,546,595	$15K	0.16%
50	—LGL SYS	1,450,000	$15K	0.16%
51	—MOSAIC A	1,395,671	$14K	0.15%
52	—PROPTECH	1,400,000	$14K	0.15%
53	—CALIFORN	3,898,500	$14K	0.15%	Put
54	PCGPG&E COR	399,900	$14K	0.15%	Put
55	—LEO HOLD	1,280,321	$13K	0.14%
56	LYFTLYFT INC	305,328	$13K	0.14%
57	—COLLIER	1,462,600	$13K	0.14%	Call
58	BMY-RBRISTOL	4,153,884	$13K	0.14%
59	—TESLA IN	10,000,000	$13K	0.14%
60	—TRINE AC	1,386,450	$13K	0.13%	Call
61	—GTY TECH	2,700,000	$12K	0.13%	Call
62	GLPIGAMING &	280,900	$12K	0.13%
63	—ALUSSA E	1,179,200	$12K	0.13%
64	—GIGCAPIT	1,158,400	$12K	0.12%
65	SDCCQSMILEDIR	1,275,000	$11K	0.12%
66	YEXTYEXT INC	765,000	$11K	0.12%
67	CRMSALESFOR	67,500	$11K	0.12%
68	DEIDOUGLAS	240,500	$11K	0.11%
69	—SC HEALT	1,150,000	$11K	0.11%	Call
70	RHPRYMAN HO	117,700	$10K	0.11%
71	—CF FIN A	1,106,250	$10K	0.11%	Call
72	GTGOODYEAR	200,000	$10K	0.11%	Call
73	—REPLAY A	985,000	$10K	0.11%
74	SUISUN CMNT	65,150	$10K	0.10%
75	—CRESCENT	975,000	$10K	0.10%
76	—SPARTAN	936,259	$10K	0.10%
77	FMCF M C CO	95,000	$9K	0.10%
78	CPTCAMDEN P	89,263	$9K	0.10%
79	HTAEURHEALTHCA	309,300	$9K	0.10%
80	UPBDRENT A C	363,400	$9K	0.10%	Put
81	ALBALBEMARL	120,000	$9K	0.09%
82	—INSURANC	1,069,500	$9K	0.09%	Call
83	KRCKILROY R	103,400	$9K	0.09%
84	—GS ACQUI	775,000	$9K	0.09%
85	ADCAGREE RE	120,400	$8K	0.09%
86	ELSEQUITY L	119,400	$8K	0.09%
87	CTRECARETRUS	407,000	$8K	0.09%
88	WHWYNDHAM	133,500	$8K	0.09%
89	VICIVICI PPT	328,177	$8K	0.09%
90	—UNION AC	1,600,000	$8K	0.09%	Call
91	—INTERXIO	97,600	$8K	0.09%
92	—CHURCHIL	1,000,000	$8K	0.09%	Call
93	MAAMID AMER	61,150	$8K	0.09%
94	—MGM GROW	259,800	$8K	0.09%
95	—PIVOTAL	867,166	$8K	0.09%	Call
96	—ISTAR IN	55,000	$8K	0.09%	Put
97	WORKSLACK TE	350,000	$8K	0.08%
98	AREALEXANDR	46,100	$7K	0.08%
99	NHINATIONAL	90,700	$7K	0.08%
100	IWMISHARES	44,500	$7K	0.08%

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