OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$9.4M

Holdings

267

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (267 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	FCPTFOUR COR	261,300	$7K	0.08%
102	—STABLE R	1,050,000	$7K	0.08%	Call
103	—CLEVELAN	6,000,000	$7K	0.08%
104	—PROTALIX	8,000,000	$7K	0.08%
105	—DIAMOND	834,561	$7K	0.08%	Call
106	MIMEMIMECAST	160,000	$7K	0.07%
107	BDXBECTON D	25,000	$7K	0.07%
108	AMHAMERICAN	256,500	$7K	0.07%
109	CTXSEURCITRIX S	60,000	$7K	0.07%
110	COLDAMERICOL	189,723	$7K	0.07%
111	DREUSDDUKE REA	191,800	$7K	0.07%
112	EPREPR PPTY	93,800	$7K	0.07%
113	HRUSDHEALTHCA	196,400	$7K	0.07%
114	EGPEASTGROU	49,200	$7K	0.07%
115	CLDRCLOUDERA	550,000	$6K	0.07%
116	QSRRESTAURA	100,000	$6K	0.07%
117	BIDUNBAIDU IN	50,000	$6K	0.07%
118	ENDPENDO INT	2,405,009	$6K	0.07%	Put
119	—TORTOISE	617,855	$6K	0.07%
120	DLTRDOLLAR T	65,000	$6K	0.07%
121	POSTPOST HLD	55,000	$6K	0.06%
122	FRFIRST IN	142,400	$6K	0.06%
123	TRNOTERRENO	109,100	$6K	0.06%
124	—HOPE BAN	6,000,000	$6K	0.06%
125	—AMPLITUD	550,000	$6K	0.06%
126	OUTOUTFRONT	199,400	$5K	0.06%
127	HIWHIGHWOOD	107,600	$5K	0.06%
128	SPLKCHFSPLUNK I	35,000	$5K	0.06%
129	LTHM1EURLIVENT C	600,000	$5K	0.05%
130	—SOFTWARE	500,000	$5K	0.05%
131	PSTGPURE STO	295,000	$5K	0.05%
132	OBDCOWL ROCK	280,000	$5K	0.05%
133	GEGENERAL	1,000,000	$5K	0.05%	Put
134	CNXCNX RESO	51,800	$5K	0.05%	Put
135	RPMRPM INTL	65,000	$5K	0.05%
136	—MERIDA M	500,000	$5K	0.05%
137	ZGZILLOW G	105,000	$5K	0.05%
138	HLFHERBALIF	100,000	$5K	0.05%
139	SAILEURSAILPOIN	200,000	$5K	0.05%
140	MDBMONGODB	35,000	$5K	0.05%
141	—LEISURE	630,547	$5K	0.05%	Call
142	PLDPROLOGIS	49,900	$4K	0.05%
143	—ALLEGRO	434,800	$4K	0.05%
144	AVBAVALONBA	21,118	$4K	0.05%
145	ELANELANCO A	150,000	$4K	0.05%
146	CDKCDK GLOB	80,000	$4K	0.05%
147	BACVERIZON	70,000	$4K	0.05%
148	—LIV CAP	425,000	$4K	0.05%
149	TALTAL EDUC	87,434	$4K	0.04%
150	—GX ACQUI	400,000	$4K	0.04%
151	—MONOCLE	400,000	$4K	0.04%
152	SBACSBA COMM	16,800	$4K	0.04%
153	PANWPALO ALT	17,500	$4K	0.04%
154	XLFSELECT S	130,000	$4K	0.04%
155	—PIVOTAL	379,700	$4K	0.04%
156	ACCUSDAMERICAN	81,924	$4K	0.04%
157	NTESNETEASE	12,366	$4K	0.04%
158	CAGCONAGRA	110,000	$4K	0.04%
159	GDSGDS HLDG	72,747	$4K	0.04%
160	—PS BUSIN	22,623	$4K	0.04%
161	—HENNESSY	367,000	$4K	0.04%
162	UNVREURUNIVAR S	150,000	$4K	0.04%
163	—THUNDER	386,000	$4K	0.04%	Call
164	EBAEBAY INC	100,000	$4K	0.04%
165	—ASSERTIO	5,000,000	$4K	0.04%
166	—WEINGART	112,700	$4K	0.04%
167	ISIIONIS PH	57,636	$3K	0.04%
168	CRWDCROWDSTR	68,905	$3K	0.04%
169	ALCALCON IN	60,000	$3K	0.04%
170	DOMODOMO INC	150,000	$3K	0.03%
171	EXREXTRA SP	30,700	$3K	0.03%
172	ESSESSEX PP	10,740	$3K	0.03%
173	LKQ1LKQ CORP	90,000	$3K	0.03%
174	DDOGDATADOG	84,862	$3K	0.03%
175	LVGOLIVONGO	121,506	$3K	0.03%
176	WTWWILLIS T	15,000	$3K	0.03%
177	MNKMALLINCK	2,133,600	$3K	0.03%	Put
178	NETCLOUDFLA	172,343	$3K	0.03%
179	SBCSABRA HE	136,800	$3K	0.03%
180	EDUNEW ORIE	22,532	$3K	0.03%
181	—MEDALLIA	84,000	$3K	0.03%
182	JDJD COM I	70,630	$2K	0.03%
183	TWTRUSDTWITTER	75,000	$2K	0.03%
184	NOWSERVICEN	8,500	$2K	0.03%
185	AXTAAXALTA C	77,500	$2K	0.03%
186	FISVFISERV I	20,000	$2K	0.02%
187	SABRSABRE CO	100,000	$2K	0.02%
188	CLVTRIP COM	66,443	$2K	0.02%
189	—CHASERG	200,000	$2K	0.02%
190	QFIN360 FINA	219,156	$2K	0.02%
191	KNKNOWLES	100,000	$2K	0.02%
192	ATVIEURACTIVISI	35,000	$2K	0.02%
193	XOPUSDSPDR SER	85,323	$2K	0.02%
194	COR1EURCORESITE	17,700	$2K	0.02%
195	8CWCROWN CA	13,900	$2K	0.02%
196	CPRICAPRI HO	50,000	$2K	0.02%
197	BILIBILIBILI	101,952	$2K	0.02%
198	EXPEEXPEDIA	17,500	$2K	0.02%
199	SYSO YOUNG	148,625	$2K	0.02%
200	SILKSILK ROA	44,300	$2K	0.02%

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