OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q4 2020 Filing

Filed February 17, 2021

Portfolio Value

$5.7M

Holdings

432

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (432 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	HYGISHARES	5,000,000	$1.0M	17.89%	Put
2	SPYSPDR S&P	2,638,400	$785K	13.74%	Put
3	TIFEURTIFFANY	2,354,323	$309K	5.42%
4	OXYOCCIDENT	2,374,500	$283K	4.96%	Put
5	—GTY TECH	4,913,674	$225K	3.94%	Call
6	—TESLA IN	10,000,000	$98K	1.71%
7	MATMATTEL I	1,023,260	$91K	1.60%	Put
8	CLGXCORELOGI	903,182	$70K	1.22%
9	—FITBIT I	9,608,984	$65K	1.14%
10	—BHP GROU	995,036	$53K	0.92%
11	—ETF SER	137,700	$41K	0.72%	Put
12	DALDELTA AI	286,500	$40K	0.70%	Put
13	—NEW PROV	3,415,500	$35K	0.62%	Call
14	AAL 6.5 07/01/25AMERICAN	27,000,000	$34K	0.60%
15	LBRDKLIBERTY	210,112	$33K	0.58%
16	DISH 2.375 03/15/24DISH NET	35,000,000	$33K	0.58%
17	FFORD MTR	400,000	$33K	0.57%	Call
18	—GREENSKY	6,953,855	$32K	0.56%
19	—FALCON C	3,613,500	$30K	0.53%	Call
20	X 5 11/01/26UNITED S	20,000,000	$30K	0.52%
21	—COHN ROB	3,726,041	$28K	0.50%	Call
22	—AMRYT PH	1,990,000	$28K	0.49%
23	—LORDSTOW	1,225,000	$25K	0.43%
24	—CHURCHIL	3,193,741	$24K	0.42%	Call
25	ENDPENDO INT	785,009	$23K	0.40%	Put
26	—PARATEK	26,000,000	$22K	0.39%
27	—SPIRIT A	10,000,000	$21K	0.38%
28	—TPG PACE	2,190,000	$21K	0.37%	Call
29	ELSEQUITY L	324,600	$21K	0.36%
30	CLVS 1.25 05/01/25CLOVIS O	29,000,000	$20K	0.35%
31	—CLEVELAN	10,000,000	$19K	0.34%
32	—CONX COR	2,281,250	$19K	0.34%	Call
33	FISVFISERV I	170,000	$19K	0.34%
34	—GS ACQUI	2,299,742	$19K	0.34%	Call
35	RYAAYRYANAIR	167,367	$18K	0.32%
36	—FOLEY TR	2,236,339	$18K	0.31%	Call
37	—VY GLOBA	1,961,875	$17K	0.30%	Call
38	—TPG PACE	856,174	$17K	0.30%	Call
39	EGPEASTGROU	118,611	$16K	0.29%
40	DISDISNEY W	90,000	$16K	0.29%
41	—REINVENT	1,676,719	$16K	0.28%	Call
42	—INVESTIN	1,551,250	$16K	0.28%
43	TMUST-MOBILE	114,000	$15K	0.27%
44	—NEWHOLD	2,053,119	$15K	0.26%	Call
45	—GORES HL	1,729,735	$15K	0.26%	Call
46	—CC NEUBE	1,791,710	$14K	0.25%	Call
47	—ARTIUS A	1,812,497	$14K	0.24%	Call
48	METAFACEBOOK	50,000	$14K	0.24%
49	AMTAMERICAN	60,200	$14K	0.24%
50	—TREBIA A	1,600,775	$13K	0.24%	Call
51	ELLAUDER E	50,000	$13K	0.23%
52	—SUPERNOV	1,140,624	$13K	0.23%
53	ADCAGREE RE	193,300	$13K	0.23%
54	—HOPE BAN	13,790,000	$13K	0.22%
55	HRTXHERON TH	600,000	$13K	0.22%
56	—STAR PEA	753,201	$12K	0.21%	Call
57	—JUNIPER	2,142,524	$12K	0.21%	Call
58	—EXECUTIV	615,938	$12K	0.21%	Call
59	—PS BUSIN	89,020	$12K	0.21%
60	AXTAAXALTA C	412,500	$12K	0.21%
61	—FORTRESS	1,300,186	$12K	0.20%	Call
62	—NEXTGEN	1,460,000	$12K	0.20%	Call
63	BDXBECTON D	45,000	$11K	0.20%
64	—APPLIED	13,575,000	$11K	0.20%
65	ALCALCON AG	170,000	$11K	0.20%
66	JPMJPMORGAN	87,000	$11K	0.19%
67	—SOCIAL C	1,049,375	$11K	0.19%	Call
68	ATDALLEGHEN	50,000	$11K	0.19%	Put
69	NHINATIONAL	156,070	$11K	0.19%
70	—GORES HO	1,003,750	$11K	0.19%
71	—ION ACQU	1,003,750	$10K	0.18%	Call
72	SUISUN CMNT	67,760	$10K	0.18%
73	—OAKTREE	1,254,688	$10K	0.18%	Call
74	—ATLANTIC	1,456,837	$10K	0.18%	Call
75	—RMG ACQU	912,500	$10K	0.18%
76	—SOCIAL C	866,875	$10K	0.18%	Call
77	—EQUITY D	1,277,500	$10K	0.17%	Call
78	—NAVSIGHT	1,364,646	$10K	0.17%	Call
79	—H I G AC	1,216,666	$10K	0.17%	Call
80	—NEW FRON	1,117,661	$10K	0.17%
81	PSTHPERSHING	395,415	$10K	0.17%	Call
82	CCIXCHURCHIL	912,500	$10K	0.17%
83	—REDBALL	1,095,000	$10K	0.17%	Call
84	—CORNER G	912,500	$10K	0.17%
85	—SCVX COR	1,383,545	$9K	0.17%	Call
86	—D8 HOLDI	1,426,704	$9K	0.16%	Call
87	—ONE	1,049,375	$9K	0.16%	Call
88	—HORIZON	1,125,417	$9K	0.16%	Call
89	—FINSERV	1,345,093	$9K	0.16%	Call
90	—TWC TECH	1,125,416	$9K	0.16%	Call
91	RUNSUNRUN I	131,410	$9K	0.16%
92	—SOCIAL C	855,469	$9K	0.16%	Call
93	BGBUNGE LI	136,829	$9K	0.16%
94	—VESPER H	1,117,813	$9K	0.16%	Call
95	—NEBULA C	821,250	$9K	0.16%
96	VVISA INC	40,000	$9K	0.15%
97	—SUSTAINA	1,482,195	$9K	0.15%	Call
98	CTRECARETRUS	394,200	$9K	0.15%
99	—HUDSON E	1,387,245	$9K	0.15%	Call
100	—CHP MERG	1,832,396	$9K	0.15%	Call

Page 1 of 5Next