OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q4 2020 Filing

Filed February 17, 2021

Portfolio Value

$3.2T

Holdings

432

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (432 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	GNRCGENERAC	36,263	$8.2B	0.25%
102	CMICUMMINS	36,223	$8.2B	0.25%
103	—NATURAL	752,813	$8.2B	0.25%
104	—DPCM CAP	730,000	$8.0B	0.25%
105	—LGL SYS	1,363,773	$8.0B	0.25%	Call
106	—FIRSTMAR	958,125	$7.9B	0.24%	Call
107	—FUSION A	1,061,705	$7.9B	0.24%	Call
108	CTXSEURCITRIX S	60,000	$7.8B	0.24%
109	—BURGUNDY	1,026,563	$7.8B	0.24%	Call
110	—VECTOR A	973,333	$7.7B	0.24%	Call
111	TELTE CONNE	63,420	$7.7B	0.24%
112	—ASCENDAN	1,049,373	$7.7B	0.24%	Call
113	FLT1EURFLEETCOR	28,000	$7.6B	0.24%
114	—AEA-BRID	1,140,626	$7.6B	0.24%	Call
115	—QELL ACQ	760,418	$7.6B	0.23%	Call
116	—APOLLO S	912,500	$7.6B	0.23%	Call
117	—ARCLIGHT	923,907	$7.5B	0.23%	Call
118	—GO ACQUI	1,064,584	$7.5B	0.23%	Call
119	—PROTALIX	8,000,000	$7.4B	0.23%
120	—SPORTS E	1,026,562	$7.4B	0.23%	Call
121	DRIDARDEN R	62,200	$7.4B	0.23%
122	CPTCAMDEN P	74,020	$7.4B	0.23%
123	—ASPIRATI	979,299	$7.4B	0.23%	Call
124	—SPARTAN	684,375	$7.4B	0.23%
125	—PROPTECH	684,375	$7.4B	0.23%
126	—ACON S2	942,916	$7.3B	0.23%	Call
127	—HOLICITY	988,542	$7.3B	0.23%	Call
128	—DFP HEAL	955,658	$7.3B	0.23%	Call
129	NTSTNETSTREI	374,905	$7.3B	0.23%
130	PRIAFPRIME IM	927,708	$7.3B	0.22%	Call
131	MATMATTEL I	1,023,260	$7.3B	0.22%	Put
132	BSYBENTLEY	180,000	$7.3B	0.22%
133	XIFRNEXTERA	108,264	$7.3B	0.22%
134	—VPC IMPA	684,375	$7.2B	0.22%
135	AALAMERICAN	7,894,500	$7.2B	0.22%	Put
136	—EXPERIEN	1,291,886	$7.2B	0.22%	Call
137	—FOREST R	684,375	$7.2B	0.22%
138	SBACSBA COMM	25,465	$7.2B	0.22%
139	—EMPOWER	912,500	$7.1B	0.22%	Call
140	—REVOLUTI	684,375	$7.1B	0.22%
141	SSS1EURLIFE STO	59,500	$7.1B	0.22%
142	—TREPONT	684,375	$7.1B	0.22%
143	—TORTOISE	798,438	$7.1B	0.22%	Call
144	GDRXGOODRX H	175,000	$7.1B	0.22%
145	—VG ACQUI	851,667	$7.1B	0.22%	Call
146	CSGPCOSTAR G	7,600	$7.0B	0.22%
147	—CLIMATE	935,312	$7.0B	0.21%	Call
148	RAMPLIVERAMP	95,000	$7.0B	0.21%
149	—GX ACQUI	804,601	$6.9B	0.21%	Call
150	ROSTROSS STO	56,000	$6.9B	0.21%
151	—HORIZON	942,915	$6.9B	0.21%	Call
152	—AVANTI A	958,124	$6.9B	0.21%	Call
153	PLDPROLOGIS	68,850	$6.9B	0.21%
154	—FINTECH	638,750	$6.8B	0.21%
155	—ALTIMAR	745,208	$6.8B	0.21%	Call
156	COLDAMERICOL	180,880	$6.8B	0.21%
157	—GORES HL	919,235	$6.7B	0.21%	Call
158	DLTRDOLLAR T	62,000	$6.7B	0.21%
159	—YUCAIPA	920,104	$6.6B	0.20%	Call
160	—MONTES A	889,687	$6.5B	0.20%	Call
161	—SOC TELE	1,206,248	$6.4B	0.20%	Call
162	—E MERGE	821,248	$6.4B	0.20%	Call
163	CNRCANADIAN	57,572	$6.3B	0.19%
164	—CERBERUS	790,833	$6.3B	0.19%	Call
165	UNHUNITEDHE	18,000	$6.3B	0.19%
166	INVHINVITATI	210,200	$6.2B	0.19%
167	ITTITT INC	79,886	$6.2B	0.19%
168	—BROADSTO	312,200	$6.1B	0.19%
169	DALDELTA AI	286,500	$6.1B	0.19%	Put
170	NRANRG ENER	160,586	$6.0B	0.19%
171	—OSPREY T	1,276,266	$6.0B	0.18%	Call
172	—ACIES AC	547,500	$5.9B	0.18%
173	CICIGNA CO	28,000	$5.8B	0.18%
174	WHWYNDHAM	97,400	$5.8B	0.18%
175	—HIGHLAND	547,500	$5.7B	0.18%
176	—CITIC CA	1,005,834	$5.7B	0.18%	Call
177	—CASCADE	547,500	$5.7B	0.18%
178	OXYOCCIDENT	2,374,500	$5.7B	0.18%	Put
179	—SCION TE	547,500	$5.7B	0.17%
180	—LANDCADI	669,166	$5.6B	0.17%	Call
181	—CAPSTAR	944,046	$5.3B	0.16%	Call
182	—DANIMER	468,581	$5.3B	0.16%	Call
183	—DECARBON	684,375	$5.3B	0.16%	Call
184	—BLUESCAP	684,375	$5.2B	0.16%	Call
185	—DMY TECH	456,250	$5.2B	0.16%
186	—AJAX I	513,281	$5.2B	0.16%	Call
187	—TEKKORP	684,375	$5.2B	0.16%	Call
188	—ACE CONV	798,436	$5.1B	0.16%	Call
189	—PERIDOT	684,375	$5.1B	0.16%	Call
190	—FAST ACQ	684,375	$5.1B	0.16%	Call
191	TDWDTAILWIND	684,375	$5.1B	0.16%	Call
192	—UNION AC	788,098	$5.1B	0.16%	Call
193	—APEX TEC	1,171,452	$5.0B	0.16%	Call
194	—JAWS SPI	456,250	$5.0B	0.16%
195	—FTAC OLY	638,750	$5.0B	0.16%	Call
196	—HEALTH A	456,250	$5.0B	0.15%
197	—NORTH MO	684,375	$5.0B	0.15%	Call
198	—FG NEW A	707,187	$5.0B	0.15%	Call
199	—RECHARGE	684,375	$5.0B	0.15%	Call
200	IGACIG ACQUI	684,375	$5.0B	0.15%	Call

PreviousPage 2 of 5Next