OPPENHEIMER & CO INC Q1 2021 Filing

Filed May 10, 2021

Portfolio Value

$5.0B

Holdings

1,432

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (1,432 positions)

#	Stock	Shares	Value	% Portfolio
1001	BGBBLACKSTONE STRATEGIC CREDIT	32,510	$433K	0.01%
1002	SHMSPDR SER TR	8,714	$432K	0.01%
1003	RIGTRANSOCEAN LTD	121,307	$431K	0.01%
1004	OECORION ENGINEERED CARBONS S A	21,800	$430K	0.01%
1005	MOTIVANECK VECTORS ETF TR	12,000	$429K	0.01%
1006	—LEGG MASON ETF INVT TR	9,350	$427K	0.01%
1007	PEYINVESCO EXCHANGE TRADED FD T	21,031	$426K	0.01%
1008	PZZAPAPA JOHNS INTL INC	4,812	$426K	0.01%
1009	ASGIABERDEEN STD GLOBAL INFRASTR	21,252	$425K	0.01%
1010	UPWKUPWORK INC	9,500	$425K	0.01%
1011	—ONTRAK INC	13,029	$424K	0.01%
1012	FXNFIRST TR EXCHANGE TRADED FD	41,918	$424K	0.01%
1013	VGSHVANGUARD SCOTTSDALE FDS	6,851	$421K	0.01%
1014	CNACNA FINL CORP	9,409	$420K	0.01%
1015	—ATLAS CORP	30,800	$420K	0.01%
1016	HLTHILTON WORLDWIDE HLDGS INC	3,453	$418K	0.01%
1017	OGEOGE ENERGY CORP	12,860	$416K	0.01%
1018	CRLCHARLES RIV LABS INTL INC	1,428	$414K	0.01%
1019	DBPINVESCO DB MULTI-SECTOR COMM	8,752	$414K	0.01%
1020	CCDCALAMOS DYNAMIC CONV & INCOM	12,951	$414K	0.01%
1021	MCOMOODYS CORP	1,363	$407K	0.01%
1022	XFFCXFLAHERTY & CRUMRINE PFD SECS	17,387	$407K	0.01%
1023	BENFRANKLIN RESOURCES INC	13,731	$406K	0.01%
1024	GGMEINVESCO EXCHANGE TRADED FD T	8,059	$406K	0.01%
1025	CPERUNITED STS COMMODITY INDEX F	16,482	$406K	0.01%
1026	SEDGSOLAREDGE TECHNOLOGIES INC	1,409	$405K	0.01%
1027	VTVANGUARD INTL EQUITY INDEX F	4,167	$405K	0.01%
1028	EQHEQUITABLE HLDGS INC	12,434	$405K	0.01%
1029	NWENORTHWESTERN CORP	6,200	$404K	0.01%
1030	NHINATIONAL HEALTH INVS INC	5,591	$404K	0.01%
1031	KRNTKORNIT DIGITAL LTD	4,065	$403K	0.01%
1032	LYFTLYFT INC	6,382	$403K	0.01%
1033	TFLOISHARES TR	8,004	$403K	0.01%
1034	PACBPACIFIC BIOSCIENCES CALIF IN	12,068	$402K	0.01%
1035	BSCMUSDINVESCO EXCH TRD SLF IDX FD	18,451	$399K	0.01%
1036	UMCUNITED MICROELECTRONICS CORP	43,665	$398K	0.01%
1037	SJNKSPDR SER TR	14,513	$397K	0.01%
1038	IYJISHARES TR	3,758	$397K	0.01%
1039	REGLPROSHARES TR	5,683	$396K	0.01%
1040	IGMISHARES TR	1,098	$396K	0.01%
1041	XLGINVESCO EXCHANGE TRADED FD T	1,334	$396K	0.01%
1042	IARTINTEGRA LIFESCIENCES HLDGS C	5,726	$396K	0.01%
1043	WEPMAGELLAN MIDSTREAM PRTNRS LP	9,106	$395K	0.01%
1044	FEYECHFFIREEYE INC	20,161	$395K	0.01%
1045	PAWZPROSHARES TR	5,447	$394K	0.01%
1046	SPBSPECTRUM BRANDS HLDGS INC NE	4,630	$394K	0.01%
1047	AUPHAURINIA PHARMACEUTICALS INC	30,290	$393K	0.01%
1048	CHICALAMOS CONV OPPORTUNITIES &	27,359	$389K	0.01%
1049	FTVFORTIVE CORP	5,503	$389K	0.01%
1050	ARKQARK ETF TR	4,605	$386K	0.01%
1051	QUALISHARES TR	3,168	$385K	0.01%
1052	SDHYPGIM SHORT DUR HIG YLD OPP F	20,000	$383K	0.01%
1053	AZTABROOKS AUTOMATION INC NEW	4,696	$383K	0.01%
1054	IHEISHARES TR	2,151	$382K	0.01%
1055	AGQPROSHARES TR	31,146	$382K	0.01%
1056	VDCVANGUARD WORLD FDS	2,143	$382K	0.01%
1057	MFCMANULIFE FINL CORP	17,748	$382K	0.01%
1058	FFTYINNOVATOR ETFS TR	8,700	$382K	0.01%
1059	EFZPROSHARES TR	19,621	$382K	0.01%
1060	ELSEQUITY LIFESTYLE PPTYS INC	5,988	$381K	0.01%
1061	BNGOUSDBIONANO GENOMICS INC	47,008	$380K	0.01%
1062	—SLR SENIOR INVESTMENT CORP	25,883	$380K	0.01%
1063	SLGNSILGAN HOLDINGS INC	9,010	$379K	0.01%
1064	CSGPCOSTAR GROUP INC	461	$379K	0.01%
1065	NBIXNEUROCRINE BIOSCIENCES INC	3,899	$379K	0.01%
1066	BLDPBALLARD PWR SYS INC NEW	15,490	$378K	0.01%
1067	GSGISHARES S&P GSCI COMMODITY-	26,850	$375K	0.01%
1068	IJJISHARES TR	3,676	$375K	0.01%
1069	PRNTARK ETF TR	9,608	$373K	0.01%
1070	CFBCROSSFIRST BANKSHARES INC	27,000	$372K	0.01%
1071	EPACENERPAC TOOL GROUP CORP	14,227	$372K	0.01%
1072	AZEKAZEK CO INC	8,800	$370K	0.01%
1073	CDWCDW CORP	2,225	$369K	0.01%
1074	CCCHEMOURS CO	13,236	$369K	0.01%
1075	VTIPVANGUARD MALVERN FDS	7,050	$363K	0.01%
1076	UAAUNDER ARMOUR INC	16,250	$360K	0.01%
1077	MMSIMERIT MED SYS INC	6,000	$359K	0.01%
1078	WHRWHIRLPOOL CORP	1,622	$357K	0.01%
1079	NOVAQSUNNOVA ENERGY INTL INC.	8,710	$356K	0.01%
1080	PMOPUTNAM MUN OPPORTUNITIES TR	26,530	$356K	0.01%
1081	MXIMMAXIM INTEGRATED PRODS INC	3,882	$355K	0.01%
1082	SIGISELECTIVE INS GROUP INC	4,900	$355K	0.01%
1083	AMRCAMERESCO INC	7,280	$354K	0.01%
1084	MRTXEURMIRATI THERAPEUTICS INC	2,035	$349K	0.01%
1085	IQVIQVIA HLDGS INC	1,807	$349K	0.01%
1086	NPFINUVEEN PFD & INCM SECURTIES	35,893	$349K	0.01%
1087	KEYKEYCORP	17,392	$348K	0.01%
1088	EXPEEXPEDIA GROUP INC	2,022	$348K	0.01%
1089	THQTEKLA HEALTHCARE OPPORTUNITI	15,985	$347K	0.01%
1090	EWBCEAST WEST BANCORP INC	4,700	$347K	0.01%
1091	CGCCANOPY GROWTH CORP	10,788	$345K	0.01%
1092	XPCKXPIMCO CALIF MUN INCOME FD II	37,796	$342K	0.01%
1093	DNPDNP SELECT INCOME FD INC	34,293	$339K	0.01%
1094	KBESPDR SER TR	6,510	$338K	0.01%
1095	TNLTRAVEL PLUS LEISURE CO	5,526	$338K	0.01%
1096	MINMFS INTER INCOME TR	90,636	$337K	0.01%
1097	AXSAXIS CAP HLDGS LTD	6,800	$337K	0.01%
1098	YORWYORK WTR CO	6,870	$336K	0.01%
1099	GHYPGIM GLOBAL HIGH YIELD FD FO	22,472	$336K	0.01%
1100	XOPSPDR SER TR	4,120	$335K	0.01%

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