OPPENHEIMER & CO INC Q4 2018 Filing
Filed January 29, 2019
Portfolio Value
$3.2T
Holdings
1,237
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (1,237 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1201 | —ALCENTRA CAP CORP | 10,198 | $66.0M | 0.00% | |
| 1202 | TCRTZIOPHARM ONCOLOGY INC | 35,000 | $65.0M | 0.00% | |
| 1203 | —AMERICA FIRST MULTIFAMILY IN | 11,380 | $64.0M | 0.00% | |
| 1204 | SNAPSNAP INC | 11,019 | $61.0M | 0.00% | |
| 1205 | —SPRINT CORP | 10,251 | $60.0M | 0.00% | |
| 1206 | —WASHINGTON PRIME GROUP NEW | 11,046 | $54.0M | 0.00% | |
| 1207 | PPTPUTNAM PREMIER INCOME TR | 11,508 | $54.0M | 0.00% | |
| 1208 | —VOYA RISK MANAGED NAT RES FD | 12,545 | $53.0M | 0.00% | |
| 1209 | —ENSCO PLC | 14,673 | $52.0M | 0.00% | |
| 1210 | —TRANSENTERIX INC | 22,000 | $50.0M | 0.00% | |
| 1211 | HIMXHIMAX TECHNOLOGIES INC | 14,240 | $48.0M | 0.00% | |
| 1212 | PDLIEURPDL BIOPHARMA INC | 15,188 | $44.0M | 0.00% | |
| 1213 | GPROGOPRO INC | 10,313 | $44.0M | 0.00% | |
| 1214 | OPKOPKO HEALTH INC | 13,514 | $41.0M | 0.00% | |
| 1215 | —LEGACY RESVS INC | 26,725 | $41.0M | 0.00% | |
| 1216 | —ACTINIUM PHARMACEUTICALS INC | 103,672 | $40.0M | 0.00% | |
| 1217 | —ADAMIS PHARMACEUTICALS CORP | 17,000 | $38.0M | 0.00% | |
| 1218 | —NANTKWEST INC | 32,600 | $38.0M | 0.00% | |
| 1219 | —RITE AID CORP | 51,000 | $36.0M | 0.00% | |
| 1220 | DBDEURDIEBOLD NXDF INC | 13,906 | $35.0M | 0.00% | |
| 1221 | —CUI GLOBAL INC | 26,097 | $32.0M | 0.00% | |
| 1222 | —PENNEY J C INC | 29,400 | $31.0M | 0.00% | |
| 1223 | —OCH ZIFF CAP MGMT GROUP | 32,000 | $29.0M | 0.00% | |
| 1224 | —ROCKWELL MED INC | 11,700 | $26.0M | 0.00% | |
| 1225 | —MITCHAM INDS INC | 10,000 | $26.0M | 0.00% | |
| 1226 | —PIER 1 IMPORTS INC | 56,300 | $17.0M | 0.00% | |
| 1227 | —QUICKLOGIC CORP | 23,000 | $17.0M | 0.00% | |
| 1228 | AXASEURABRAXAS PETE CORP | 13,500 | $15.0M | 0.00% | |
| 1229 | —ATHERSYS INC | 10,000 | $14.0M | 0.00% | |
| 1230 | —REWALK ROBOTICS LTD | 82,250 | $14.0M | 0.00% | |
| 1231 | GSATUSDGLOBALSTAR INC | 15,204 | $10.0M | 0.00% | |
| 1232 | —BIOLINERX LTD | 23,500 | $10.0M | 0.00% | |
| 1233 | —CAPSTONE TURBINE CORP | 13,000 | $8.0M | 0.00% | |
| 1234 | —FUELCELL ENERGY INC | 11,972 | $6.0M | 0.00% | |
| 1235 | —AMPIO PHARMACEUTICALS INC | 10,100 | $4.0M | 0.00% | |
| 1236 | —BIOPHARMX CORP | 25,000 | $3.0M | 0.00% | |
| 1237 | —CELLDEX THERAPEUTICS INC NEW | 16,735 | $3.0M | 0.00% |
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