OPPENHEIMER & CO INC Q4 2018 Filing
Filed January 29, 2019
Portfolio Value
$3.2T
Holdings
1,237
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (1,237 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1101 | AFGAMERICAN FINL GROUP INC OHIO | 2,226 | $202.0M | 0.01% | |
| 1102 | AWRAMERICAN STS WTR CO | 3,011 | $201.0M | 0.01% | |
| 1103 | DSIISHARES TR | 2,160 | $201.0M | 0.01% | |
| 1104 | ARDCARES DYNAMIC CR ALLOCATION F | 14,600 | $201.0M | 0.01% | |
| 1105 | XMMOINVESCO EXCHANGE TRADED FD T | 4,459 | $201.0M | 0.01% | |
| 1106 | LITGLOBAL X FDS | 7,446 | $200.0M | 0.01% | |
| 1107 | —APPROACH RESOURCES INC | 227,997 | $199.0M | 0.01% | |
| 1108 | —NUVEEN INTER DURATION MN TMF | 16,018 | $198.0M | 0.01% | |
| 1109 | MQTBLACKROCK MUNIY QUALITY FD I | 17,250 | $197.0M | 0.01% | |
| 1110 | —NUVEEN TX ADV TOTAL RET STRG | 19,270 | $196.0M | 0.01% | |
| 1111 | OSVEURVANECK VECTORS ETF TR | 13,842 | $194.0M | 0.01% | |
| 1112 | CNCRUSDETF SER SOLUTIONS | 10,227 | $193.0M | 0.01% | |
| 1113 | PSECPROSPECT CAPITAL CORPORATION | 29,993 | $190.0M | 0.01% | |
| 1114 | CMCM1EURCHEETAH MOBILE INC | 31,022 | $190.0M | 0.01% | |
| 1115 | VKQINVESCO MUN TR | 16,987 | $189.0M | 0.01% | |
| 1116 | BTZBLACKROCK CR ALLCTN INC TR | 16,928 | $189.0M | 0.01% | |
| 1117 | GABGABELLI EQUITY TR INC | 37,006 | $188.0M | 0.01% | |
| 1118 | —ALLIANZGI EQUITY & CONV INCO | 10,107 | $187.0M | 0.01% | |
| 1119 | LGFEURLIONS GATE ENTMNT CORP | 11,600 | $187.0M | 0.01% | |
| 1120 | MFICAPOLLO INVT CORP | 14,827 | $184.0M | 0.01% | |
| 1121 | VMOINVESCO MUN OPPORTUNITY TR | 16,500 | $184.0M | 0.01% | |
| 1122 | RLJRLJ LODGING TR | 10,860 | $178.0M | 0.01% | |
| 1123 | RIGLUSDRIGEL PHARMACEUTICALS INC | 77,051 | $177.0M | 0.01% | |
| 1124 | —MALLINCKRODT PUB LTD CO | 11,049 | $175.0M | 0.01% | |
| 1125 | BTABLACKROCK LONG-TERM MUNI ADV | 16,274 | $174.0M | 0.01% | |
| 1126 | —CM FIN INC | 27,759 | $173.0M | 0.01% | |
| 1127 | NAGECHROMADEX CORP | 50,000 | $172.0M | 0.01% | |
| 1128 | YRIYAMANA GOLD INC | 72,189 | $170.0M | 0.01% | |
| 1129 | —CAPITALA FIN CORP | 23,567 | $169.0M | 0.01% | |
| 1130 | DMLPDORCHESTER MINERALS LP | 11,500 | $169.0M | 0.01% | |
| 1131 | TSEMTOWER SEMICONDUCTOR LTD | 11,400 | $168.0M | 0.01% | |
| 1132 | —ALLIANZGI NFJ DIVID INT & PR | 15,640 | $167.0M | 0.01% | |
| 1133 | VYGRVOYAGER THERAPEUTICS INC | 17,681 | $166.0M | 0.01% | |
| 1134 | ECCEAGLE PT CR CO LLC | 11,597 | $165.0M | 0.01% | |
| 1135 | —ATLANTIC CAP BANCSHARES INC | 10,000 | $164.0M | 0.01% | |
| 1136 | STLAFIAT CHRYSLER AUTOMOBILES N | 11,245 | $163.0M | 0.01% | |
| 1137 | NMLNEUBERGER BERMAN MLP INCOME | 24,289 | $162.0M | 0.01% | |
| 1138 | —GREAT ELM CAP GROUP INC | 46,922 | $159.0M | 0.00% | |
| 1139 | —GARRISON CAP INC | 24,526 | $158.0M | 0.00% | |
| 1140 | GDOWESTERN ASSET GLOBAL CP DEFI | 10,500 | $157.0M | 0.00% | |
| 1141 | SPPPSPROTT PHYSICAL PLAT PALLAD | 15,765 | $155.0M | 0.00% | |
| 1142 | SLCAU S SILICA HLDGS INC | 15,100 | $154.0M | 0.00% | |
| 1143 | CRONCRONOS GROUP INC | 14,765 | $153.0M | 0.00% | |
| 1144 | PMOPUTNAM MUN OPPORTUNITIES TR | 13,500 | $152.0M | 0.00% | |
| 1145 | JFRNUVEEN FLOATING RATE INCOME | 16,290 | $151.0M | 0.00% | |
| 1146 | SLMSLM CORP | 18,182 | $151.0M | 0.00% | |
| 1147 | ERCWELLS FARGO MULTI SECTOR INC | 13,000 | $144.0M | 0.00% | |
| 1148 | DNREURDENBURY RES INC | 84,349 | $144.0M | 0.00% | |
| 1149 | TBCHTURTLE BEACH CORP | 10,102 | $144.0M | 0.00% | |
| 1150 | —FORTERRA INC | 37,935 | $143.0M | 0.00% | |
| 1151 | BGBBLACKSTONE GSO STRATEGIC CR | 10,446 | $141.0M | 0.00% | |
| 1152 | VCVINVESCO CALIF VALUE MUN INC | 12,456 | $141.0M | 0.00% | |
| 1153 | WATTENERGOUS CORP | 24,154 | $140.0M | 0.00% | |
| 1154 | 0E41ENLINK MIDSTREAM LLC | 14,700 | $140.0M | 0.00% | |
| 1155 | BCSBARCLAYS PLC | 18,400 | $139.0M | 0.00% | |
| 1156 | —UXIN LTD | 28,486 | $138.0M | 0.00% | |
| 1157 | EMOCLEARBRIDGE MLP AND MIDSTRM | 17,551 | $137.0M | 0.00% | |
| 1158 | JRSNUVEEN REAL ESTATE INCOME FD | 16,099 | $136.0M | 0.00% | |
| 1159 | NACNUVEEN CA QUALTY MUN INCOME | 10,621 | $135.0M | 0.00% | |
| 1160 | SHOSUNSTONE HOTEL INVS INC NEW | 10,404 | $135.0M | 0.00% | |
| 1161 | XCHYXCALAMOS CONV & HIGH INCOME F | 14,344 | $135.0M | 0.00% | |
| 1162 | GMEGAMESTOP CORP NEW | 10,600 | $134.0M | 0.00% | |
| 1163 | ETWEATON VANCE TXMGD GL BUYWR O | 14,064 | $134.0M | 0.00% | |
| 1164 | NEANUVEEN FLTNG RTE INCM OPP FD | 14,625 | $132.0M | 0.00% | |
| 1165 | —VOXX INTL CORP | 32,500 | $129.0M | 0.00% | |
| 1166 | FTFFRANKLIN LTD DURATION INC TR | 14,150 | $128.0M | 0.00% | |
| 1167 | —MEDIWOUND LTD | 30,800 | $125.0M | 0.00% | |
| 1168 | CZREURCAESARS ENTMT CORP | 18,359 | $125.0M | 0.00% | |
| 1169 | PMMPUTNAM MANAGED MUN INCOM TR | 18,100 | $122.0M | 0.00% | |
| 1170 | EMOCLEARBRIDGE MLP AND MIDSTRM | 11,698 | $121.0M | 0.00% | |
| 1171 | —LUMBER LIQUIDATORS HLDGS INC | 12,667 | $120.0M | 0.00% | |
| 1172 | WPRTWESTPORT FUEL SYSTEMS INC | 89,300 | $118.0M | 0.00% | |
| 1173 | NPFINUVEEN PFD & INCM SECURTIES | 14,286 | $118.0M | 0.00% | |
| 1174 | QEPQEP RES INC | 20,800 | $117.0M | 0.00% | |
| 1175 | VVRINVESCO SR INCOME TR | 30,000 | $117.0M | 0.00% | |
| 1176 | —MCDERMOTT INTL INC | 17,354 | $114.0M | 0.00% | |
| 1177 | NHSNEUBERGER BERMAN HGH YLD FD | 11,800 | $114.0M | 0.00% | |
| 1178 | TTMITTM TECHNOLOGIES INC | 11,500 | $112.0M | 0.00% | |
| 1179 | DNPDNP SELECT INCOME FD | 10,710 | $111.0M | 0.00% | |
| 1180 | RFICOHEN & STEERS TOTAL RETURN | 10,328 | $111.0M | 0.00% | |
| 1181 | —ON DECK CAP INC | 18,557 | $109.0M | 0.00% | |
| 1182 | DSUBLACKROCK DEBT STRAT FD INC | 11,045 | $108.0M | 0.00% | |
| 1183 | CTVHELIX ENERGY SOLUTIONS GRP I | 20,000 | $108.0M | 0.00% | |
| 1184 | —STRONGBRIDGE BIOPHARMA PLC | 23,822 | $107.0M | 0.00% | |
| 1185 | XHIEXMILLER HOWARD HIGH INC EQTY | 11,250 | $107.0M | 0.00% | |
| 1186 | DBDEUTSCHE BANK AG | 12,600 | $102.0M | 0.00% | |
| 1187 | JPCNUVEEN PFD & INCM OPPORTNYS | 11,953 | $100.0M | 0.00% | |
| 1188 | SANBANCO SANTANDER SA | 22,422 | $100.0M | 0.00% | |
| 1189 | ACCOACCO BRANDS CORP | 13,468 | $91.0M | 0.00% | |
| 1190 | —FIRST TR SR FLOATING RATE 20 | 11,000 | $91.0M | 0.00% | |
| 1191 | SNDXSYNDAX PHARMACEUTICALS INC | 19,809 | $88.0M | 0.00% | |
| 1192 | GSMFERROGLOBE PLC | 53,530 | $85.0M | 0.00% | |
| 1193 | —COHEN & STEERS MLP INC & ENR | 11,078 | $84.0M | 0.00% | |
| 1194 | NBRNABORS INDUSTRIES LTD | 41,947 | $84.0M | 0.00% | |
| 1195 | ACHOWENS & MINOR INC NEW | 13,000 | $82.0M | 0.00% | |
| 1196 | WFRDWEATHERFORD INTL PLC | 144,646 | $81.0M | 0.00% | |
| 1197 | AGFIRST MAJESTIC SILVER CORP | 13,813 | $81.0M | 0.00% | |
| 1198 | —DREYFUS STRATEGIC MUN BD FD | 11,000 | $77.0M | 0.00% | |
| 1199 | VNRXVOLITIONRX LTD | 38,652 | $70.0M | 0.00% | |
| 1200 | AKBAAKEBIA THERAPEUTICS INC | 12,225 | $68.0M | 0.00% |