Paloma Partners Management Co Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$4.8T
Holdings
1,590
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (1,590 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S and P500 ETF TRUST | 1,462,019 | $433.9B | 9.00% | Put |
| 2 | XLFAMEX FINANCIAL SELECT SPDR IDX | 8,475,441 | $237.3B | 4.92% | Put |
| 3 | NDQINVESCO QQQ TRUST SERIES 1 | 688,598 | $130.0B | 2.70% | Put |
| 4 | IWMISHARES TR RUSSELL 2000 IDX | 721,531 | $109.2B | 2.27% | Put |
| 5 | GQ9SPDR GOLD TRUST | 715,877 | $99.4B | 2.06% | Put |
| 6 | XLKTECHNOLOGY SELECT SECT SPDR | 1,049,961 | $84.6B | 1.75% | Put |
| 7 | BACBANK OF AMERICA CORP | 2,107,337 | $61.5B | 1.28% | |
| 8 | ORCLORACLE CORP | 1,071,342 | $59.0B | 1.22% | |
| 9 | AAPLAPPLE INC | 229,784 | $51.5B | 1.07% | Put |
| 10 | METMETLIFE INC | 1,061,929 | $50.1B | 1.04% | |
| 11 | JPMJPMORGAN CHASE and CO | 417,711 | $49.2B | 1.02% | |
| 12 | GDGENERAL DYNAMICS CORP | 258,079 | $47.2B | 0.98% | |
| 13 | FXIISHARES FTSE CHINA 25 INDEX FU | 1,183,757 | $47.1B | 0.98% | Put |
| 14 | GDXVANECK VECTORS GOLD MINERS ET | 1,743,921 | $46.6B | 0.97% | Put |
| 15 | NOCNORTHROP GRUMMAN CORP | 118,162 | $44.3B | 0.92% | Put |
| 16 | LHXL3HARRIS TECHNOLOGIES INC | 208,985 | $43.6B | 0.90% | |
| 17 | GEGENERAL ELECTRIC CO | 4,250,000 | $38.0B | 0.79% | Put |
| 18 | FISVFISERV INC | 359,745 | $37.3B | 0.77% | |
| 19 | TRVCCITIGROUP INC | 519,339 | $35.9B | 0.74% | |
| 20 | XLYCONSUMER DISCRET SELECT SPDR | 293,778 | $35.5B | 0.74% | Put |
| 21 | AMGNAMGEN INC | 158,196 | $30.6B | 0.63% | Put |
| 22 | IYRISHARES DJ US REAL ESTATE | 325,363 | $30.4B | 0.63% | Put |
| 23 | CSCOCISCO SYSTEMS INC | 608,287 | $30.1B | 0.62% | Put |
| 24 | IBBISHARES NASDAQ BIOTECH INDX | 294,889 | $29.3B | 0.61% | Put |
| 25 | GSGOLDMAN SACHS GROUP INC | 135,144 | $28.0B | 0.58% | Put |
| 26 | PFEPFIZER INC | 771,276 | $27.7B | 0.57% | Put |
| 27 | MCOMOODYS CORPORATION | 135,029 | $27.7B | 0.57% | |
| 28 | ROPROPER TECHNOLOGIES INC | 74,759 | $26.7B | 0.55% | |
| 29 | CHTRCHARTER COMMUNICATIONS CL A | 63,479 | $26.2B | 0.54% | |
| 30 | SBUXSTARBUCKS CORP | 289,182 | $25.6B | 0.53% | Put |
| 31 | BIIBBIOGEN INC | 109,011 | $25.4B | 0.53% | |
| 32 | TSLATESLA INC | 105,297 | $25.4B | 0.53% | Put |
| 33 | USBUS BANCORP NEW | 456,901 | $25.3B | 0.52% | |
| 34 | GOOGALPHABET INC CL C | 19,946 | $24.3B | 0.50% | |
| 35 | WFCWELLS FARGO and COMPANY | 474,472 | $23.9B | 0.50% | |
| 36 | XOPUSDSPDR S and P OUL and GAS EXPLORATION | 986,202 | $22.1B | 0.46% | Put |
| 37 | HYGISHARES IBOXX USD HIGH YIELD | 250,000 | $21.8B | 0.45% | Put |
| 38 | INTCINTEL CORP | 421,453 | $21.7B | 0.45% | |
| 39 | LRCXEURLAM RESEARCH | 91,329 | $21.1B | 0.44% | Put |
| 40 | NVRNVR INC | 5,137 | $19.1B | 0.40% | |
| 41 | XLEAMEX ENERGY SELECT SPDR IDX | 316,074 | $18.7B | 0.39% | Put |
| 42 | GMGENERAL MOTORS CO | 489,620 | $18.4B | 0.38% | Put |
| 43 | SLVISHARES SILVER TRUST | 1,130,615 | $18.0B | 0.37% | Put |
| 44 | MMM3M CO | 107,026 | $17.6B | 0.36% | Put |
| 45 | LYBLYONDELLBASELL INDU CL A | 195,899 | $17.5B | 0.36% | |
| 46 | EWZISHARES MSCI BRAZIL ETF | 396,555 | $16.7B | 0.35% | |
| 47 | EFAISHARES MSCI EAFE INDEX FUND | 253,848 | $16.6B | 0.34% | Put |
| 48 | PGPROCTER and GAMBLE | 128,758 | $16.0B | 0.33% | Put |
| 49 | PRUPRUDENTIAL FINANCIAL INC | 173,439 | $15.6B | 0.32% | Put |
| 50 | WBAWALGREENS BOOTS ALLIANCE INC | 280,260 | $15.5B | 0.32% | Put |
| 51 | BKNGBOOKING HOLDINGS INC | 7,888 | $15.5B | 0.32% | Put |
| 52 | XLBMATERIALS SELECT SECTOR SPDR | 259,975 | $15.1B | 0.31% | Put |
| 53 | EBAEBAY INC | 380,124 | $14.8B | 0.31% | |
| 54 | MRKMERCK and CO | 175,750 | $14.8B | 0.31% | |
| 55 | HSYTHE HERSHEY COMPANY | 87,870 | $13.6B | 0.28% | Put |
| 56 | LLYLILLY ELI and CO | 121,549 | $13.6B | 0.28% | Put |
| 57 | CTSHCOGNIZANT TECH SOLUTIONS CRP | 224,862 | $13.6B | 0.28% | |
| 58 | EQREQUITY RESIDENTIAL PROPS TR | 155,896 | $13.4B | 0.28% | |
| 59 | MOALTRIA GROUP INC | 314,092 | $12.8B | 0.27% | Put |
| 60 | XLVHEALTH CARE SELECT SECTOR | 142,042 | $12.8B | 0.27% | Put |
| 61 | —SOUTHERN CO 6.75 01AUG2022 | 232,100 | $12.4B | 0.26% | |
| 62 | LOWLOWES CO | 110,310 | $12.1B | 0.25% | |
| 63 | CATCATERPILLAR INC | 95,717 | $12.1B | 0.25% | Put |
| 64 | MARMARRIOTT INTL CL A NEW | 96,928 | $12.1B | 0.25% | Put |
| 65 | HONHONEYWELL INTL INC | 70,945 | $12.0B | 0.25% | |
| 66 | DALDELTA AIR LINES INC | 206,593 | $11.9B | 0.25% | Put |
| 67 | UNHUNITED HEALTH GROUP INC | 54,715 | $11.9B | 0.25% | Put |
| 68 | 4I1PHILIP MORRIS INTERNATIONAL | 155,720 | $11.8B | 0.25% | Put |
| 69 | XYZSQUARE INC A | 186,201 | $11.5B | 0.24% | Put |
| 70 | SPGSIMON PROPERTY GROUP INC | 73,112 | $11.4B | 0.24% | Put |
| 71 | SYFSYNCHRONY FINANCIAL | 329,421 | $11.2B | 0.23% | Put |
| 72 | JCIJOHNSON CONTROLS INTERNATION | 255,159 | $11.2B | 0.23% | |
| 73 | COPCONOCOPHILLIPS | 194,811 | $11.1B | 0.23% | |
| 74 | DDDUPONT DE NEMOURS INC | 152,105 | $10.8B | 0.23% | Put |
| 75 | DFSEURDISCOVER FINANCIAL SERVICES | 133,597 | $10.8B | 0.22% | Put |
| 76 | LVLNSPDR S and P MORTGAGE FINANCE ETF | 205,190 | $10.8B | 0.22% | Put |
| 77 | MCKMCKESSON CORP | 74,586 | $10.2B | 0.21% | |
| 78 | SYMCEURSYMANTEC CORP | 430,021 | $10.2B | 0.21% | |
| 79 | MDLZMONDELEZ INTERNATIONAL INC | 181,296 | $10.0B | 0.21% | Put |
| 80 | XLNXEURXILINX INC | 103,077 | $9.9B | 0.21% | Put |
| 81 | VMWEURVMWARE INC CLASS A | 65,837 | $9.9B | 0.20% | Put |
| 82 | ELVANTHEM INC | 41,123 | $9.9B | 0.20% | Put |
| 83 | BXPBOSTON PROPERTIES INC | 75,530 | $9.8B | 0.20% | |
| 84 | —MEDIDATA SOLUTIONS INC | 106,981 | $9.8B | 0.20% | |
| 85 | XMESPDR METALS and MINING ETF | 383,356 | $9.8B | 0.20% | Put |
| 86 | CERNCHFCERNER CORP | 141,714 | $9.7B | 0.20% | Put |
| 87 | JNJJOHNSON and JOHNSON | 74,380 | $9.6B | 0.20% | |
| 88 | VGKVANGUARD FTSE EUROPE ETF | 176,994 | $9.5B | 0.20% | |
| 89 | VFCVF CORP | 104,630 | $9.3B | 0.19% | Put |
| 90 | SCHWSCHWAB CHARLES CORP | 220,724 | $9.2B | 0.19% | Put |
| 91 | CFGCITIZENS FINANCIAL GROUP | 253,882 | $9.0B | 0.19% | |
| 92 | EEMISHARES MSCI EMERGING MKT IN | 219,619 | $9.0B | 0.19% | |
| 93 | ALSALLSTATE CORP | 82,165 | $8.9B | 0.19% | |
| 94 | 7HPHP INC | 469,389 | $8.9B | 0.18% | Put |
| 95 | BKBANK OF NEW YORK MELLON CORP | 194,746 | $8.8B | 0.18% | |
| 96 | EVRGEVERGY INC | 131,700 | $8.8B | 0.18% | |
| 97 | FMUSDISHARES MSCI FRONTIER 100 | 301,437 | $8.5B | 0.18% | |
| 98 | AONAON PLC | 43,314 | $8.4B | 0.17% | |
| 99 | XECEURCIMAREX ENERGY CO | 174,544 | $8.4B | 0.17% | |
| 100 | TJXTJX COMPANIES INC | 149,868 | $8.4B | 0.17% |
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