Paloma Partners Management Co Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$2.9T

Holdings

368

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (368 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	936,900	$400.5B	13.85%	Put
2	HYGISHARES TR	3,342,530	$246.4B	8.52%	Put
3	TLTISHARES TR	1,875,227	$166.3B	5.75%	Put
4	NDQINVESCO QQQ TR	397,900	$142.6B	4.93%	Put
5	SEALTD 0.25 09/15/26SEA LTD	118,621,000	$94.9B	3.28%
6	IWMISHARES TR	534,114	$94.4B	3.27%	Put
7	XLESELECT SECTOR SPDR TR	732,100	$66.2B	2.29%	Put
8	XLUSELECT SECTOR SPDR TR	972,193	$57.3B	1.98%	Put
9	XLYSELECT SECTOR SPDR TR	342,399	$55.1B	1.91%	Put
10	XLISELECT SECTOR SPDR TR	530,596	$53.8B	1.86%	Put
11	XLKSELECT SECTOR SPDR TR	270,660	$44.4B	1.53%	Put
12	IYRISHARES TR	557,103	$43.5B	1.51%	Put
13	LI 0.25 05/01/28LI AUTO INC	24,749,000	$35.1B	1.21%
14	XLFISELECT SECTOR SPDR TR	477,534	$32.9B	1.14%	Put
15	XOPSPDR SER TR	217,116	$32.1B	1.11%	Put
16	INSPINSPIRE MED SYS INC	151,032	$30.0B	1.04%	Put
17	BMYBRISTOL-MYERS SQUIBB CO	457,645	$26.6B	0.92%	Put
18	SBUXSTARBUCKS CORP	269,790	$24.6B	0.85%	Put
19	XLBSELECT SECTOR SPDR TR	301,000	$23.6B	0.82%	Put
20	FXIISHARES TR	890,424	$23.6B	0.82%	Put
21	—VNET GROUP INC	29,627,000	$23.3B	0.81%
22	EWZISHARES INC	756,219	$23.2B	0.80%	Put
23	ABTABBOTT LABS	217,847	$21.1B	0.73%	Put
24	HTHT 3 05/01/26H WORLD GROUP LTD	17,087,000	$19.9B	0.69%
25	UPSUNITED PARCEL SERVICE INC	123,900	$19.3B	0.67%	Put
26	AEPAMERICAN ELEC PWR CO INC	255,717	$19.2B	0.67%	Put
27	BACBANK AMERICA CORP	701,238	$19.2B	0.66%	Put
28	ALBALBEMARLE CORP	112,278	$19.1B	0.66%	Put
29	PFEPFIZER INC	573,800	$19.0B	0.66%	Put
30	NOCNORTHROP GRUMMAN CORP	39,468	$17.4B	0.60%	Put
31	NKENIKE INC	164,097	$15.7B	0.54%	Put
32	LHXL3HARRIS TECHNOLOGIES INC	85,208	$14.8B	0.51%	Put
33	DISDISNEY WALT CO	180,009	$14.6B	0.50%	Put
34	ETNEATON CORP PLC	67,688	$14.4B	0.50%	Put
35	KHCKRAFT HEINZ CO	414,800	$14.0B	0.48%	Put
36	LVSLAS VEGAS SANDS CORP	299,950	$13.7B	0.48%	Put
37	XMESPDR SER TR	257,349	$13.5B	0.47%	Put
38	NEMNEWMONT CORP	364,794	$13.5B	0.47%	Put
39	AMDADVANCED MICRO DEVICES INC	129,800	$13.3B	0.46%	Put
40	NIO 0.5 02/01/27NIO INC	14,709,000	$12.9B	0.45%
41	HSYHERSHEY CO	63,598	$12.7B	0.44%	Put
42	DONSPDR DOW JONES INDL AVERAGE	37,222	$12.5B	0.43%	Put
43	GISGENERAL MLS INC	194,806	$12.5B	0.43%	Put
44	DDOMINION ENERGY INC	276,629	$12.4B	0.43%	Put
45	FCXFREEPORT-MCMORAN INC	329,754	$12.3B	0.43%	Put
46	ADMARCHER DANIELS MIDLAND CO	159,824	$12.1B	0.42%	Put
47	DWDMORGAN STANLEY	147,546	$12.1B	0.42%	Put
48	JCIJOHNSON CTLS INTL PLC	223,977	$11.9B	0.41%	Put
49	CNFCNFINANCE HLDGS LTD	3,053,377	$11.5B	0.40%
50	AG8AGILENT TECHNOLOGIES INC	100,854	$11.3B	0.39%	Put
51	JPMJPMORGAN CHASE & CO	73,168	$10.6B	0.37%	Put
52	8CWCROWN CASTLE INC	112,215	$10.3B	0.36%	Put
53	COINCOINBASE GLOBAL INC	134,076	$10.1B	0.35%	Put
54	ARKKARK ETF TR	250,000	$9.9B	0.34%	Put
55	SLVISHARES SILVER TR	482,900	$9.8B	0.34%	Put
56	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC	10,006,000	$9.7B	0.34%
57	EFAISHARES TR	136,300	$9.4B	0.32%	Put
58	DVNDEVON ENERGY CORP NEW	196,128	$9.4B	0.32%	Put
59	GPCGENUINE PARTS CO	63,109	$9.1B	0.32%	Put
60	MSFTMICROSOFT CORP	27,300	$8.6B	0.30%	Put
61	GILDGILEAD SCIENCES INC	114,800	$8.6B	0.30%	Put
62	TMOTHERMO FISHER SCIENTIFIC INC	16,839	$8.5B	0.29%	Put
63	TROWPRICE T ROWE GROUP INC	79,695	$8.4B	0.29%	Put
64	GSGOLDMAN SACHS GROUP INC	25,519	$8.3B	0.29%	Put
65	LRCXEURLAM RESEARCH CORP	13,049	$8.2B	0.28%	Put
66	XLVSELECT SECTOR SPDR TR	61,800	$8.0B	0.28%	Put
67	DHID R HORTON INC	73,122	$7.9B	0.27%	Put
68	EBAEBAY INC.	177,519	$7.8B	0.27%	Put
69	PLTRPALANTIR TECHNOLOGIES INC	488,200	$7.8B	0.27%	Put
70	OREALTY INCOME CORP	155,075	$7.7B	0.27%	Put
71	MRNAMODERNA INC	73,377	$7.6B	0.26%	Put
72	RIOTRIOT PLATFORMS INC	812,000	$7.6B	0.26%	Put
73	NSCNORFOLK SOUTHN CORP	38,000	$7.5B	0.26%	Put
74	KEYSKEYSIGHT TECHNOLOGIES INC	56,420	$7.5B	0.26%	Put
75	NSIT 0.75 02/15/25INSIGHT ENTERPRISES INC	3,379,000	$7.2B	0.25%
76	ELLAUDER ESTEE COS INC	47,883	$6.9B	0.24%	Put
77	BLKCHFBLACKROCK INC	10,575	$6.8B	0.24%	Put
78	PYPLPAYPAL HLDGS INC	114,496	$6.7B	0.23%	Put
79	SYYSYSCO CORP	98,702	$6.5B	0.23%	Put
80	PSAPUBLIC STORAGE	24,517	$6.5B	0.22%	Put
81	7HPHP INC	250,362	$6.4B	0.22%	Call
82	ITWILLINOIS TOOL WKS INC	27,600	$6.4B	0.22%	Put
83	TAPMOLSON COORS BEVERAGE CO	97,913	$6.2B	0.22%	Call
84	DRIDARDEN RESTAURANTS INC	43,106	$6.2B	0.21%	Put
85	MPCMARATHON PETE CORP	40,600	$6.1B	0.21%	Put
86	ULTAULTA BEAUTY INC	15,358	$6.1B	0.21%	Put
87	EMREMERSON ELEC CO	61,619	$6.0B	0.21%	Put
88	NOWSERVICENOW INC	10,602	$5.9B	0.20%	Put
89	CHTRCHARTER COMMUNICATIONS INC N	13,245	$5.8B	0.20%	Put
90	GPNGLOBAL PMTS INC	50,453	$5.8B	0.20%	Put
91	DUKDUKE ENERGY CORP NEW	65,352	$5.8B	0.20%	Put
92	AXPAMERICAN EXPRESS CO	38,506	$5.7B	0.20%	Put
93	FFORD MTR CO DEL	456,107	$5.7B	0.20%	Put
94	DEDEERE & CO	15,000	$5.7B	0.20%	Put
95	LMTLOCKHEED MARTIN CORP	13,516	$5.5B	0.19%	Put
96	GDGENERAL DYNAMICS CORP	24,800	$5.5B	0.19%	Put
97	TTDTHE TRADE DESK INC	69,113	$5.4B	0.19%	Put
98	UNPUNION PAC CORP	25,708	$5.2B	0.18%	Put
99	PHPARKER-HANNIFIN CORP	13,367	$5.2B	0.18%	Put
100	OPTUALTICE USA INC	1,513,000	$4.9B	0.17%	Call

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