PRELUDE CAPITAL MANAGEMENT, LLC Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$2.6T
Holdings
1,590
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,590 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 2,769,700 | $891.5B | 33.89% | Put |
| 2 | HYGISHARES TR | 873,478 | $76.8B | 2.92% | Put |
| 3 | TSLATESLA INC | 177,771 | $74.4B | 2.83% | Put |
| 4 | AAPLAPPLE INC | 154,500 | $45.4B | 1.72% | Put |
| 5 | NDQINVESCO QQQ TR | 212,400 | $45.2B | 1.72% | Put |
| 6 | IWMISHARES TR | 263,000 | $42.1B | 1.60% | Put |
| 7 | NFLXNETFLIX INC | 115,687 | $37.4B | 1.42% | Put |
| 8 | INTCINTEL CORP | 468,962 | $28.1B | 1.07% | Put |
| 9 | —ALLERGAN PLC | 131,290 | $25.1B | 0.95% | Put |
| 10 | DISDISNEY WALT CO | 158,860 | $23.0B | 0.87% | Put |
| 11 | JPMJPMORGAN CHASE & CO | 161,444 | $22.5B | 0.86% | Put |
| 12 | BABAALIBABA GROUP HLDG LTD | 100,555 | $21.3B | 0.81% | Put |
| 13 | MUMICRON TECHNOLOGY INC | 363,624 | $19.6B | 0.74% | Put |
| 14 | GQ9SPDR GOLD TRUST | 126,350 | $18.1B | 0.69% | Put |
| 15 | —TESLA INC | 11,500,000 | $17.4B | 0.66% | |
| 16 | —AUDENTES THERAPEUTICS INC | 282,965 | $16.9B | 0.64% | Put |
| 17 | WCGEURWELLCARE HEALTH PLANS INC | 48,481 | $16.0B | 0.61% | Put |
| 18 | GOOGLALPHABET INC | 11,370 | $15.2B | 0.58% | Put |
| 19 | ZAYOEURZAYO GROUP HLDGS INC | 435,302 | $15.1B | 0.57% | |
| 20 | MSFTMICROSOFT CORP | 89,931 | $14.2B | 0.54% | Put |
| 21 | —MEDICINES CO | 154,334 | $13.1B | 0.50% | Put |
| 22 | LQDISHARES TR | 101,541 | $13.1B | 0.50% | Put |
| 23 | WDCWESTERN DIGITAL CORP | 194,133 | $12.3B | 0.47% | Put |
| 24 | BABOEING CO | 37,000 | $12.1B | 0.46% | Put |
| 25 | OXYOCCIDENTAL PETE CORP | 291,458 | $12.0B | 0.46% | Put |
| 26 | 0VVBVIACOMCBS INC | 284,635 | $11.9B | 0.45% | Put |
| 27 | AMZNAMAZON COM INC | 6,043 | $11.2B | 0.42% | Put |
| 28 | TMUST MOBILE US INC | 138,857 | $10.9B | 0.41% | Put |
| 29 | ADIANALOG DEVICES INC | 90,621 | $10.8B | 0.41% | Put |
| 30 | —CISION LTD | 1,054,191 | $10.5B | 0.40% | |
| 31 | PYPLPAYPAL HLDGS INC | 88,211 | $9.5B | 0.36% | Put |
| 32 | EAELECTRONIC ARTS INC | 88,747 | $9.5B | 0.36% | Put |
| 33 | TIFEURTIFFANY & CO | 71,053 | $9.5B | 0.36% | Put |
| 34 | GDXVANECK VECTORS ETF TRUST | 319,704 | $9.4B | 0.36% | Put |
| 35 | ADBEADOBE INC | 28,071 | $9.3B | 0.35% | Put |
| 36 | METAFACEBOOK INC | 44,576 | $9.2B | 0.35% | Put |
| 37 | AMATAPPLIED MATLS INC | 140,745 | $8.6B | 0.33% | Put |
| 38 | BXBLACKSTONE GROUP INC | 150,000 | $8.4B | 0.32% | Put |
| 39 | MOALTRIA GROUP INC | 152,545 | $7.6B | 0.29% | Put |
| 40 | —GRUBHUB INC | 155,402 | $7.6B | 0.29% | Put |
| 41 | XYZSQUARE INC | 120,040 | $7.5B | 0.29% | Put |
| 42 | URIUNITED RENTALS INC | 44,401 | $7.4B | 0.28% | Put |
| 43 | XLNXEURXILINX INC | 72,244 | $7.1B | 0.27% | Put |
| 44 | PDDPINDUODUO INC | 179,342 | $6.8B | 0.26% | Put |
| 45 | —EL PASO ELEC CO | 97,255 | $6.6B | 0.25% | |
| 46 | ABBVABBVIE INC | 74,400 | $6.6B | 0.25% | Put |
| 47 | CBCHUBB LIMITED | 42,031 | $6.5B | 0.25% | Put |
| 48 | —MELLANOX TECHNOLOGIES LTD | 55,277 | $6.5B | 0.25% | |
| 49 | NVDANVIDIA CORP | 27,331 | $6.4B | 0.24% | Put |
| 50 | HALHALLIBURTON CO | 260,000 | $6.4B | 0.24% | Put |
| 51 | —ARQULE INC | 299,863 | $6.0B | 0.23% | Put |
| 52 | FLT1EURFLEETCOR TECHNOLOGIES INC | 20,800 | $6.0B | 0.23% | Put |
| 53 | TSMTAIWAN SEMICONDUCTOR MFG LTD | 102,309 | $5.9B | 0.23% | Put |
| 54 | SLVISHARES SILVER TRUST | 353,720 | $5.9B | 0.22% | Put |
| 55 | BKLNINVESCO EXCHNG TRADED FD TR | 250,000 | $5.7B | 0.22% | |
| 56 | GEGENERAL ELECTRIC CO | 500,000 | $5.6B | 0.21% | Put |
| 57 | EEMISHARES TR | 123,300 | $5.5B | 0.21% | Put |
| 58 | PCGPG&E CORP | 505,810 | $5.5B | 0.21% | Put |
| 59 | EXPEEXPEDIA GROUP INC | 49,900 | $5.4B | 0.21% | Call |
| 60 | ITWILLINOIS TOOL WKS INC | 30,000 | $5.4B | 0.20% | Put |
| 61 | TALTAL EDUCATION GROUP | 111,090 | $5.4B | 0.20% | Put |
| 62 | KHCKRAFT HEINZ CO | 164,884 | $5.3B | 0.20% | Put |
| 63 | RCLROYAL CARIBBEAN CRUISES LTD | 39,644 | $5.3B | 0.20% | Put |
| 64 | AFLAFLAC INC | 100,000 | $5.3B | 0.20% | Put |
| 65 | ATVIEURACTIVISION BLIZZARD INC | 88,735 | $5.3B | 0.20% | Put |
| 66 | BXPBOSTON PROPERTIES INC | 37,500 | $5.2B | 0.20% | Call |
| 67 | METMETLIFE INC | 100,000 | $5.1B | 0.19% | Put |
| 68 | IYRISHARES TR | 54,700 | $5.1B | 0.19% | Put |
| 69 | CRMSALESFORCE COM INC | 31,233 | $5.1B | 0.19% | Put |
| 70 | AALAMERICAN AIRLS GROUP INC | 176,924 | $5.1B | 0.19% | Put |
| 71 | AMTTD AMERITRADE HLDG CORP | 100,000 | $5.0B | 0.19% | Put |
| 72 | AGOASSURED GUARANTY LTD | 100,227 | $4.9B | 0.19% | Put |
| 73 | QCOMQUALCOMM INC | 55,409 | $4.9B | 0.19% | Put |
| 74 | BMYBRISTOL MYERS SQUIBB CO | 74,888 | $4.8B | 0.18% | Put |
| 75 | RSPINVESCO EXCHANGE TRADED FD T | 41,092 | $4.8B | 0.18% | |
| 76 | AEPAMERICAN ELEC PWR CO INC | 50,000 | $4.7B | 0.18% | Call |
| 77 | TWTRUSDTWITTER INC | 147,321 | $4.7B | 0.18% | Call |
| 78 | IACIEURIAC INTERACTIVECORP | 18,937 | $4.7B | 0.18% | Put |
| 79 | —PATTERN ENERGY GROUP INC | 175,740 | $4.7B | 0.18% | |
| 80 | ROKUROKU INC | 34,900 | $4.7B | 0.18% | Put |
| 81 | TIPISHARES TR | 40,000 | $4.7B | 0.18% | |
| 82 | WBC1EURWABCO HLDGS INC | 34,400 | $4.7B | 0.18% | |
| 83 | HPEHEWLETT PACKARD ENTERPRISE C | 291,611 | $4.6B | 0.18% | Put |
| 84 | JNJJOHNSON & JOHNSON | 31,400 | $4.6B | 0.17% | Put |
| 85 | —ACACIA COMMUNICATIONS INC | 66,932 | $4.5B | 0.17% | |
| 86 | BRK/BBERKSHIRE HATHAWAY INC DEL | 20,000 | $4.5B | 0.17% | Put |
| 87 | CHRCHURCHILL DOWNS INC | 32,714 | $4.5B | 0.17% | |
| 88 | CBRLCRACKER BARREL OLD CTRY STOR | 28,400 | $4.4B | 0.17% | Call |
| 89 | 4I1PHILIP MORRIS INTL INC | 50,000 | $4.3B | 0.16% | Put |
| 90 | TRVCCITIGROUP INC | 52,470 | $4.2B | 0.16% | Put |
| 91 | COFCAPITAL ONE FINL CORP | 40,634 | $4.2B | 0.16% | Put |
| 92 | CLCOLGATE PALMOLIVE CO | 60,571 | $4.2B | 0.16% | Put |
| 93 | KMBKIMBERLY CLARK CORP | 30,000 | $4.1B | 0.16% | Call |
| 94 | NIONIO INC | 1,019,800 | $4.1B | 0.16% | Put |
| 95 | —SYNTHORX INC | 57,912 | $4.0B | 0.15% | |
| 96 | —OMNOVA SOLUTIONS INC | 400,000 | $4.0B | 0.15% | |
| 97 | JDJD COM INC | 114,526 | $4.0B | 0.15% | Put |
| 98 | RETAEURREATA PHARMACEUTICALS INC | 19,423 | $4.0B | 0.15% | |
| 99 | HONHONEYWELL INTL INC | 21,800 | $3.9B | 0.15% | Call |
| 100 | GTGOODYEAR TIRE & RUBR CO | 245,000 | $3.8B | 0.14% | Put |
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