Prospera Financial Services Inc Q1 2016 Filing

Filed April 12, 2016

Portfolio Value

$449.3M

Holdings

337

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (337 positions)

#	Stock	Shares	Value	% Portfolio
301	SJMSMUCKER J M CO	1,570	$204K	0.05%
302	JWNUSDNORDSTROM INC	3,514	$201K	0.04%
303	AXPAMERICAN EXPRESS CO	3,218	$201K	0.04%
304	CSFLUSDCENTERSTATE BANKS INC	13,125	$195K	0.04%
305	FCXFREEPORT-MCMORAN INC	18,361	$186K	0.04%
306	—NEWLINK GENETICS CORP	10,200	$186K	0.04%
307	—PRUDENTIAL GLB SHT DUR HG YL	11,500	$171K	0.04%
308	ASTCASTROTECH CORP	79,383	$166K	0.04%
309	—NUVEEN TAX ADVANTAGED DIV GR	11,250	$154K	0.03%
310	RIGTRANSOCEAN LTD	15,487	$142K	0.03%
311	NLYEURANNALY CAP MGMT INC	13,781	$141K	0.03%
312	PHYS/USPROTT PHYSICAL GOLD TRUST	13,406	$136K	0.03%
313	—FIRST TR ISE REVERE NAT GAS	30,466	$126K	0.03%
314	GPROGOPRO INC	10,540	$126K	0.03%
315	—CAROLINA TR BK LINCOLNTON NC	20,187	$119K	0.03%
316	NYMTEURNEW YORK MTG TR INC	24,107	$114K	0.03%
317	—TRANSENTERIX INC	26,000	$111K	0.02%
318	BCXBLACKROCK RES & COMM STRAT T	14,671	$106K	0.02%
319	MITKMITEK SYS INC	15,070	$99K	0.02%
320	JEF 3.875 11/01/29JEFFERIES GROUP INC NEW	100,000	$98K	0.02%
321	RMTROYCE MICRO-CAP TR INC	12,804	$93K	0.02%
322	—NUVEEN QUALITY PFD INCOME FD	11,045	$92K	0.02%
323	REFRRESEARCH FRONTIERS INC	19,800	$90K	0.02%
324	—PLAINS GP HLDGS L P	10,080	$88K	0.02%
325	IBNICICI BK LTD	12,000	$86K	0.02%
326	—MARKET VECTORS ETF TR	20,900	$84K	0.02%
327	SDRLSEADRILL LIMITED	18,857	$62K	0.01%
328	—BLACKROCK DEBT STRAT FD INC	17,568	$61K	0.01%
329	—VOYA PRIME RATE TR	12,117	$61K	0.01%
330	—ATLAS RESOURCE PARTNERS LP	77,450	$59K	0.01%
331	SIRIEURSIRIUS XM HLDGS INC	12,200	$48K	0.01%
332	VVRINVESCO SR INCOME TR	11,009	$44K	0.01%
333	—VANGUARD NAT RES LLC	13,316	$19K	0.00%
334	—ARES CAP CORP	18,000	$18K	0.00%
335	LINTA 4 11/15/29LIBERTY MEDIA CORP	30,000	$16K	0.00%
336	SUNEQUSDSUNEDISON INC	27,000	$15K	0.00%
337	BBEPQUSDBREITBURN ENERGY PARTNERS LP	10,147	$6K	0.00%

PreviousPage 4 of 4