Prospera Financial Services Inc

CIK: 0001541625Latest portfolio: $6.1B · Q4 2025

Holdings

1,359

Total Value

$6.1B

New Positions

108

Closed Positions

96

#StockSharesValue% PortfolioChangeType
1
AAPLAPPLE INC
844,258$229.0M3.76%+134
2
NVDANVIDIA CORPORATION
1,166,832$217.0M3.56%+37K
3
MSFTMICROSOFT CORP
275,124$133.0M2.18%+12K
4
AMZNAMAZON COM INC
425,315$98.0M1.61%-30,092
5
NDQINVESCO QQQ TR
153,898$94.0M1.54%+15K
6
GOOGLALPHABET INC
286,930$89.0M1.46%+38K
7
GOOGALPHABET INC
248,629$78.0M1.28%+2K
8
RDVYFIRST TR EXCHANGE TRADED FD
1,113,908$77.0M1.26%+23K
9
BRK/BBERKSHIRE HATHAWAY INC DEL
154,785$77.0M1.26%-718
10
JPMJPMORGAN CHASE & CO.
233,284$75.0M1.23%-6,225
11
AVGOBROADCOM INC
210,078$72.0M1.18%-12,423
12
SPYSPDR S&P 500 ETF TR
98,585$67.0M1.10%-4,723
13
LLYELI LILLY & CO
54,090$58.0M0.95%+980
14
CGGRCAPITAL GROUP GROWTH ETF
1,307,483$58.0M0.95%+121K
15
HONHONEYWELL INTL INC
301,746$58.0M0.95%+221K
16
IVVISHARES TR
80,570$55.0M0.90%+2K
17
METAMETA PLATFORMS INC
77,523$51.0M0.84%+9K
18
XOMEXXON MOBIL CORP
417,546$50.0M0.82%-13,693
19
CATCATERPILLAR INC
88,450$50.0M0.82%+17K
20
WMTWALMART INC
436,065$48.0M0.79%-2,601
21
CGDGCAPITAL GROUP DIVIDEND VALUE
1,121,607$48.0M0.79%+7K
22
FAIFIRST TR EXCHANGE TRADED FD
707,992$44.0M0.72%-79,251
23
GQ9SPDR GOLD TR
110,272$43.0M0.71%-6,302
24
PLTRPALANTIR TECHNOLOGIES INC
227,489$40.0M0.66%-46,981
25
IWDISHARES TR
184,865$38.0M0.62%+154K

Quarterly Changes

New Positions

Closed Positions

Increased Positions

NameSharesChange
LYG493K+460K
NFLX289K+271K
PSLV/U1.5M+233K
FDD459K+196K
WBD452K+169K
BSCU163K+152K
AFLG381K+142K
SLV315K+134K
CGGR1.3M+121K
CGIE91K+74K

Decreased Positions

NameSharesChange
RDVI559K-194011
COWZ175K-156260
FVD629K-147216
JEPI455K-85283
SSUS681K-79727
FAI708K-79251
IAK3K-75794
EIPI17K-69141
FTCS107K-65928
T286K-63760

Sector Breakdown

TechnologyNaN% ($InfinityT)
Financial ServicesNaN% ($InfinityT)
Industrials0.0% ($5.800050000210001e+217T)
Unknown0.0% ($9.400077000440004e+190T)
Consumer Cyclical0.0% ($9.800027000190003e+152T)
Healthcare0.0% ($5.800022000200002e+151T)
Energy0.0% ($5.000031000230002e+109T)
Basic Materials0.0% ($2.0000800070006e+95T)
Utilities0.0% ($8.000800060004e+78T)
Consumer Defensive0.0% ($4.800036000230002e+62T)
Communication Services0.0% ($8.900078000510003e+59T)
Real Estate0.0% ($5.000500030002e+43T)

Filing History

QuarterFiling DatePortfolio ValueHoldings
Q4 2025Feb 9, 2026$6.1B1,359
Q3 2025Nov 6, 2025$5.9T1,352
Q2 2025Aug 6, 2025$5.4T1,313
Q1 2025May 15, 2025$4.4T1,167
Q4 2024Feb 13, 2025$4.3T1,133
Q3 2024Nov 7, 2024$3915.9T1,116
Q2 2024Aug 13, 2024$3356.8T1,091
Q2 2024Aug 13, 2024$3596.4T1,134
Q4 2023Feb 14, 2024$3020.2T1,051
Q3 2023Nov 13, 2023$2586.2T1,006
Q2 2023Aug 8, 2023$2612.9T1,005
Q1 2023May 12, 2023$2433.2T957
Q4 2022Feb 8, 2023$1996.2T891
Q3 2022Oct 27, 2022$1.9T830
Q2 2022Aug 8, 2022$2.0T1,624
Q1 2022May 4, 2022$2.4T2,784
Q4 2021Feb 10, 2022$2.3T866
Q3 2021Nov 12, 2021$2.0T793
Q2 2021Aug 12, 2021$1.9T790
Q1 2021May 6, 2021$1.7T743
Q4 2020Feb 12, 2021$1.5T668
Q3 2020Nov 4, 2020$261.6B1,638
Q2 2020Aug 7, 2020$1.1T568
Q1 2020May 15, 2020$942.3B509
Q4 2019Feb 12, 2020$1.3T595
Q3 2019Oct 22, 2019$973.7B542
Q2 2019Aug 14, 2019$495.5B393
Q1 2019May 2, 2019$303.8B321
Q4 2018Feb 13, 2019$495.5B393
Q3 2018Oct 25, 2018$536.5B410
Q2 2018Jul 18, 2018$738.1B448
Q1 2018Apr 12, 2018$716.1B441
Q4 2017Jan 24, 2018$654.6B395
Q3 2017Oct 11, 2017$657.4B431
Q2 2017Jul 19, 2017$623.4B424
Q1 2017Apr 13, 2017$554.8B379
Q4 2016Jan 11, 2017$510.4B384
Q3 2016Oct 12, 2016$497.9B379
Q2 2016Jul 26, 2016$483.7B355
Q1 2016Apr 12, 2016$449.3B337

Fund Information

CIK0001541625
Most Recent FilingFeb 9, 2026
Number of Filings40

Prospera Financial Services Inc is an institutional investment manager that files 13F reports with the SEC. As of the Q4 2025 filing, the fund reported a portfolio valued at $6.1B across 1,359 holdings. The largest position is APPLE INC (AAPL), representing 3.8% of the portfolio. Compared to the previous quarter, the fund opened 110 new positions and closed 103 positions. 13F filings are required quarterly disclosures that provide transparency into the holdings of institutional investment managers with at least $100 million in qualifying assets.