Regal Investment Advisors LLC Q1 2017 Filing

Filed May 12, 2017

Portfolio Value

$383.3M

Holdings

262

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (262 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	59,051	$14.0M	3.66%
2	SPYSPDR S&P 500 ETF TR	38,241	$9.0M	2.35%
3	LQDISHARES TR	65,804	$7.8M	2.02%
4	PFFISHARES TR	191,939	$7.4M	1.94%
5	VEAVANGUARD TAX MANAGED INT	167,908	$6.6M	1.72%
6	VTIVANGUARD INDEX FDS	48,813	$5.9M	1.55%
7	IJRISHARES TR	82,096	$5.7M	1.48%
8	TAT&T INC	134,337	$5.6M	1.46%
9	AAPLAPPLE INC	37,113	$5.3M	1.39%
10	ABBVABBVIE INC	78,754	$5.1M	1.34%
11	EEMISHARES TR	129,313	$5.1M	1.33%
12	DISDISNEY WALT CO	42,721	$4.8M	1.26%
13	—DOW CHEM CO	75,679	$4.8M	1.25%
14	VUGVANGUARD INDEX FDS	39,466	$4.8M	1.25%
15	EDCONSOLIDATED EDISON INC	60,904	$4.7M	1.23%
16	SCHDSCHWAB STRATEGIC TR	105,430	$4.7M	1.23%
17	MCDMCDONALDS CORP	35,143	$4.6M	1.19%
18	MOALTRIA GROUP INC	62,604	$4.5M	1.17%
19	MSFTMICROSOFT CORP	67,629	$4.5M	1.16%
20	BSVVANGUARD BD INDEX FD INC	54,835	$4.4M	1.14%
21	VWOVANGUARD INTL EQUITY IND	108,662	$4.3M	1.13%
22	FTAFIRST TR LRG CP VL ALPHA	85,896	$4.2M	1.10%
23	PGPROCTER AND GAMBLE CO	43,761	$3.9M	1.03%
24	VIGVANGUARD SPECIALIZED POR	42,502	$3.8M	1.00%
25	IJHISHARES TR	21,944	$3.8M	0.98%
26	EMREMERSON ELEC CO	59,891	$3.6M	0.94%
27	FLOTISHARES TR	68,650	$3.5M	0.91%
28	LOWLOWES COS INC	41,954	$3.4M	0.90%
29	BRK/BBERKSHIRE HATHAWAY INC D	20,640	$3.4M	0.90%
30	LZBLA Z BOY INC	119,407	$3.2M	0.84%
31	VNQVANGUARD INDEX FDS	38,691	$3.2M	0.83%
32	VTVVANGUARD INDEX FDS	32,564	$3.1M	0.81%
33	AORISHARES	73,180	$3.1M	0.81%
34	JNJJOHNSON & JOHNSON	24,895	$3.1M	0.81%
35	STTSTATE STR CORP	38,039	$3.0M	0.79%
36	MUBISHARES TR	27,363	$3.0M	0.78%
37	BWABORGWARNER INC	71,092	$3.0M	0.78%
38	COFCAPITAL ONE FINL CORP	34,245	$3.0M	0.77%
39	AGGISHARES TR	26,875	$2.9M	0.76%
40	—POWERSHARES QQQ TRUST	21,890	$2.9M	0.76%
41	GEGENERAL ELECTRIC CO	97,121	$2.9M	0.76%
42	—TWENTY FIRST CENTY FOX I	87,205	$2.8M	0.74%
43	GBXGREENBRIER COS INC	65,406	$2.8M	0.74%
44	WCCWESCO INTL INC	39,870	$2.8M	0.72%
45	VVISA INC	30,859	$2.7M	0.72%
46	HDVISHARES TR	32,251	$2.7M	0.71%
47	—MONSANTO CO NEW	23,394	$2.6M	0.69%
48	NSUSDNUSTAR ENERGY LP	50,526	$2.6M	0.69%
49	AMGNAMGEN INC	15,736	$2.6M	0.67%
50	FDTFIRST TR EXCH TRD ALPHA	49,106	$2.6M	0.67%
51	FDNFIRST TR EXCHANGE TRADED	28,954	$2.5M	0.67%
52	DUKDUKE ENERGY CORP NEW	30,997	$2.5M	0.66%
53	COPCONOCOPHILLIPS	50,050	$2.5M	0.65%
54	UBNTEURUBIQUITI NETWORKS INC	49,107	$2.5M	0.64%
55	—TESORO CORP	29,964	$2.4M	0.63%
56	WSMWILLIAMS SONOMA INC	45,071	$2.4M	0.63%
57	BIIBBIOGEN INC	8,732	$2.4M	0.62%
58	MCKMCKESSON CORP	15,443	$2.3M	0.60%
59	USMVISHARES TR	47,890	$2.3M	0.60%
60	ALXNALEXION PHARMACEUTICALS	18,699	$2.3M	0.59%
61	FYXFIRST TR SML CP CORE ALP	41,431	$2.3M	0.59%
62	—EXPRESS SCRIPTS HLDG CO	33,221	$2.2M	0.57%
63	—CALPINE CORP	198,221	$2.2M	0.57%
64	IWFISHARES TR	19,001	$2.2M	0.56%
65	VOTVANGUARD INDEX FDS	19,097	$2.2M	0.56%
66	INSYEURINSYS THERAPEUTICS INC N	204,145	$2.1M	0.56%
67	VOEVANGUARD INDEX FDS	20,850	$2.1M	0.55%
68	FAIFIRST TR EXCHANGE TRADED	88,205	$2.1M	0.55%
69	MMM3M CO	10,203	$2.0M	0.51%
70	GILDGILEAD SCIENCES INC	28,078	$1.9M	0.50%
71	CLXCLOROX CO DEL	14,076	$1.9M	0.50%
72	HN9HANESBRANDS INC	91,397	$1.9M	0.49%
73	RLRALPH LAUREN CORP	22,121	$1.8M	0.47%
74	STTSPDR SERIES TRUST	47,436	$1.8M	0.46%
75	AQLTISHARES TR	29,811	$1.7M	0.45%
76	AOAISHARES	34,598	$1.7M	0.45%
77	KOCOCA COLA CO	40,511	$1.7M	0.45%
78	AQLTISHARES TR	18,488	$1.7M	0.44%
79	PIIPOLARIS INDS INC	20,027	$1.7M	0.44%
80	AEPAMERICAN ELEC PWR INC	24,966	$1.7M	0.44%
81	REMISHARES TR	36,751	$1.7M	0.43%
82	TLTISHARES TR	13,679	$1.7M	0.43%
83	IUSVISHARES TR	31,579	$1.6M	0.42%
84	XOMEXXON MOBIL CORP	19,369	$1.6M	0.41%
85	FXGFIRST TR EXCHANGE TRADED	33,818	$1.6M	0.41%
86	BACBANK AMER CORP	66,011	$1.6M	0.41%
87	EFAISHARES TR	24,203	$1.5M	0.39%
88	VXFVANGUARD INDEX FDS	14,290	$1.4M	0.37%
89	CINFCINCINNATI FINL CORP	19,509	$1.4M	0.37%
90	VWOBVANGUARD WHITEHALL FDS I	17,706	$1.4M	0.37%
91	FXDFIRST TR EXCHANGE TRADED	36,389	$1.3M	0.35%
92	PNCPNC FINL SVCS GROUP INC	11,070	$1.3M	0.35%
93	PFEPFIZER INC	36,738	$1.3M	0.33%
94	RLYSSGA ACTIVE ETF TR	50,805	$1.2M	0.33%
95	HYGISHARES TR	13,864	$1.2M	0.32%
96	FPFFIRST TR EXCH TRD ALPHA	51,655	$1.2M	0.31%
97	EMBISHARES TR	10,275	$1.2M	0.30%
98	ADPAUTOMATIC DATA PROCESSIN	11,330	$1.2M	0.30%
99	—POWERSHARES ETF TRUST II	49,671	$1.2M	0.30%
100	EWJISHARES INC	22,156	$1.1M	0.30%

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