Regal Investment Advisors LLC Q1 2018 Filing

Filed April 25, 2018

Portfolio Value

$452.5M

Holdings

311

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (311 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	56,007	$14.9M	3.28%
2	IJRISHARES TR	138,932	$10.7M	2.36%
3	LQDISHARES TR	87,600	$10.3M	2.27%
4	SPYSPDR S&P 500 ETF TR	38,718	$10.2M	2.25%
5	VEAVANGUARD TAX MANAGED INTL FD	184,256	$8.2M	1.80%
6	PFFISHARES TR	213,097	$8.0M	1.77%
7	EEMISHARES TR	162,392	$7.8M	1.73%
8	ABBVABBVIE INC	76,584	$7.2M	1.60%
9	MSFTMICROSOFT CORP	78,184	$7.1M	1.58%
10	TAT&T INC	184,034	$6.6M	1.45%
11	EDCONSOLIDATED EDISON INC	76,224	$5.9M	1.31%
12	AAPLAPPLE INC	35,131	$5.9M	1.30%
13	FLOTISHARES TR	114,099	$5.8M	1.28%
14	IJHISHARES TR	30,844	$5.8M	1.28%
15	VIGVANGUARD GROUP	56,178	$5.7M	1.25%
16	JNJJOHNSON & JOHNSON	43,579	$5.6M	1.23%
17	EMREMERSON ELEC CO	81,143	$5.5M	1.22%
18	MCDMCDONALDS CORP	35,095	$5.5M	1.21%
19	VUGVANGUARD INDEX FDS	37,735	$5.4M	1.18%
20	—DOWDUPONT INC	81,317	$5.2M	1.14%
21	SCHDSCHWAB STRATEGIC TR	105,335	$5.2M	1.14%
22	VTVVANGUARD INDEX FDS	48,821	$5.0M	1.11%
23	BSVVANGUARD BD INDEX FD INC	63,160	$5.0M	1.09%
24	PGPROCTER AND GAMBLE CO	61,711	$4.9M	1.08%
25	IWFISHARES TR	32,796	$4.5M	0.99%
26	FPFFIRST TR EXCH TRADED FD III	65,864	$4.3M	0.95%
27	VWOVANGUARD INTL EQUITY INDEX F	89,928	$4.2M	0.93%
28	MOALTRIA GROUP INC	66,075	$4.1M	0.91%
29	RFEMFIRST TR EXCH TRADED FD III	54,948	$4.1M	0.90%
30	RFDIFIRST TR EXCH TRADED FD III	63,406	$4.1M	0.90%
31	VNQVANGUARD INDEX FDS	53,485	$4.0M	0.89%
32	FDNFIRST TR EXCHANGE TRADED FD	29,934	$3.6M	0.80%
33	DISDISNEY WALT CO	35,138	$3.5M	0.78%
34	LZBLA Z BOY INC	116,451	$3.5M	0.77%
35	—FIRST TR EXCH TRADED FD III	56,330	$3.4M	0.75%
36	DUKDUKE ENERGY CORP NEW	43,058	$3.3M	0.74%
37	FTAFIRST TR LRG CP VL ALPHADEX	61,072	$3.2M	0.71%
38	AEPAMERICAN ELEC PWR INC	45,528	$3.1M	0.69%
39	XOMEXXON MOBIL CORP	40,380	$3.0M	0.67%
40	BRK/BBERKSHIRE HATHAWAY INC DEL	14,984	$3.0M	0.66%
41	PEPPEPSICO INC	26,598	$2.9M	0.64%
42	PFEPFIZER INC	81,276	$2.9M	0.64%
43	FAIFIRST TR EXCHANGE TRADED FD	94,845	$2.7M	0.60%
44	FYXFIRST TR SML CP CORE ALPHA F	44,687	$2.7M	0.59%
45	MUBISHARES TR	24,537	$2.7M	0.59%
46	MAMASTERCARD INCORPORATED	14,486	$2.5M	0.56%
47	GOOGALPHABET INC	2,450	$2.5M	0.56%
48	VOEVANGUARD INDEX FDS	22,926	$2.5M	0.55%
49	BLKCHFBLACKROCK INC	4,604	$2.5M	0.55%
50	GEGENERAL ELECTRIC CO	179,029	$2.4M	0.53%
51	COPCONOCOPHILLIPS	40,692	$2.4M	0.53%
52	VOTVANGUARD INDEX FDS	18,301	$2.4M	0.52%
53	UTXZUNITED TECHNOLOGIES CORP	18,812	$2.4M	0.52%
54	RLYSSGA ACTIVE ETF TR	91,104	$2.4M	0.52%
55	AQLTISHARES TR	35,317	$2.3M	0.51%
56	UNPUNION PAC CORP	17,236	$2.3M	0.51%
57	KOCOCA COLA CO	53,343	$2.3M	0.51%
58	ORLYO REILLY AUTOMOTIVE INC NEW	9,148	$2.3M	0.50%
59	VOVANGUARD INDEX FDS	14,274	$2.2M	0.49%
60	VBVANGUARD INDEX FDS	14,787	$2.2M	0.48%
61	MMM3M CO	9,853	$2.2M	0.48%
62	USMVISHARES TR	40,756	$2.1M	0.47%
63	ADIANALOG DEVICES INC	22,871	$2.1M	0.46%
64	—ANDEAVOR	20,704	$2.1M	0.46%
65	AXPAMERICAN EXPRESS CO	22,257	$2.1M	0.46%
66	MUMICRON TECHNOLOGY INC	39,117	$2.0M	0.45%
67	—POWERSHARES QQQ TRUST	12,647	$2.0M	0.45%
68	UTHUNITED THERAPEUTICS CORP DEL	17,858	$2.0M	0.44%
69	CLXCLOROX CO DEL	14,681	$2.0M	0.43%
70	IDIINTERDIGITAL INC	26,502	$2.0M	0.43%
71	STTSPDR SERIES TRUST	53,963	$1.9M	0.43%
72	VTIVANGUARD INDEX FDS	14,224	$1.9M	0.43%
73	HUMHUMANA INC	7,114	$1.9M	0.42%
74	ORCLORACLE CORP	41,597	$1.9M	0.42%
75	WFCWELLS FARGO CO NEW	36,130	$1.9M	0.42%
76	CINFCINCINNATI FINL CORP	25,216	$1.9M	0.41%
77	GQ9SPDR GOLD TRUST	14,792	$1.9M	0.41%
78	EFAISHARES TR	26,653	$1.9M	0.41%
79	SF9SANDERSON FARMS INC	15,604	$1.9M	0.41%
80	BKBANK NEW YORK MELLON CORP	35,876	$1.8M	0.41%
81	BACBANK AMER CORP	61,418	$1.8M	0.41%
82	ICPTUSDINTERCEPT PHARMACEUTICALS IN	29,511	$1.8M	0.40%
83	BBBYEURBED BATH & BEYOND INC	85,524	$1.8M	0.40%
84	HDVISHARES TR	21,127	$1.8M	0.39%
85	CERNCHFCERNER CORP	30,777	$1.8M	0.39%
86	—EXPRESS SCRIPTS HLDG CO	25,047	$1.7M	0.38%
87	SRCLSTERICYCLE INC	29,511	$1.7M	0.38%
88	ADPAUTOMATIC DATA PROCESSING IN	14,928	$1.7M	0.37%
89	CMPCOMPASS MINERALS INTL INC	27,108	$1.6M	0.36%
90	WMTWALMART INC	18,329	$1.6M	0.36%
91	DDOMINION ENERGY INC	23,984	$1.6M	0.36%
92	MCKMCKESSON CORP	11,460	$1.6M	0.36%
93	VWOBVANGUARD WHITEHALL FDS INC	20,537	$1.6M	0.36%
94	SCZISHARES TR	24,688	$1.6M	0.36%
95	PNCPNC FINL SVCS GROUP INC	10,468	$1.6M	0.35%
96	AFLAFLAC INC	35,968	$1.6M	0.35%
97	IUSVISHARES TR	28,327	$1.5M	0.33%
98	MATMATTEL INC	114,273	$1.5M	0.33%
99	INTCINTEL CORP	28,750	$1.5M	0.33%
100	AGGISHARES TR	13,627	$1.5M	0.32%

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