Regal Investment Advisors LLC Q2 2016 Filing

Filed August 5, 2016

Portfolio Value

$363.8M

Holdings

245

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (245 positions)

#	Stock	Shares	Value	% Portfolio
1	USMVISHARES TR	202,340	$9.3M	2.57%
2	SPYSPDR S&P 500 ETF TR	38,537	$8.1M	2.22%
3	LQDISHARES TR	65,356	$8.0M	2.21%
4	VTIVANGUARD INDEX FDS	56,370	$6.0M	1.66%
5	VEAVANGUARD TAX MANAGED INTL FD	170,264	$6.0M	1.66%
6	PFFISHARES TR	147,358	$5.9M	1.62%
7	AGGISHARES TR	49,798	$5.6M	1.54%
8	IVVISHARES TR	25,990	$5.5M	1.50%
9	TAT&T INC	124,567	$5.4M	1.48%
10	DISDISNEY WALT CO	52,326	$5.1M	1.41%
11	EEMISHARES TR	143,430	$4.9M	1.35%
12	EFAISHARES TR	86,222	$4.8M	1.32%
13	TLTISHARES TR	34,204	$4.8M	1.31%
14	MOALTRIA GROUP INC	62,318	$4.3M	1.18%
15	ABBVABBVIE INC	66,605	$4.1M	1.13%
16	LOWLOWES COS INC	51,739	$4.1M	1.13%
17	SCHDSCHWAB STRATEGIC TR	96,935	$4.0M	1.10%
18	EDCONSOLIDATED EDISON INC	48,996	$3.9M	1.08%
19	VUGVANGUARD INDEX FDS	36,435	$3.9M	1.07%
20	AAPLAPPLE INC	39,485	$3.8M	1.04%
21	BRK/BBERKSHIRE HATHAWAY INC DEL	25,438	$3.7M	1.01%
22	VWOVANGUARD INTL EQUITY INDEX F	104,166	$3.7M	1.01%
23	MCDMCDONALDS CORP	30,041	$3.6M	0.99%
24	MCKMCKESSON CORP	19,019	$3.5M	0.98%
25	IWMISHARES TR	30,508	$3.5M	0.96%
26	WCCWESCO INTL INC	67,100	$3.5M	0.95%
27	VNQVANGUARD INDEX FDS	37,952	$3.4M	0.92%
28	—LABORATORY CORP AMER HLDGS	25,653	$3.3M	0.92%
29	LZBLA Z BOY INC	118,239	$3.3M	0.90%
30	—DOW CHEM CO	65,591	$3.3M	0.90%
31	AMGNAMGEN INC	20,866	$3.2M	0.87%
32	—EXPRESS SCRIPTS HLDG CO	41,651	$3.2M	0.87%
33	—MONSANTO CO NEW	30,411	$3.1M	0.86%
34	GEGENERAL ELECTRIC CO	97,921	$3.1M	0.85%
35	IJRISHARES TR	25,788	$3.0M	0.82%
36	—TWENTY FIRST CENTY FOX INC	109,885	$3.0M	0.82%
37	WSMWILLIAMS SONOMA INC	56,949	$3.0M	0.82%
38	FXGFIRST TR EXCHANGE TRADED FD	61,059	$3.0M	0.81%
39	MSFTMICROSOFT CORP	57,439	$2.9M	0.81%
40	VAREURVARIAN MED SYS INC	35,373	$2.9M	0.80%
41	COFCAPITAL ONE FINL CORP	45,691	$2.9M	0.80%
42	GILDGILEAD SCIENCES INC	34,718	$2.9M	0.80%
43	—ANIXTER INTL INC	53,822	$2.9M	0.79%
44	MUBISHARES TR	25,129	$2.9M	0.79%
45	HN9HANESBRANDS INC	112,960	$2.8M	0.78%
46	VVISA INC	38,200	$2.8M	0.78%
47	BKNGPRICELINE GRP INC	2,249	$2.8M	0.77%
48	PGPROCTER & GAMBLE CO	33,142	$2.8M	0.77%
49	HFCUSDHOLLYFRONTIER CORP	117,565	$2.8M	0.77%
50	BSVVANGUARD BD INDEX FD INC	34,409	$2.8M	0.77%
51	ALXNALEXION PHARMACEUTICALS INC	23,675	$2.8M	0.76%
52	BWABORGWARNER INC	93,399	$2.8M	0.76%
53	STTSTATE STR CORP	50,275	$2.7M	0.75%
54	BIIBBIOGEN INC	11,187	$2.7M	0.74%
55	MBBISHARES TR	24,417	$2.7M	0.74%
56	COPCONOCOPHILLIPS	60,596	$2.6M	0.73%
57	MDYSPDR S&P MIDCAP 400 ETF TR	9,567	$2.6M	0.72%
58	VIGVANGUARD SPECIALIZED PORTFOL	31,271	$2.6M	0.72%
59	DUKDUKE ENERGY CORP NEW	29,800	$2.6M	0.70%
60	AORISHARES	63,405	$2.5M	0.70%
61	RLRALPH LAUREN CORP	27,667	$2.5M	0.68%
62	JNJJOHNSON & JOHNSON	19,537	$2.4M	0.65%
63	TDIVFIRST TR EXCHANGE TRADED FD	86,812	$2.3M	0.63%
64	FXDFIRST TR EXCHANGE TRADED FD	68,382	$2.3M	0.63%
65	VTVVANGUARD INDEX FDS	26,638	$2.3M	0.62%
66	—WESTERN REFNG INC	109,299	$2.3M	0.62%
67	FDNFIRST TR EXCHANGE TRADED FD	31,178	$2.2M	0.62%
68	FLOTISHARES TR	43,048	$2.2M	0.60%
69	LVLNSPDR SERIES TRUST	46,873	$2.2M	0.59%
70	TIPISHARES TR	18,481	$2.2M	0.59%
71	EMREMERSON ELEC CO	40,565	$2.1M	0.58%
72	PIIPOLARIS INDS INC	25,284	$2.1M	0.57%
73	IWFISHARES TR	20,106	$2.0M	0.55%
74	GAPGAP INC DEL	93,257	$2.0M	0.54%
75	NSUSDNUSTAR ENERGY LP	39,590	$2.0M	0.54%
76	FAIFIRST TR EXCHANGE TRADED FD	85,296	$1.9M	0.52%
77	VYMVANGUARD WHITEHALL FDS INC	25,551	$1.8M	0.50%
78	SJNKSPDR SER TR	66,710	$1.8M	0.50%
79	VOEVANGUARD INDEX FDS	18,650	$1.7M	0.46%
80	VOTVANGUARD INDEX FDS	15,968	$1.6M	0.45%
81	KOCOCA COLA CO	31,222	$1.4M	0.39%
82	AEPAMERICAN ELEC PWR INC	19,697	$1.4M	0.38%
83	XOMEXXON MOBIL CORP	14,382	$1.3M	0.37%
84	BACVERIZON COMMUNICATIONS INC	23,839	$1.3M	0.37%
85	IFVFIRST TR EXCHANGE TRADED FD	80,057	$1.3M	0.37%
86	CLXCLOROX CO DEL	9,571	$1.3M	0.36%
87	EMLPFIRST TR EXCHANGE TRADED FD	53,315	$1.3M	0.36%
88	—POWERSHARES QQQ TRUST	12,035	$1.3M	0.36%
89	MMM3M CO	7,350	$1.3M	0.35%
90	VWOBVANGUARD WHITEHALL FDS INC	15,958	$1.3M	0.35%
91	FXNFIRST TR EXCHANGE TRADED FD	85,310	$1.3M	0.35%
92	AMJEURJPMORGAN CHASE & CO	39,698	$1.3M	0.35%
93	AOAISHARES	27,452	$1.3M	0.35%
94	STTSPDR SERIES TRUST	35,193	$1.3M	0.35%
95	IJHISHARES TR	7,960	$1.2M	0.33%
96	PFEPFIZER INC	32,824	$1.2M	0.32%
97	CINFCINCINNATI FINL CORP	15,284	$1.1M	0.31%
98	FXUFIRST TR EXCHANGE TRADED FD	42,240	$1.1M	0.31%
99	RLYSSGA ACTIVE ETF TR	45,740	$1.1M	0.31%
100	VOVANGUARD INDEX FDS	8,934	$1.1M	0.30%

Page 1 of 3Next