Regal Investment Advisors LLC Q3 2016 Filing

Filed October 27, 2016

Portfolio Value

$352.5M

Holdings

259

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (259 positions)

#	Stock	Shares	Value	% Portfolio
1	USMVISHARES TR	198,992	$9.0M	2.56%
2	SPYSPDR S&P 500 ETF TR	35,656	$7.7M	2.19%
3	LQDISHARES TR	57,449	$7.1M	2.01%
4	PFFISHARES TR	163,279	$6.5M	1.83%
5	VEAVANGUARD TAX MANAGED INTL F	169,659	$6.3M	1.80%
6	VTIVANGUARD INDEX FDS	53,843	$6.0M	1.70%
7	TAT&T INC	125,438	$5.1M	1.45%
8	IVVISHARES TR	22,055	$4.8M	1.36%
9	DISDISNEY WALT CO	50,297	$4.7M	1.33%
10	AAPLAPPLE INC	40,565	$4.6M	1.30%
11	ABBVABBVIE INC	70,481	$4.4M	1.26%
12	IJRISHARES TR	33,612	$4.2M	1.18%
13	VUGVANGUARD INDEX FDS	36,890	$4.1M	1.18%
14	SCHDSCHWAB STRATEGIC TR	97,641	$4.1M	1.17%
15	VWOVANGUARD INTL EQUITY INDEX	108,286	$4.1M	1.16%
16	MOALTRIA GROUP INC	64,223	$4.1M	1.15%
17	EEMISHARES TR	106,401	$4.0M	1.13%
18	EDCONSOLIDATED EDISON INC	51,797	$3.9M	1.11%
19	MCDMCDONALDS CORP	32,930	$3.8M	1.08%
20	WCCWESCO INTL INC	61,575	$3.8M	1.07%
21	—DOW CHEM CO	71,212	$3.7M	1.05%
22	MSFTMICROSOFT CORP	63,315	$3.6M	1.03%
23	LOWLOWES COS INC	49,114	$3.5M	1.01%
24	VAREURVARIAN MED SYS INC	32,923	$3.3M	0.93%
25	VNQVANGUARD INDEX FDS	37,784	$3.3M	0.93%
26	—LABORATORY CORP AMER HLDGS	23,826	$3.3M	0.93%
27	AMGNAMGEN INC	19,610	$3.3M	0.93%
28	PGPROCTER AND GAMBLE CO	36,442	$3.3M	0.93%
29	STTSTATE STR CORP	46,806	$3.3M	0.92%
30	BRK/BBERKSHIRE HATHAWAY INC DEL	22,491	$3.2M	0.92%
31	BIIBBIOGEN INC	10,363	$3.2M	0.92%
32	—ANIXTER INTL INC	50,280	$3.2M	0.92%
33	MUBISHARES TR	28,556	$3.2M	0.91%
34	BKNGPRICELINE GRP INC	2,096	$3.1M	0.88%
35	BWABORGWARNER INC	87,507	$3.1M	0.87%
36	COFCAPITAL ONE FINL CORP	42,835	$3.1M	0.87%
37	GEGENERAL ELECTRIC CO	100,950	$3.0M	0.85%
38	MCKMCKESSON CORP	17,805	$3.0M	0.84%
39	VVISA INC	35,840	$3.0M	0.84%
40	LZBLA Z BOY INC	119,618	$2.9M	0.83%
41	VIGVANGUARD SPECIALIZED PORTFO	34,660	$2.9M	0.83%
42	BSVVANGUARD BD INDEX FD INC	35,714	$2.9M	0.82%
43	—MONSANTO CO NEW	28,160	$2.9M	0.82%
44	FXGFIRST TR EXCHANGE TRADED FD	61,374	$2.9M	0.81%
45	—EXPRESS SCRIPTS HLDG CO	39,479	$2.8M	0.79%
46	WSMWILLIAMS SONOMA INC	53,313	$2.7M	0.77%
47	ALXNALEXION PHARMACEUTICALS INC	22,223	$2.7M	0.77%
48	HFCUSDHOLLYFRONTIER CORP	110,045	$2.7M	0.76%
49	HN9HANESBRANDS INC	105,872	$2.7M	0.76%
50	GILDGILEAD SCIENCES INC	33,489	$2.6M	0.75%
51	COPCONOCOPHILLIPS	60,844	$2.6M	0.75%
52	RLRALPH LAUREN CORP	26,073	$2.6M	0.75%
53	FDNFIRST TR EXCHANGE TRADED FD	32,306	$2.6M	0.75%
54	AORISHARES	63,835	$2.6M	0.75%
55	EMREMERSON ELEC CO	47,563	$2.6M	0.74%
56	—TWENTY FIRST CENTY FOX INC	103,877	$2.5M	0.71%
57	FXDFIRST TR EXCHANGE TRADED FD	69,715	$2.5M	0.70%
58	JNJJOHNSON & JOHNSON	20,458	$2.4M	0.69%
59	VTVVANGUARD INDEX FDS	26,930	$2.3M	0.66%
60	DUKDUKE ENERGY CORP NEW	28,825	$2.3M	0.65%
61	MBBISHARES TR	20,108	$2.2M	0.63%
62	FLOTISHARES TR	42,644	$2.2M	0.61%
63	IWFISHARES TR	20,345	$2.1M	0.60%
64	NSUSDNUSTAR ENERGY LP	42,219	$2.1M	0.59%
65	FAIFIRST TR EXCHANGE TRADED FD	87,803	$2.0M	0.57%
66	AGGISHARES TR	17,168	$1.9M	0.55%
67	VOEVANGUARD INDEX FDS	19,574	$1.8M	0.52%
68	VOTVANGUARD INDEX FDS	16,943	$1.8M	0.51%
69	PIIPOLARIS INDS INC	23,143	$1.8M	0.51%
70	—POWERSHARES QQQ TRUST	14,754	$1.8M	0.50%
71	TDIVFIRST TR EXCHANGE TRADED FD	58,920	$1.7M	0.49%
72	SJNKSPDR SER TR	61,751	$1.7M	0.49%
73	GQ9SPDR GOLD TRUST	13,461	$1.7M	0.48%
74	XOMEXXON MOBIL CORP	17,923	$1.6M	0.44%
75	MMM3M CO	8,834	$1.6M	0.44%
76	EFAISHARES TR	26,215	$1.6M	0.44%
77	KOCOCA COLA CO	36,601	$1.5M	0.44%
78	AOAISHARES	31,791	$1.5M	0.43%
79	LVLNSPDR SERIES TRUST	32,662	$1.5M	0.42%
80	AEPAMERICAN ELEC PWR INC	22,479	$1.4M	0.41%
81	IFVFIRST TR EXCHANGE TRADED FD	79,278	$1.4M	0.39%
82	IJHISHARES TR	8,926	$1.4M	0.39%
83	NFLXNETFLIX INC	13,831	$1.4M	0.39%
84	STTSPDR SERIES TRUST	36,957	$1.4M	0.39%
85	FXNFIRST TR EXCHANGE TRADED FD	87,970	$1.4M	0.39%
86	VWOBVANGUARD WHITEHALL FDS INC	16,013	$1.3M	0.37%
87	CINFCINCINNATI FINL CORP	17,227	$1.3M	0.37%
88	BACVERIZON COMMUNICATIONS INC	24,270	$1.3M	0.36%
89	CLXCLOROX CO DEL	10,074	$1.3M	0.36%
90	EMLPFIRST TR EXCHANGE TRADED FD	49,219	$1.2M	0.35%
91	FXUFIRST TR EXCHANGE TRADED FD	46,861	$1.2M	0.34%
92	AMJEURJPMORGAN CHASE & CO	37,939	$1.2M	0.34%
93	VOVANGUARD INDEX FDS	9,081	$1.2M	0.33%
94	IWMISHARES TR	9,381	$1.2M	0.33%
95	PFEPFIZER INC	34,259	$1.2M	0.33%
96	EEMVISHARES	21,267	$1.1M	0.33%
97	RLYSSGA ACTIVE ETF TR	46,637	$1.1M	0.33%
98	VTIPVANGUARD MALVERN FDS	21,751	$1.1M	0.31%
99	PEPPEPSICO INC	9,581	$1.0M	0.30%
100	CVXCHEVRON CORP NEW	10,001	$1.0M	0.29%

Page 1 of 3Next