Regal Investment Advisors LLC Q3 2016 Filing

Filed October 27, 2016

Portfolio Value

$352.5M

Holdings

259

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (259 positions)

#	Stock	Shares	Value	% Portfolio
201	VBRVANGUARD INDEX FDS	2,824	$312K	0.09%
202	FTCSFIRST TR EXCHANGE TRADED FD	7,743	$311K	0.09%
203	EWXSPDR INDEX SHS FDS	7,157	$309K	0.09%
204	BABOEING CO	2,342	$309K	0.09%
205	GMGENERAL MTRS CO	9,628	$306K	0.09%
206	SLYVSPDR SERIES TRUST	2,840	$305K	0.09%
207	MMDMAINSTAY DEFINEDTERM MN OPP	14,733	$300K	0.09%
208	ABTABBOTT LABS	7,069	$299K	0.08%
209	IWPISHARES TR	3,034	$295K	0.08%
210	DYHTARGET CORP	4,300	$295K	0.08%
211	IGIBISHARES TR	2,650	$295K	0.08%
212	SLYGSPDR SERIES TRUST	1,529	$292K	0.08%
213	VENVENTAS INC	4,071	$288K	0.08%
214	IWDISHARES TR	2,679	$283K	0.08%
215	NVDANVIDIA CORP	4,042	$277K	0.08%
216	UTXZUNITED TECHNOLOGIES CORP	2,706	$275K	0.08%
217	—DU PONT E I DE NEMOURS & CO	4,072	$273K	0.08%
218	IGLBISHARES	4,322	$273K	0.08%
219	VGKVANGUARD INTL EQUITY INDEX	5,586	$272K	0.08%
220	VXUSVANGUARD STAR FD	5,743	$271K	0.08%
221	CLCOLGATE PALMOLIVE CO	3,626	$269K	0.08%
222	GISGENERAL MLS INC	4,126	$264K	0.07%
223	DBEFDBX ETF TR	9,912	$261K	0.07%
224	FCXFREEPORT-MCMORAN INC	23,919	$260K	0.07%
225	CSCOCISCO SYS INC	8,203	$260K	0.07%
226	FXOFIRST TR EXCHANGE TRADED FD	10,700	$260K	0.07%
227	—POWERSHARES ETF TR II	6,531	$254K	0.07%
228	IWOISHARES TR	1,676	$250K	0.07%
229	FMBFIRST TR EXCHANG TRADED FD	4,601	$248K	0.07%
230	CATCATERPILLAR INC DEL	2,798	$248K	0.07%
231	SCHGSCHWAB STRATEGIC TR	4,423	$245K	0.07%
232	CWBSPDR SERIES TRUST	5,183	$240K	0.07%
233	EMBISHARES TR	2,029	$238K	0.07%
234	IHIISHARES TR	1,615	$235K	0.07%
235	VHTVANGUARD WORLD FDS	1,764	$234K	0.07%
236	AMLPUSDALPS ETF TR	18,414	$234K	0.07%
237	BPBP PLC	6,635	$233K	0.07%
238	DTEDTE ENERGY CO	2,471	$231K	0.07%
239	WEPMAGELLAN MIDSTREAM PRTNRS L	3,199	$226K	0.06%
240	BMYBRISTOL MYERS SQUIBB CO	4,146	$224K	0.06%
241	HBANHUNTINGTON BANCSHARES INC	22,499	$222K	0.06%
242	GOOGALPHABET INC	282	$219K	0.06%
243	PSECPROSPECT CAPITAL CORPORATIO	27,045	$219K	0.06%
244	XLRESELECT SECTOR SPDR TR	6,559	$215K	0.06%
245	GSKGLAXOSMITHKLINE PLC	4,941	$213K	0.06%
246	RSX1USDVANECK VECTORS ETF TR	10,810	$203K	0.06%
247	EPDENTERPRISE PRODS PARTNERS L	7,362	$203K	0.06%
248	FSICUSDFS INVT CORP	19,404	$184K	0.05%
249	VKQINVESCO MUN TR	13,176	$182K	0.05%
250	MMUWESTERN ASST MNGD MUN FD IN	11,925	$181K	0.05%
251	—CBL & ASSOC PPTYS INC	13,409	$163K	0.05%
252	RFICOHEN & STEERS TOTAL RETURN	11,300	$149K	0.04%
253	—DEUTSCHE MUN INCOME	10,064	$142K	0.04%
254	ETWEATON VANCE TXMGD GL BUYWR	11,250	$124K	0.04%
255	—MONOGRAM RESIDENTIAL TR INC	11,110	$118K	0.03%
256	RFREGIONS FINL CORP NEW	10,549	$104K	0.03%
257	SIRIEURSIRIUS XM HLDGS INC	24,100	$100K	0.03%
258	MTARCELORMITTAL SA LUXEMBOURG	16,523	$100K	0.03%
259	—GLOBAL NET LEASE INC	10,070	$82K	0.02%

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