Regal Investment Advisors LLC Q3 2018 Filing

Filed November 5, 2018

Portfolio Value

$475.0M

Holdings

319

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (319 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	57,020	$16.7M	3.51%
2	LQDISHARES TR	101,176	$11.6M	2.45%
3	VEAVANGUARD TAX MANAGED INTL FD	209,339	$9.1M	1.91%
4	SPYSPDR S&P 500 ETF TR	28,825	$8.4M	1.76%
5	ABBVABBVIE INC	84,783	$8.0M	1.69%
6	PFFISHARES TR	213,745	$7.9M	1.67%
7	MSFTMICROSOFT CORP	69,232	$7.9M	1.67%
8	AOAISHARES TR	133,751	$7.3M	1.54%
9	TAT&T INC	216,192	$7.3M	1.53%
10	JNJJOHNSON & JOHNSON	52,512	$7.3M	1.53%
11	EEMISHARES TR	167,496	$7.2M	1.51%
12	VIGVANGUARD GROUP	59,496	$6.6M	1.39%
13	IJRISHARES TR	72,579	$6.3M	1.33%
14	VUGVANGUARD INDEX FDS	39,241	$6.3M	1.33%
15	EMREMERSON ELEC CO	81,707	$6.3M	1.32%
16	SCHDSCHWAB STRATEGIC TR	117,353	$6.2M	1.31%
17	PGPROCTER AND GAMBLE CO	74,120	$6.2M	1.30%
18	EDCONSOLIDATED EDISON INC	76,769	$5.8M	1.23%
19	FLOTISHARES TR	113,557	$5.8M	1.22%
20	VTVVANGUARD INDEX FDS	50,848	$5.6M	1.18%
21	BSVVANGUARD BD INDEX FD INC	70,637	$5.5M	1.16%
22	AAPLAPPLE INC	23,553	$5.3M	1.12%
23	AORISHARES TR	117,385	$5.3M	1.12%
24	IWFISHARES TR	33,506	$5.2M	1.10%
25	MCDMCDONALDS CORP	30,769	$5.1M	1.08%
26	VWOVANGUARD INTL EQUITY INDEX F	118,782	$4.9M	1.03%
27	—DOWDUPONT INC	71,374	$4.6M	0.97%
28	VNQVANGUARD INDEX FDS	52,395	$4.2M	0.89%
29	AEPAMERICAN ELEC PWR INC	55,544	$3.9M	0.83%
30	DUKDUKE ENERGY CORP NEW	46,184	$3.7M	0.78%
31	MOALTRIA GROUP INC	59,869	$3.6M	0.76%
32	FTAFIRST TR LRG CP VL ALPHADEX	66,550	$3.6M	0.76%
33	IJHISHARES TR	17,760	$3.6M	0.75%
34	PFEPFIZER INC	79,617	$3.5M	0.74%
35	ICPTUSDINTERCEPT PHARMACEUTICALS IN	26,688	$3.4M	0.71%
36	XOMEXXON MOBIL CORP	36,459	$3.1M	0.65%
37	FYXFIRST TR SML CP CORE ALPHA F	43,914	$3.0M	0.64%
38	NUENUCOR CORP	44,515	$2.8M	0.59%
39	FAIFIRST TR EXCHANGE TRADED FD	91,406	$2.8M	0.59%
40	FPFFIRST TR EXCH TRADED FD III	44,276	$2.8M	0.59%
41	RFDIFIRST TR EXCH TRADED FD III	45,188	$2.8M	0.59%
42	DISDISNEY WALT CO	23,271	$2.7M	0.57%
43	MUBISHARES TR	25,078	$2.7M	0.57%
44	VOTVANGUARD INDEX FDS	18,752	$2.7M	0.56%
45	VOEVANGUARD INDEX FDS	23,610	$2.7M	0.56%
46	MDTMEDTRONIC PLC	25,931	$2.6M	0.54%
47	UTXZUNITED TECHNOLOGIES CORP	18,175	$2.5M	0.53%
48	NDQINVESCO QQQ TR	13,605	$2.5M	0.53%
49	IWMISHARES TR	14,894	$2.5M	0.53%
50	CVXCHEVRON CORP NEW	20,444	$2.5M	0.53%
51	AQLTISHARES TR	37,846	$2.4M	0.51%
52	RLYSSGA ACTIVE ETF TR	91,596	$2.4M	0.51%
53	VBVANGUARD INDEX FDS	14,848	$2.4M	0.51%
54	RFEMFIRST TR EXCH TRADED FD III	38,368	$2.4M	0.50%
55	KOCOCA COLA CO	51,518	$2.4M	0.50%
56	HUMHUMANA INC	6,960	$2.4M	0.50%
57	—EXPRESS SCRIPTS HLDG CO	24,570	$2.3M	0.49%
58	VOVANGUARD INDEX FDS	14,194	$2.3M	0.49%
59	EFAISHARES TR	33,584	$2.3M	0.48%
60	VTIVANGUARD INDEX FDS	15,101	$2.3M	0.48%
61	UTHUNITED THERAPEUTICS CORP DEL	17,554	$2.2M	0.47%
62	—FIRST TR EXCH TRADED FD III	38,933	$2.2M	0.47%
63	AGGISHARES TR	20,881	$2.2M	0.46%
64	FDNFIRST TR EXCHANGE TRADED FD	15,539	$2.2M	0.46%
65	STTSPDR SERIES TRUST	60,714	$2.2M	0.46%
66	COPCONOCOPHILLIPS	28,009	$2.2M	0.46%
67	AZOAUTOZONE INC	2,778	$2.2M	0.45%
68	—AVX CORP NEW	118,728	$2.1M	0.45%
69	IDIINTERDIGITAL INC	25,984	$2.1M	0.44%
70	ADPAUTOMATIC DATA PROCESSING IN	13,724	$2.1M	0.44%
71	CLXCLOROX CO DEL	13,732	$2.1M	0.43%
72	ORCLORACLE CORP	39,734	$2.0M	0.43%
73	INVAINNOVIVA INC	133,557	$2.0M	0.43%
74	AMZNAMAZON COM INC	970	$1.9M	0.41%
75	VCSHVANGUARD SCOTTSDALE FDS	24,446	$1.9M	0.40%
76	COHREURCOHERENT INC	10,961	$1.9M	0.40%
77	ALGALAMO GROUP INC	20,437	$1.9M	0.39%
78	—HFF INC	43,663	$1.9M	0.39%
79	EBFENNIS INC	90,453	$1.9M	0.39%
80	BKBANK NEW YORK MELLON CORP	35,867	$1.8M	0.39%
81	AFLAFLAC INC	38,777	$1.8M	0.38%
82	AALAMERICAN AIRLS GROUP INC	44,047	$1.8M	0.38%
83	LPXLOUISIANA PAC CORP	67,746	$1.8M	0.38%
84	MATMATTEL INC	113,649	$1.8M	0.38%
85	FCXFREEPORT-MCMORAN INC	127,784	$1.8M	0.37%
86	USCRU S CONCRETE INC	38,769	$1.8M	0.37%
87	AMGAFFILIATED MANAGERS GROUP	12,956	$1.8M	0.37%
88	FDO.FMACYS INC	50,720	$1.8M	0.37%
89	VWOBVANGUARD WHITEHALL FDS INC	23,203	$1.8M	0.37%
90	COSTCOSTCO WHSL CORP NEW	7,330	$1.7M	0.36%
91	SRCLSTERICYCLE INC	29,236	$1.7M	0.36%
92	MMM3M CO	7,932	$1.7M	0.35%
93	CINFCINCINNATI FINL CORP	21,618	$1.7M	0.35%
94	MUMICRON TECHNOLOGY INC	36,606	$1.7M	0.35%
95	SF9SANDERSON FARMS INC	15,713	$1.6M	0.34%
96	AMJEURJPMORGAN CHASE & CO	58,640	$1.6M	0.34%
97	SCZISHARES TR	25,349	$1.6M	0.33%
98	IWCISHARES TR	14,616	$1.6M	0.33%
99	MCKMCKESSON CORP	11,543	$1.5M	0.32%
100	MKSIMKS INSTRUMENT INC	18,984	$1.5M	0.32%

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