Regal Investment Advisors LLC Q4 2017 Filing

Filed February 6, 2018

Portfolio Value

$448.7M

Holdings

286

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (286 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	54,835	$14.7M	3.29%
2	IJRISHARES TR	130,846	$10.1M	2.24%
3	LQDISHARES TR	82,293	$10.0M	2.23%
4	SPYSPDR S&P 500 ETF TR	35,946	$9.6M	2.14%
5	ABBVABBVIE INC	80,995	$7.8M	1.75%
6	VEAVANGUARD TAX MANAGED INT	172,746	$7.7M	1.73%
7	PFFISHARES TR	195,947	$7.5M	1.66%
8	EEMISHARES TR	151,969	$7.2M	1.60%
9	TAT&T INC	176,322	$6.9M	1.53%
10	MSFTMICROSOFT CORP	79,896	$6.8M	1.52%
11	EDCONSOLIDATED EDISON INC	75,708	$6.4M	1.43%
12	MCDMCDONALDS CORP	35,137	$6.0M	1.35%
13	—DOWDUPONT INC	84,001	$6.0M	1.33%
14	AAPLAPPLE INC	34,962	$5.9M	1.32%
15	JNJJOHNSON & JOHNSON	40,784	$5.7M	1.27%
16	IJHISHARES TR	29,932	$5.7M	1.27%
17	EMREMERSON ELEC CO	81,155	$5.7M	1.26%
18	VIGVANGUARD SPECIALIZED FUN	55,379	$5.7M	1.26%
19	PGPROCTER AND GAMBLE CO	60,232	$5.5M	1.23%
20	VUGVANGUARD INDEX FDS	38,164	$5.4M	1.20%
21	SCHDSCHWAB STRATEGIC TR	104,279	$5.3M	1.19%
22	BSVVANGUARD BD INDEX FD INC	63,070	$5.0M	1.11%
23	VWOVANGUARD INTL EQUITY IND	103,525	$4.8M	1.06%
24	MOALTRIA GROUP INC	65,675	$4.7M	1.05%
25	VNQVANGUARD INDEX FDS	54,422	$4.5M	1.01%
26	VTVVANGUARD INDEX FDS	41,265	$4.4M	0.98%
27	FPFFIRST TR EXCH TRADED FD	64,691	$4.2M	0.94%
28	RFDIFIRST TR EXCH TRADED FD	62,209	$4.0M	0.89%
29	RFEMFIRST TR EXCH TRADED FD	54,001	$3.8M	0.85%
30	DISDISNEY WALT CO	34,637	$3.7M	0.83%
31	LZBLA Z BOY INC	116,451	$3.6M	0.81%
32	FLOTISHARES TR	69,685	$3.5M	0.79%
33	IWFISHARES TR	25,959	$3.5M	0.78%
34	FTAFIRST TR LRG CP VL ALPHA	62,103	$3.4M	0.76%
35	XOMEXXON MOBIL CORP	40,395	$3.4M	0.75%
36	—FIRST TR EXCH TRADED FD	55,245	$3.3M	0.75%
37	PEPPEPSICO INC	27,345	$3.3M	0.73%
38	DUKDUKE ENERGY CORP NEW	38,890	$3.3M	0.73%
39	FDNFIRST TR EXCHANGE TRADED	29,709	$3.3M	0.73%
40	GEGENERAL ELECTRIC CO	186,095	$3.2M	0.72%
41	AEPAMERICAN ELEC PWR INC	43,428	$3.2M	0.71%
42	BRK/BBERKSHIRE HATHAWAY INC D	14,839	$2.9M	0.66%
43	LOWLOWES COS INC	31,071	$2.9M	0.64%
44	AGGISHARES TR	26,241	$2.9M	0.64%
45	PFEPFIZER INC	75,586	$2.7M	0.61%
46	FYXFIRST TR SML CP CORE ALP	44,014	$2.7M	0.60%
47	GOOGALPHABET INC	2,560	$2.7M	0.60%
48	FAIFIRST TR EXCHANGE TRADED	94,742	$2.6M	0.58%
49	MUBISHARES TR	23,143	$2.6M	0.57%
50	COPCONOCOPHILLIPS	46,245	$2.5M	0.57%
51	BLKCHFBLACKROCK INC	4,852	$2.5M	0.56%
52	—ANDEAVOR	21,615	$2.5M	0.55%
53	VOEVANGUARD INDEX FDS	22,098	$2.5M	0.55%
54	HDVISHARES TR	27,284	$2.5M	0.55%
55	UNPUNION PAC CORP	18,240	$2.4M	0.55%
56	MMM3M CO	10,109	$2.4M	0.53%
57	UTXZUNITED TECHNOLOGIES CORP	18,613	$2.4M	0.53%
58	VOTVANGUARD INDEX FDS	18,308	$2.3M	0.52%
59	ORLYO REILLY AUTOMOTIVE INC	9,694	$2.3M	0.52%
60	AMGNAMGEN INC	13,243	$2.3M	0.51%
61	MAMASTERCARD INCORPORATED	15,205	$2.3M	0.51%
62	VVISA INC	20,127	$2.3M	0.51%
63	KOCOCA COLA CO	49,508	$2.3M	0.51%
64	UBNTEURUBIQUITI NETWORKS INC	31,664	$2.2M	0.50%
65	WFCWELLS FARGO CO NEW	37,057	$2.2M	0.50%
66	AXPAMERICAN EXPRESS CO	22,538	$2.2M	0.50%
67	CLXCLOROX CO DEL	14,885	$2.2M	0.49%
68	VYMVANGUARD WHITEHALL FDS I	25,685	$2.2M	0.49%
69	USMVISHARES TR	40,895	$2.2M	0.48%
70	AQLTISHARES TR	32,159	$2.1M	0.47%
71	ADIANALOG DEVICES INC	23,748	$2.1M	0.47%
72	CERNCHFCERNER CORP	30,802	$2.1M	0.46%
73	SRCLSTERICYCLE INC	30,309	$2.1M	0.46%
74	—MONSANTO CO NEW	17,625	$2.1M	0.46%
75	ORCLORACLE CORP	42,436	$2.0M	0.45%
76	CMPCOMPASS MINERALS INTL IN	27,689	$2.0M	0.45%
77	DDOMINION ENERGY INC	24,427	$2.0M	0.44%
78	BKBANK NEW YORK MELLON COR	35,993	$1.9M	0.43%
79	RLYSSGA ACTIVE ETF TR	73,340	$1.9M	0.43%
80	STTSPDR SERIES TRUST	52,652	$1.9M	0.43%
81	—POWERSHARES QQQ TRUST	12,323	$1.9M	0.43%
82	—EXPRESS SCRIPTS HLDG CO	25,700	$1.9M	0.43%
83	TLTISHARES TR	15,044	$1.9M	0.43%
84	MCKMCKESSON CORP	11,905	$1.9M	0.41%
85	CINFCINCINNATI FINL CORP	24,383	$1.8M	0.41%
86	WMTWAL-MART STORES INC	18,426	$1.8M	0.41%
87	MATMATTEL INC	117,757	$1.8M	0.40%
88	VOVANGUARD INDEX FDS	11,686	$1.8M	0.40%
89	BACBANK AMER CORP	60,824	$1.8M	0.40%
90	ICPTUSDINTERCEPT PHARMACEUTICAL	30,147	$1.8M	0.39%
91	VBVANGUARD INDEX FDS	11,561	$1.7M	0.38%
92	VTIVANGUARD INDEX FDS	12,414	$1.7M	0.38%
93	ADPAUTOMATIC DATA PROCESSIN	14,138	$1.7M	0.37%
94	AFLAFLAC INC	18,774	$1.6M	0.37%
95	VWOBVANGUARD WHITEHALL FDS I	19,767	$1.6M	0.35%
96	IUSVISHARES TR	27,951	$1.5M	0.35%
97	EWJISHARES INC	25,519	$1.5M	0.34%
98	PNCPNC FINL SVCS GROUP INC	10,539	$1.5M	0.34%
99	EFAISHARES TR	21,309	$1.5M	0.33%
100	NSUSDNUSTAR ENERGY LP	45,725	$1.4M	0.31%

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