Regal Investment Advisors LLC Q4 2019 Filing

Filed January 29, 2020

Portfolio Value

$555.9M

Holdings

340

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (340 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	JPMJPMORGAN CHASE & CO	13,020	$1.8M	0.33%
102	BIIBBIOGEN INC	5,953	$1.8M	0.32%
103	INVAINNOVIVA INC	123,552	$1.7M	0.31%
104	COSTCOSTCO WHSL CORP NEW	5,912	$1.7M	0.31%
105	IWCISHARES TR	17,457	$1.7M	0.31%
106	XLKSELECT SECTOR SPDR TR	18,498	$1.7M	0.31%
107	HYGISHARES TR	19,255	$1.7M	0.30%
108	IUSVISHARES TR	26,854	$1.7M	0.30%
109	BACBANK AMER CORP	47,441	$1.7M	0.30%
110	VXFVANGUARD INDEX FDS	12,752	$1.6M	0.29%
111	COPCONOCOPHILLIPS	24,075	$1.6M	0.28%
112	LEGLEGGETT & PLATT INC	30,624	$1.6M	0.28%
113	VSSVANGUARD INTL EQUITY INDEX F	13,804	$1.5M	0.28%
114	AQLTISHARES TR	57,229	$1.5M	0.27%
115	AMJEURJPMORGAN CHASE & CO	68,091	$1.5M	0.27%
116	QTECFIRST TR NASDAQ100 TECH INDE	14,493	$1.5M	0.26%
117	OUSAGBPOSI ETF TR	39,250	$1.4M	0.26%
118	PNCPNC FINL SVCS GROUP INC	8,985	$1.4M	0.26%	Call
119	IWMISHARES TR	8,516	$1.4M	0.25%
120	VTIPVANGUARD MALVERN FDS	26,974	$1.3M	0.24%
121	IVWISHARES TR	6,576	$1.3M	0.23%
122	GNRSPDR INDEX SHS FDS	27,510	$1.3M	0.23%
123	AMLPUSDALPS ETF TR	147,935	$1.3M	0.23%
124	PJANINNOVATOR ETFS TR	43,880	$1.2M	0.22%
125	NVDANVIDIA CORP	5,133	$1.2M	0.22%
126	DDDUPONT DE NEMOURS INC	17,952	$1.2M	0.21%
127	STLDSTEEL DYNAMICS INC	32,789	$1.1M	0.20%
128	TDIVFIRST TR EXCHANGE TRADED FD	25,272	$1.1M	0.20%
129	FMUSDISHARES INC	34,714	$1.1M	0.19%
130	SHMSPDR SERIES TRUST	20,427	$1.0M	0.18%
131	FITBFIFTH THIRD BANCORP	32,004	$984K	0.18%
132	S76STORE CAP CORP	25,961	$967K	0.17%
133	VMBSVANGUARD SCOTTSDALE FDS	18,090	$962K	0.17%
134	DOWDOW INC	17,030	$932K	0.17%
135	FXGFIRST TR EXCHANGE TRADED FD	18,449	$923K	0.17%
136	AQLTISHARES TR	8,634	$912K	0.16%
137	ETRENTERGY CORP NEW	7,603	$911K	0.16%
138	BABOEING CO	2,788	$908K	0.16%
139	REMISHARES TR	20,373	$907K	0.16%
140	SOSOUTHERN CO	14,024	$893K	0.16%
141	PBPINVESCO EXCHANGE TRADED FD T	41,391	$892K	0.16%
142	CSCOCISCO SYS INC	18,585	$891K	0.16%
143	VBRVANGUARD INDEX FDS	6,467	$886K	0.16%
144	BNDXVANGUARD CHARLOTTE FDS	15,361	$869K	0.16%
145	VCITVANGUARD SCOTTSDALE FDS	9,423	$861K	0.15%
146	ISHGISHARES TR	10,708	$849K	0.15%
147	GEGENERAL ELECTRIC CO	72,918	$814K	0.15%
148	FXHFIRST TR EXCHANGE TRADED FD	9,652	$813K	0.15%
149	PEOEXELON CORP	17,632	$804K	0.14%
150	FXOFIRST TR EXCHANGE TRADED FD	23,405	$784K	0.14%
151	DEMWISDOMTREE TR	17,037	$780K	0.14%
152	IYWISHARES TR	3,350	$779K	0.14%
153	SPYDSPDR SERIES TRUST	19,677	$776K	0.14%
154	FFORD MTR CO DEL	83,237	$774K	0.14%
155	SYYSYSCO CORP	8,986	$769K	0.14%
156	SPYGSPDR SERIES TRUST	18,205	$763K	0.14%
157	MRKMERCK & CO INC	8,351	$759K	0.14%
158	EFAISHARES TR	10,662	$740K	0.13%
159	VPUVANGUARD WORLD FDS	5,115	$731K	0.13%
160	TIPISHARES TR	6,160	$718K	0.13%
161	GSKGLAXOSMITHKLINE PLC	15,241	$716K	0.13%
162	IEMGISHARES INC	13,269	$713K	0.13%
163	GOOGLALPHABET INC	531	$711K	0.13%
164	NUENUCOR CORP	12,073	$679K	0.12%
165	UNHUNITEDHEALTH GROUP INC	2,303	$677K	0.12%
166	LOWLOWES COS INC	5,592	$670K	0.12%
167	YYY*AMPLIFY ETF TR	37,116	$662K	0.12%
168	NSUSDNUSTAR ENERGY LP	25,500	$659K	0.12%
169	IVEISHARES TR	4,976	$647K	0.12%
170	IJTISHARES TR	3,284	$635K	0.11%
171	HYDVANECK VECTORS ETF TR	9,912	$635K	0.11%
172	ALTYGLOBAL X FDS	42,612	$630K	0.11%
173	VNQIVANGUARD INTL EQUITY INDEX F	10,374	$613K	0.11%
174	RSPRINVESCO EXCHANGE TRADED FD T	19,506	$613K	0.11%
175	FXRFIRST TR EXCHANGE TRADED FD	13,495	$609K	0.11%
176	HYMBSPDR SERIES TRUST	10,219	$603K	0.11%
177	FDTFIRST TR EXCH TRD ALPHA FD I	10,678	$594K	0.11%
178	IHIISHARES TR	2,221	$587K	0.11%
179	PGXINVESCO EXCHNG TRADED FD TR	39,035	$586K	0.11%
180	IBMINTERNATIONAL BUSINESS MACHS	4,355	$584K	0.11%
181	HDHOME DEPOT INC	2,667	$582K	0.10%
182	FXLFIRST TR EXCHANGE TRADED FD	7,931	$576K	0.10%
183	TSLATESLA INC	1,376	$575K	0.10%	Call
184	SCHVSCHWAB STRATEGIC TR	9,501	$571K	0.10%
185	AMGNAMGEN INC	2,359	$569K	0.10%
186	PGFINVESCO EXCHANGE TRADED FD T	29,654	$560K	0.10%
187	EMBISHARES TR	4,760	$545K	0.10%
188	DOCHEALTHPEAK PPTYS INC	15,585	$537K	0.10%
189	KMIKINDER MORGAN INC DEL	25,385	$537K	0.10%
190	IYRISHARES TR	5,763	$536K	0.10%
191	LVLNSPDR SERIES TRUST	11,997	$528K	0.09%
192	NZFNUVEEN MUNICIPAL CREDIT INC	31,731	$519K	0.09%
193	FDLFIRST TR MORNINGSTAR DIV LEA	15,284	$498K	0.09%
194	SNYSANOFI	9,840	$494K	0.09%
195	BABAALIBABA GROUP HLDG LTD	2,304	$489K	0.09%
196	—DIREXION SHS ETF TR	12,383	$488K	0.09%
197	MAMASTERCARD INC	1,631	$487K	0.09%
198	GSGOLDMAN SACHS GROUP INC	2,064	$475K	0.09%
199	WW6WW INTL INC	12,400	$474K	0.09%
200	FTCSFIRST TR EXCHANGE TRADED FD	7,825	$472K	0.08%

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