Regal Investment Advisors LLC Q4 2019 Filing

Filed January 29, 2020

Portfolio Value

$555.9M

Holdings

340

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (340 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	64,540	$20.9M	3.75%
2	LQDISHARES TR	115,255	$14.7M	2.65%
3	SPYSPDR S&P 500 ETF TR	38,755	$12.5M	2.24%	Call
4	VEAVANGUARD TAX MANAGED INTL FD	228,320	$10.1M	1.81%
5	AAPLAPPLE INC	32,800	$9.6M	1.73%
6	PGPROCTER & GAMBLE CO	76,245	$9.5M	1.71%
7	PFFISHARES TR	245,229	$9.2M	1.66%
8	MSFTMICROSOFT CORP	57,660	$9.1M	1.64%
9	EMREMERSON ELEC CO	116,292	$8.9M	1.60%
10	TAT&T INC	222,391	$8.7M	1.56%
11	ABBVABBVIE INC	97,162	$8.6M	1.55%
12	JNJJOHNSON & JOHNSON	58,467	$8.5M	1.53%
13	VIGVANGUARD GROUP	62,279	$7.8M	1.40%
14	EDCONSOLIDATED EDISON INC	83,907	$7.6M	1.37%
15	VUGVANGUARD INDEX FDS	39,415	$7.2M	1.29%
16	EEMISHARES TR	159,377	$7.2M	1.29%
17	SCHDSCHWAB STRATEGIC TR	120,572	$7.0M	1.26%
18	PFEPFIZER INC	165,649	$6.5M	1.17%
19	IJRISHARES TR	76,359	$6.4M	1.15%
20	VTVVANGUARD INDEX FDS	52,070	$6.2M	1.12%
21	VNQVANGUARD INDEX FDS	64,412	$6.0M	1.08%
22	AEPAMERICAN ELEC PWR CO INC	61,759	$5.8M	1.05%
23	VWOVANGUARD INTL EQUITY INDEX F	126,061	$5.6M	1.01%
24	IWFISHARES TR	31,268	$5.5M	0.99%
25	BSVVANGUARD BD INDEX FD INC	59,833	$4.8M	0.87%
26	DISDISNEY WALT CO	32,835	$4.7M	0.85%
27	FLOTISHARES TR	92,639	$4.7M	0.85%
28	XOMEXXON MOBIL CORP	66,986	$4.7M	0.84%
29	MDTMEDTRONIC PLC	40,901	$4.6M	0.83%
30	FTAFIRST TR LRG CP VL ALPHADEX	80,596	$4.6M	0.82%
31	INTCINTEL CORP	69,899	$4.2M	0.75%
32	MCDMCDONALDS CORP	20,157	$4.0M	0.72%
33	NDQINVESCO QQQ TR	18,675	$4.0M	0.71%
34	CVXCHEVRON CORP NEW	32,101	$3.9M	0.70%
35	MUBISHARES TR	32,513	$3.7M	0.67%
36	DUKDUKE ENERGY CORP NEW	40,590	$3.7M	0.67%
37	FDNFIRST TR EXCHANGE TRADED FD	26,246	$3.7M	0.66%
38	KOCOCA COLA CO	65,150	$3.6M	0.65%
39	FYXFIRST TR SML CP CORE ALPHA F	53,165	$3.5M	0.62%
40	VTIVANGUARD INDEX FDS	21,008	$3.4M	0.62%
41	LZBLA Z BOY INC	107,751	$3.4M	0.61%
42	IJHISHARES TR	16,316	$3.4M	0.60%
43	SPYVSPDR SERIES TRUST	95,039	$3.3M	0.60%
44	AGGISHARES TR	29,232	$3.3M	0.59%
45	AMZNAMAZON COM INC	1,759	$3.3M	0.58%
46	VOTVANGUARD INDEX FDS	20,437	$3.2M	0.58%
47	AQLTISHARES TR	49,500	$3.2M	0.58%
48	FAIFIRST TR EXCHANGE TRADED FD	102,182	$3.2M	0.58%
49	RFEMFIRST TR EXCH TRADED FD III	49,496	$3.2M	0.58%
50	GQ9SPDR GOLD TRUST	22,227	$3.2M	0.57%
51	VOEVANGUARD INDEX FDS	26,566	$3.2M	0.57%
52	RFDIFIRST TR EXCH TRADED FD III	52,340	$3.1M	0.56%
53	FPFFIRST TR EXCH TRADED FD III	49,637	$3.1M	0.56%
54	BMYBRISTOL MYERS SQUIBB CO	44,193	$2.8M	0.51%
55	METAFACEBOOK INC	13,655	$2.8M	0.50%
56	DYHTARGET CORP	21,591	$2.8M	0.50%
57	AFLAFLAC INC	50,993	$2.7M	0.49%
58	CVSCVS HEALTH CORP	36,096	$2.7M	0.48%
59	MOALTRIA GROUP INC	52,611	$2.6M	0.47%
60	GISGENERAL MLS INC	48,642	$2.6M	0.47%
61	VOVANGUARD INDEX FDS	14,577	$2.6M	0.47%
62	VBVANGUARD INDEX FDS	15,515	$2.6M	0.46%
63	UTXZUNITED TECHNOLOGIES CORP	17,022	$2.5M	0.46%
64	AMATAPPLIED MATLS INC	41,532	$2.5M	0.46%
65	JNKSPDR SERIES TRUST	23,124	$2.5M	0.46%
66	ADPAUTOMATIC DATA PROCESSING IN	14,737	$2.5M	0.45%
67	MCHPMICROCHIP TECHNOLOGY INC	23,876	$2.5M	0.45%
68	CLXCLOROX CO DEL	15,654	$2.4M	0.43%
69	BACVERIZON COMMUNICATIONS INC	38,841	$2.4M	0.43%
70	BLKCHFBLACKROCK INC	4,672	$2.3M	0.42%
71	WMTWALMART INC	19,739	$2.3M	0.42%
72	JLLJONES LANG LASALLE INC	13,355	$2.3M	0.42%
73	RLYSSGA ACTIVE ETF TR	91,422	$2.3M	0.42%
74	CATCATERPILLAR INC DEL	15,704	$2.3M	0.42%
75	CRMSALESFORCE COM INC	14,133	$2.3M	0.41%
76	SJNKSPDR SERIES TRUST	84,881	$2.3M	0.41%
77	CTVACORTEVA INC	76,507	$2.3M	0.41%
78	—FIRST TR EXCH TRADED FD III	42,677	$2.3M	0.41%
79	SCZISHARES TR	35,402	$2.2M	0.40%
80	NOCNORTHROP GRUMMAN CORP	6,347	$2.2M	0.39%
81	EFXEQUIFAX INC	15,307	$2.1M	0.39%
82	MMM3M CO	12,107	$2.1M	0.38%
83	GWREGUIDEWIRE SOFTWARE INC	19,254	$2.1M	0.38%
84	WMWASTE MGMT INC DEL	18,516	$2.1M	0.38%
85	USMVISHARES TR	32,120	$2.1M	0.38%
86	CINFCINCINNATI FINL CORP	19,806	$2.1M	0.37%
87	INGRINGREDION INC	22,271	$2.1M	0.37%
88	VWOBVANGUARD WHITEHALL FDS INC	25,186	$2.0M	0.37%
89	TEN1TENNECO INC	156,033	$2.0M	0.37%
90	CMPCOMPASS MINERALS INTL INC	32,702	$2.0M	0.36%
91	VYMVANGUARD WHITEHALL FDS INC	21,177	$2.0M	0.36%
92	KMBKIMBERLY CLARK CORP	14,384	$2.0M	0.36%
93	COHREURCOHERENT INC	11,597	$1.9M	0.35%
94	SCHWTHE CHARLES SCHWAB CORPORATI	40,190	$1.9M	0.34%
95	GILDGILEAD SCIENCES INC	29,373	$1.9M	0.34%
96	OEFISHARES TR	13,203	$1.9M	0.34%
97	TLTISHARES TR	13,890	$1.9M	0.34%
98	BLKBBLACKBAUD INC	23,474	$1.9M	0.34%
99	PEPPEPSICO INC	13,579	$1.9M	0.33%
100	HDVISHARES TR	18,900	$1.9M	0.33%

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