RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2016 Filing

Filed May 16, 2016

Portfolio Value

$1.6B

Holdings

171

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (171 positions)

#	Stock	Shares	Value	% Portfolio
1	—PIMCO DYNAMIC CR INCOME FD	6,492,177	$113.2M	6.97%
2	—AMERICAN CAP LTD	4,847,540	$73.9M	4.55%
3	GLOCLOUGH GLOBAL OPPORTUNITIES	4,608,538	$44.1M	2.72%
4	BTZBLACKROCK CR ALLCTN INC TR	3,059,562	$38.3M	2.36%
5	—ALLIANCEBERNSTEIN INCOME FUN	4,818,749	$37.8M	2.33%
6	XJQCXNUVEEN CR STRATEGIES INCM FD	4,274,815	$33.8M	2.08%
7	USALIBERTY ALL STAR EQUITY FD	6,133,016	$30.5M	1.88%
8	XEVVXEATON VANCE LTD DUR INCOME F	2,217,736	$29.2M	1.80%
9	HYTBLACKROCK CORPOR HI YLD FD I	2,887,562	$28.8M	1.77%
10	STEWBOULDER GROWTH & INCOME FD I	3,596,532	$28.2M	1.74%
11	SPYSPDR S&P 500 ETF TR	130,259	$26.8M	1.65%
12	VWOVANGUARD INTL EQUITY INDEX F	751,375	$26.0M	1.60%
13	TYTRI CONTL CORP	1,247,728	$24.9M	1.53%
14	RVTROYCE VALUE TR INC	2,103,536	$24.6M	1.52%
15	ADXADAMS DIVERSIFIED EQUITY FD	1,916,018	$24.2M	1.49%
16	BRWTEMPLETON GLOBAL INCOME FD	3,604,352	$23.5M	1.45%
17	VVRINVESCO SR INCOME TR	5,727,441	$23.1M	1.42%
18	PRFUSDPOWERSHARES ETF TRUST	240,668	$21.2M	1.31%
19	BITBLACKROCK MULTI-SECTOR INC T	1,338,826	$21.2M	1.30%
20	—BLACKROCK DEBT STRAT FD INC	5,987,697	$20.8M	1.28%
21	CHICALAMOS CONV OPP AND INC FD	2,151,112	$20.4M	1.26%
22	BGBBLACKSTONE GSO STRATEGIC CR	1,477,171	$20.1M	1.24%
23	—ABERDEEN ASIA PACIFIC INCOM	3,725,914	$18.6M	1.15%
24	XAWFXALLIANCEBERNSTEIN GBL HGH IN	1,550,891	$18.1M	1.11%
25	XGLQXCLOUGH GLOBAL EQUITY FD	1,638,071	$17.8M	1.10%
26	VEAVANGUARD TAX MANAGED INTL FD	482,753	$17.3M	1.07%
27	—ALPINE TOTAL DYNAMIC DIVID F	2,286,785	$17.2M	1.06%
28	—INVESCO DYNAMIC CR OPP FD	1,537,480	$16.5M	1.02%
29	—PRUDENTIAL GLB SHT DUR HG YL	1,072,831	$16.0M	0.98%
30	EDDMORGAN STANLEY EM MKTS DM DE	2,030,564	$15.5M	0.95%
31	ERCWELLS FARGO MULTI SECTOR INC	1,254,151	$15.3M	0.94%
32	—POWERSHARES ETF TRUST II	691,184	$14.9M	0.92%
33	GAMGENERAL AMERN INVS INC	471,271	$14.7M	0.91%
34	TEITEMPLETON EMERG MKTS INCOME	1,404,001	$14.4M	0.89%
35	FDDFIRST TR HIGH INCOME L/S FD	972,219	$14.2M	0.87%
36	—FIFTH STR SR FLOATNG RATE CO	1,766,820	$14.0M	0.86%
37	MMTMFS MULTIMARKET INCOME TR	2,286,715	$13.3M	0.82%
38	XEMDXWESTERN ASSET EMRG MKT DEBT	913,437	$13.3M	0.82%
39	MCRMFS CHARTER INCOME TR	1,597,805	$13.0M	0.80%
40	ARDCARES DYNAMIC CR ALLOCATION F	885,182	$11.8M	0.73%
41	—RYDEX ETF TRUST	79,701	$11.6M	0.71%
42	—ALLIANZGI EQUITY & CONV INCO	633,127	$11.5M	0.71%
43	—PRUDENTIAL SHT DURATION HG Y	732,360	$11.3M	0.69%
44	—ZWEIG TOTAL RETURN FD INC	933,759	$11.2M	0.69%
45	—BROOKFIELD MTG OPP INC FD IN	750,532	$11.0M	0.68%
46	HIOWESTERN ASSET HIGH INCM OPP	2,295,027	$10.8M	0.66%
47	—MVC CAPITAL INC	1,404,351	$10.5M	0.64%
48	JGHNUVEEN GLOBAL HIGH INCOME FD	740,790	$10.3M	0.63%
49	—WESTERN ASSET EMRG MKT INCM	967,954	$9.9M	0.61%
50	JLSNUVEEN MTG OPPORTUNITY TERM	440,708	$9.9M	0.61%
51	FTFFRANKLIN LTD DURATION INC TR	872,167	$9.9M	0.61%
52	HYIWESTERN ASSET HGH YLD DFNDFD	682,577	$9.5M	0.59%
53	AVKADVENT CLAYMORE CV SECS & IN	710,391	$9.4M	0.58%
54	—BABSON CAP GLB SHT DURHGH YL	556,287	$9.3M	0.57%
55	—NUVEEN MUN ADVANTAGE FD INC	642,339	$9.2M	0.57%
56	NXDTNEXPOINT CR STRATEGIES FD	500,097	$9.0M	0.56%
57	XNROXNEUBERGER BERMAN RE ES SEC F	1,769,399	$9.0M	0.55%
58	CEFCENTRAL FD CDA LTD	737,465	$8.8M	0.54%
59	—LEGG MASON BW GLB INC OPP FD	700,142	$8.6M	0.53%
60	—POWERSHARES ETF TR II	521,245	$8.1M	0.50%
61	OEFISHARES TR	87,567	$8.0M	0.49%
62	NEANUVEEN SR INCOME FD	1,313,189	$7.7M	0.48%
63	XBOEXBLACKROCK GLOBAL OPP EQTY TR	646,722	$7.7M	0.47%
64	—NUVEEN LG/SHT COMMODITY TOTR	508,226	$7.7M	0.47%
65	EMOCLEARBRIDGE ENERGY MLP TR FD	688,423	$7.1M	0.44%
66	XEVGXEATON VANCE SH TM DR DIVR IN	535,626	$7.1M	0.44%
67	VEMYSTONE HBR EMERG MKTS TL INC	542,027	$6.7M	0.41%
68	—DEUTSCHE HIGH INCOME OPPORT	499,065	$6.7M	0.41%
69	—BROOKFIELD GLOBL LISTED INFR	581,399	$6.6M	0.41%
70	GDOWESTERN ASSET GLOBAL CP DEFI	398,119	$6.6M	0.40%
71	EHIWESTERN ASSET GLB HI INCOME	710,508	$6.4M	0.40%
72	XSCDXLMP CAP & INCOME FD INC	506,447	$6.3M	0.39%
73	—IVY HIGH INC OPPORTUNITIES F	489,311	$6.2M	0.38%
74	BGXBLACKSTONE GSO LNG SHRT CR I	450,460	$6.1M	0.38%
75	—ALLIANZGI CONV & INCOME FD I	1,241,069	$6.1M	0.37%
76	FUNDSPROTT FOCUS TR INC	986,685	$6.0M	0.37%
77	WIWWESTERN ASSET CLYM INFL OPP	540,457	$6.0M	0.37%
78	MSDMORGAN STANLEY EMER MKTS DEB	677,787	$6.0M	0.37%
79	NHSNEUBERGER BERMAN HGH YLD FD	560,713	$5.9M	0.37%
80	—ADVENT CLAY CONV SEC INC FD	1,093,006	$5.9M	0.37%
81	—APOLLO TACTICAL INCOME FD IN	433,770	$5.9M	0.36%
82	JFRNUVEEN FLOATING RATE INCOME	584,986	$5.9M	0.36%
83	—ALLIANZGI DIVERS INC & CNV F	329,434	$5.9M	0.36%
84	—NUVEEN MUN MKT OPPORTUNITY F	405,070	$5.8M	0.35%
85	—DEUTSCHE MULTI-MKT INCOME TR	724,733	$5.7M	0.35%
86	—GSV CAP CORP	1,022,963	$5.7M	0.35%
87	—GLOBAL HIGH INCOME FUND INC	644,902	$5.6M	0.34%
88	—WESTERN ASSET MGD HI INCM FD	1,258,946	$5.6M	0.34%
89	XXHYBXXNEW AMER HIGH INCOME FD INC	690,601	$5.6M	0.34%
90	MCCUSDMEDLEY CAP CORP	832,864	$5.5M	0.34%
91	—OHA INVT CORP	1,608,049	$5.5M	0.34%
92	EVFEATON VANCE SR INCOME TR	940,671	$5.4M	0.34%
93	—APOLLO INVT CORP	915,513	$5.1M	0.31%
94	NEANUVEEN FLTNG RTE INCM OPP FD	503,492	$5.0M	0.31%
95	XFRAXBLACKROCK FLOAT RATE OME STR	368,652	$4.8M	0.30%
96	IGRCBRE CLARION GLOBAL REAL EST	613,451	$4.8M	0.29%
97	VGIVIRTUS GLOBAL MULTI-SEC INC	336,675	$4.8M	0.29%
98	GLVCLOUGH GLOBAL ALLOCATION FD	408,171	$4.7M	0.29%
99	—STRATEGIC GLOBAL INCOME FD	531,762	$4.7M	0.29%
100	SARSARATOGA INVT CORP	294,905	$4.6M	0.28%

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