RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2016 Filing

Filed May 16, 2016

Portfolio Value

$1.6B

Holdings

171

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (171 positions)

#	Stock	Shares	Value	% Portfolio
101	—FULL CIRCLE CAP CORP	1,769,838	$4.6M	0.28%
102	XRNPXCOHEN & STEERS REIT & PFD IN	235,070	$4.4M	0.27%
103	—AVENUE INCOME CR STRATEGIES	403,951	$4.4M	0.27%
104	—LMP REAL ESTATE INCOME FD IN	322,866	$4.4M	0.27%
105	—KCAP FINL INC	1,217,290	$4.4M	0.27%
106	—MARKET VECTORS ETF TR	209,517	$4.2M	0.26%
107	—DEUTSCHE HIGH INCOME TR	487,764	$4.1M	0.25%
108	—MORGAN STANLEY TRUSTS	230,385	$4.0M	0.25%
109	—WESTERN ASSET WORLDWIDE INCO	387,059	$4.0M	0.25%
110	XFEBFIRST TR ABERDEEN GLBL OPP F	357,531	$3.9M	0.24%
111	GDLGDL FUND	386,464	$3.9M	0.24%
112	—CLEARBRIDGE AMERN ENERG MLP	535,104	$3.7M	0.23%
113	—VOYA PRIME RATE TR	728,945	$3.7M	0.23%
114	—NUVEEN SHT DUR CR OPP FD	239,014	$3.6M	0.22%
115	—ADVENT CLAYMORE ENH GRW & IN	436,485	$3.6M	0.22%
116	BLWBLACKROCK LTD DURATION INC T	239,545	$3.5M	0.22%
117	CIKCREDIT SUISSE ASSET MGMT INC	1,195,640	$3.4M	0.21%
118	EFTEATON VANCE FLTING RATE INC	253,754	$3.3M	0.21%
119	CLMCORNERSTONE STRATEGIC VALUE	227,922	$3.3M	0.21%
120	IWMISHARES TR	30,000	$3.3M	0.20%
121	XPHDXPIONEER FLOATING RATE TR	295,506	$3.3M	0.20%
122	NVGNUVEEN DIVID ADVANTAGE MUN I	211,484	$3.2M	0.20%
123	—WESTERN ASSET GLB PTNRS INCO	397,743	$3.2M	0.20%
124	JMTNUVEEN MTG OPPTY TERM FD 2	144,313	$3.1M	0.19%
125	—ALLIANZGI NFJ DIVID INT & PR	255,046	$3.1M	0.19%
126	XCHYXCALAMOS CONV & HIGH INCOME F	300,586	$3.1M	0.19%
127	CHWCALAMOS GBL DYN INCOME FUND	441,111	$3.1M	0.19%
128	CIFMFS INTERMEDIATE HIGH INC FD	1,255,399	$2.9M	0.18%
129	—ABERDEEN EMERGING MKTS SMALL	247,487	$2.9M	0.18%
130	KIOKKR INCOME OPPORTUNITIES FD	199,137	$2.9M	0.18%
131	—APOLLO SR FLOATING RATE FD I	187,119	$2.8M	0.18%
132	—VIRTUS TOTAL RETURN FD	654,736	$2.8M	0.17%
133	—FIRST TR STRATEGIC HIGH INC	243,641	$2.8M	0.17%
134	—MANAGED HIGH YIELD PLUS FD I	1,539,057	$2.7M	0.17%
135	NXRTNEXPOINT RESIDENTIAL TR INC	203,320	$2.7M	0.16%
136	—ALLIANZGI CONV & INCOME FD	477,655	$2.6M	0.16%
137	—CLEARBRIDGE ENERGY MLP OPP F	233,561	$2.6M	0.16%
138	IWDISHARES TR	25,658	$2.5M	0.16%
139	TYGEURTORTOISE ENERGY INFRA CORP	101,293	$2.5M	0.15%
140	CEECENTRAL EUR RUSS & TURK FD I	132,451	$2.5M	0.15%
141	—NUVEEN BUILD AMER BD OPPTNY	113,636	$2.4M	0.15%
142	SLRCSOLAR CAP LTD	138,346	$2.4M	0.15%
143	—TORTOISE MLP FD INC	136,063	$2.2M	0.14%
144	IHDVOYA EMERGING MKTS HIGH DIVI	275,888	$2.1M	0.13%
145	SPESPECIAL OPPORTUNITIES FD INC	159,632	$2.1M	0.13%
146	—ZWEIG FD	160,788	$2.1M	0.13%
147	—KLR ENERGY ACQUISITION CORP	200,000	$2.0M	0.12%
148	—BROOKFIELD HIGH INCOME FD IN	286,312	$2.0M	0.12%
149	—LMP CORPORATE LN FD INC	199,484	$1.9M	0.12%
150	VLTINVESCO HIGH INCOME TR II	135,277	$1.8M	0.11%
151	EDFSTONE HBR EMERG MRKTS INC FD	131,962	$1.7M	0.10%
152	—MADISON STRTG SECTOR PREM FD	149,355	$1.7M	0.10%
153	—DEUTSCHE GLOBAL HIGH INCOME	205,534	$1.6M	0.10%
154	CETCENTRAL SECS CORP	80,395	$1.5M	0.09%
155	—CROSSROADS CAP INC	579,042	$1.5M	0.09%
156	PPTPUTMAN HIGH INCOME SEC FUND	200,927	$1.5M	0.09%
157	—DEUTSCHE STRATEGIC INCOME TR	113,488	$1.3M	0.08%
158	XEADXWELLS FARGO INCOME OPPORTUNI	151,741	$1.1M	0.07%
159	—GARRISON CAP INC	106,852	$1.1M	0.07%
160	—NUVEEN SELECT QUALITY MUN FD	72,005	$1.1M	0.06%
161	PIMPUTNAM MASTER INTER INCOME T	220,823	$972K	0.06%
162	RGTROYCE GLOBAL VALUE TR INC	112,816	$831K	0.05%
163	—FIRST TR DIVIDEND INCOME FD	85,269	$738K	0.05%
164	—NUVEEN DIVERSIFIED COMMODTY	68,040	$606K	0.04%
165	—GOLDMAN SACHS MLP INC OPP FD	63,149	$485K	0.03%
166	—ALPINE GLOBAL DYNAMIC DIVD F	50,502	$431K	0.03%
167	GGZGABELLI GLB SML & MD CP VAL	33,117	$350K	0.02%
168	—NUVEEN DIV ADVANTAGE MUN FD	17,739	$263K	0.02%
169	—AMERICAN CAP SR FLOATING LTD	23,471	$235K	0.01%
170	—TICC CAPITAL CORP	42,957	$206K	0.01%
171	TSITCW STRATEGIC INCOME FUND IN	39,311	$205K	0.01%

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