RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$1.8B

Holdings

264

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (264 positions)

#	Stock	Shares	Value	% Portfolio
1	XNEAXNUVEEN AMT FREE QLTY MUN INC	6,865,713	$95.4M	5.43%
2	NADNUVEEN QUALITY MUNCP INCOME	6,623,517	$92.9M	5.28%
3	WIWWESTERN AST INFL LKD OPP & I	4,785,804	$52.5M	2.98%
4	XEVVXEATON VANCE LTD DURATION INC	4,254,399	$47.9M	2.73%
5	EHIWESTERN ASSET GLOBAL HIGH IN	5,125,552	$47.4M	2.70%
6	—VOYA PRIME RATE TR	11,156,108	$45.4M	2.58%
7	HIOWESTERN ASSET HIGH INCM OPP	8,615,668	$39.8M	2.26%
8	EIMEATON VANCE MUN BD FD	2,990,420	$38.0M	2.16%
9	NACNUVEEN CA QUALTY MUN INCOME	2,342,264	$33.4M	1.90%
10	TRYBARINGS BDC INC	4,162,712	$33.1M	1.88%
11	—NEW MTN FIN CORP	34,390,000	$32.8M	1.86%
12	GBDCGOLUB CAP BDC INC	2,726,517	$31.8M	1.81%
13	GHYPGIM GLOBAL HIGH YIELD FD FO	2,455,992	$31.2M	1.78%
14	NVGNUVEEN AMT FREE MUN CR INC F	2,012,416	$30.8M	1.75%
15	—BLACKROCK CAP INVT CORP	29,867,000	$28.1M	1.60%
16	BWGBRANDYWINEGBL GLBAL INM OPRT	2,384,937	$27.5M	1.57%
17	XJQCXNUVEEN CR STRATEGIES INCOME	4,496,293	$26.3M	1.49%
18	HFROHIGHLAND INCOME FD	3,221,960	$25.9M	1.47%
19	—BLACKROCK TCP CAPITAL CORP	25,308,000	$25.1M	1.42%
20	BRWTEMPLETON GLOBAL INCOME FD	4,573,279	$24.6M	1.40%
21	MYIBLACKROCK MUNIYIELD QUALITY	1,863,986	$24.3M	1.38%
22	DSUBLACKROCK DEBT STRATEGIES FD	2,540,540	$23.7M	1.35%
23	NXDTNEXPOINT STRATEGIC OPORTUNT	2,075,082	$21.8M	1.24%
24	XEMDXWESTERN ASSET EMERGING MKTS	1,519,741	$18.7M	1.06%
25	VVRINVESCO SR INCOME TR	5,301,794	$18.3M	1.04%
26	—INVESCO DYNAMIC CR OPPORTUNI	2,046,695	$18.2M	1.04%
27	IIMINVESCO CALIF MUN INCOME TR	1,256,679	$18.2M	1.03%
28	VGMINVESCO TR INVT GRADE MUNS	1,433,450	$17.3M	0.98%
29	NRKNUVEEN NEW YORK AMT QLT MUNI	1,317,972	$17.0M	0.97%
30	—EATON VANCE FLTG RATE INCOM	1,199,580	$16.6M	0.94%
31	ISDPGIM HIGH YIELD BOND FUND IN	1,173,755	$15.5M	0.88%
32	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	1,529,663	$15.4M	0.88%
33	XEADXWELLS FARGO INCOME OPPORTUNI	1,886,982	$13.2M	0.75%
34	XNCMXNUVEEN CALIFORNIA AMT QLT MU	882,572	$13.2M	0.75%
35	FSC1EUROAKTREE SPECIALTY LENDING CO	2,946,908	$13.2M	0.75%
36	VMOINVESCO MUN OPPORTUNITY TR	1,042,988	$12.4M	0.70%
37	XBFZXBLACKROCK CALIF MUN INCOME T	938,589	$12.4M	0.70%
38	EVFEATON VANCE SR INCOME TR	2,306,984	$12.3M	0.70%
39	NZFNUVEEN MUNICIPAL CREDIT INC	797,090	$11.8M	0.67%
40	XFRAXBLACKROCK FLOATING RATE INCO	1,049,956	$11.7M	0.67%
41	HIXWESTERN ASSET HIGH INCM FD I	1,892,412	$11.7M	0.67%
42	EDDMORGAN STANLEY EMERGING MKTS	2,082,651	$11.7M	0.67%
43	MUCBLACKROCK MUNIHLDNGS CALI QL	784,678	$11.1M	0.63%
44	—SOURCE CAP INC	333,364	$11.0M	0.63%
45	MHNBLACKROCK MUNIHLDGS NY QLTY	814,622	$10.8M	0.62%
46	BCSFBAIN CAP SPECIALTY FIN INC	970,735	$10.8M	0.61%
47	XFEBFIRST TR MLP & ENERGY INCOME	1,863,762	$10.5M	0.59%
48	FDDFIRST TR HIGH INCOME L/S FD	716,639	$9.5M	0.54%
49	BYMBLACKROCK MUN INCOME QUALITY	688,907	$9.4M	0.54%
50	FCTFIRST TR SR FLG RTE INCM FD	845,063	$9.2M	0.52%
51	JGHNUVEEN GLOBAL HIGH INCOME FD	689,783	$9.1M	0.52%
52	HGLBHIGHLAND GLOBAL ALLOCATION F	1,381,119	$8.9M	0.51%
53	—ALLIANZGI DIVIDEND INT & PRM	783,676	$8.8M	0.50%
54	PDXPIMCO ENRGY TACTICAL CR OPP	1,235,795	$8.7M	0.50%
55	BCXBLACKROCK RES & COMMODITIES	1,401,061	$8.6M	0.49%
56	AFBALLIANCEBERNSTEIN NATL MUNI	627,882	$8.4M	0.48%
57	XEVMXEATON VANCE CALIF MUN BD FD	752,062	$8.4M	0.48%
58	GLOCLOUGH GLOBAL OPPORTUNITIES	953,742	$8.3M	0.47%
59	TEITEMPLETON EMERGING MKTS INCO	1,050,262	$8.2M	0.47%
60	—BLACKROCK NY MUNI INC QLTY T	616,079	$8.1M	0.46%
61	XAODXABERDEEN TOTAL DYNAMIC DIVD	1,056,079	$8.1M	0.46%
62	MQTBLACKROCK MUNIYIELD QUALITY	627,805	$8.0M	0.46%
63	DTFDTF TAX-FREE INCOME INC	539,248	$7.7M	0.44%
64	PMOPUTNAM MUN OPPORTUNITIES TR	595,905	$7.6M	0.43%
65	NQPNUVEEN PENNSYLVANIA QLT MUN	552,236	$7.5M	0.43%
66	KYNKAYNE ANDERSON MDSTM ENERGY	1,652,751	$7.5M	0.43%
67	IQIINVESCO QUALITY MUN INCOME T	607,849	$7.3M	0.41%
68	NHSNEUBERGER BERMAN HIGH YIELD	684,626	$7.1M	0.40%
69	AEFABERDEEN EMRG MRKTS EQT INM	1,134,464	$6.9M	0.39%
70	BITBLACKROCK MULTI-SECTOR INC T	474,415	$6.8M	0.39%
71	XPHDXPIONEER FLOATING RATE TR	691,072	$6.6M	0.37%
72	XIGDXVOYA GLBL EQTY DIV & PREM OP	1,315,018	$6.4M	0.36%
73	BTTBLACKROCK MUN TARGET TERM TR	266,719	$6.3M	0.36%
74	—NUVEEN GEORGIA QLTY MUN INC	518,848	$6.3M	0.36%
75	PEOADAM NAT RES FD INC	535,764	$6.1M	0.35%
76	EFTEATON VANCE FLTING RATE INC	525,934	$6.0M	0.34%
77	ARDCARES DYNAMIC CR ALLOCATION F	499,111	$6.0M	0.34%
78	VKQINVESCO MUN TR	501,888	$5.9M	0.34%
79	—NUVEEN MICH QUALITY MUN INCO	427,220	$5.8M	0.33%
80	—HERCULES CAPITAL INC	6,000,000	$5.8M	0.33%
81	VKIINVESCO ADVANTAGE MUN INCOME	544,029	$5.7M	0.32%
82	RMTROYCE MICRO-CAP TR INC	784,803	$5.7M	0.32%
83	—EAGLE GRWTH & INCOME OPPTY F	405,170	$5.5M	0.31%
84	—GOLDMAN SACHS BDC INC	5,422,000	$5.4M	0.31%
85	XWIAXWESTERN ASST INFLTN LKD INM	455,861	$5.4M	0.31%
86	—NUVEEN MARYLAND QLT MUN INC	405,296	$5.2M	0.30%
87	JFRNUVEEN FLOATING RATE INCOME	659,150	$5.2M	0.30%
88	MYNBLACKROCK MUNIYIELD N Y QUAL	398,744	$5.0M	0.28%
89	—NIKOLA CORP	149,999	$5.0M	0.28%
90	MUCBLACKROCK MUNIHOLDINGS QUALI	396,772	$4.9M	0.28%
91	VLTINVESCO HIGH INCOME TR II	394,816	$4.7M	0.27%
92	—BLACKROCK NY MUNICIPAL BOND	274,594	$4.3M	0.25%
93	—LANDCADIA HLDGS II INC	244,829	$4.2M	0.24%
94	—VOYA NAT RES EQUITY INCOME F	1,646,739	$4.2M	0.24%
95	AVKADVENT CONVERTIBLE & INCOME	313,088	$4.1M	0.23%
96	—SPECIAL OPPORTUNITIES FD INC	161,853	$4.1M	0.23%
97	—TUSCAN HLDGS CORP II	400,000	$4.0M	0.23%
98	—MERIDA MERGER CORP I	389,191	$3.8M	0.22%
99	—CHURCHILL CAP CORP II	297,950	$3.6M	0.21%
100	—INTERPRIVATE ACQUISITION COR	350,000	$3.6M	0.20%

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