RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2018 Filing

Filed November 15, 2018

Portfolio Value

$1.2T

Holdings

213

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (213 positions)

#	Stock	Shares	Value	% Portfolio
101	—BLACK RIDGE ACQUISITION CORP	191,057	$1.9B	0.16%
102	—GORDON POINTE ACQUISITION CO	175,000	$1.7B	0.14%
103	DSUBLACKROCK DEBT STRAT FD INC	151,080	$1.7B	0.14%
104	—MTECH ACQUISITION CORP	155,000	$1.6B	0.13%
105	BCXBLACKROCK RES & COMM STRAT T	169,925	$1.5B	0.13%
106	—INDUSTREA ACQUISITION CORP	150,000	$1.5B	0.13%
107	—MEGALITH FINL ACQUISITION CO UNIT 09/30/2025	150,000	$1.5B	0.13%
108	—MATLIN & PARTNERS ACQUISITIO	150,000	$1.5B	0.13%
109	—TRIDENT ACQUISITIONS CORP	150,000	$1.5B	0.12%
110	—THUNDER BRIDGE ACQUISITION L	150,000	$1.5B	0.12%
111	—VECTOIQ ACQUISITION CORP	149,999	$1.4B	0.12%
112	—EATON VANCE NJ MUNI INCOME T	116,769	$1.3B	0.11%
113	—NEUBERGER BRMAN CLIFRN MUNI	104,356	$1.3B	0.11%
114	—BISON CAP ACQUISITION CORP ORD	125,000	$1.3B	0.11%
115	—TENZING ACQUISITION CORP	125,000	$1.3B	0.11%
116	NPFINUVEEN PFD & INCM SECURTIES	140,954	$1.2B	0.10%
117	—DRAPER OAKWOOD TECHNOLOGY COM	120,000	$1.2B	0.10%
118	—BLACKROCK MUNIYIELD CALI QLT	94,743	$1.2B	0.10%
119	—TIBERIUS ACQUISITION CORP	125,000	$1.2B	0.10%
120	—HL ACQUISITIONS CORP	125,000	$1.2B	0.10%
121	BTTBLACKROCK MUN 2030 TAR TERM	57,167	$1.2B	0.10%
122	SWZSWISS HELVETIA FD INC	136,816	$1.2B	0.10%
123	—TOTTENHAM ACQUISITION I LTD	118,000	$1.1B	0.10%
124	—CONSTELLATION ALPHA CAP COR	112,469	$1.1B	0.10%
125	SPESPECIAL OPPORTUNITIES FD INC	72,921	$1.1B	0.09%
126	NCANUVEEN CALIF MUN VALUE FD	113,340	$1.1B	0.09%
127	—LONGEVITY ACQUISITION CORP	100,000	$1.0B	0.09%
128	—LF CAP ACQUISITION CORP	100,000	$960.0M	0.08%
129	—ALLEGRO MERGER CORP	100,000	$953.0M	0.08%
130	—TRINITY MERGER CORP	96,000	$944.0M	0.08%
131	MMTMFS MULTIMARKET INCOME TR	167,343	$925.0M	0.08%
132	NEANUVEEN FLTNG RTE INCM OPP FD	84,622	$872.0M	0.07%
133	SBIWESTERN ASSET INTM MUNI FD I	101,193	$856.0M	0.07%
134	XXCHNXXCHINA FD INC	43,355	$850.0M	0.07%
135	—GTY TECHNOLOGY HOLDINGS INC	80,001	$811.0M	0.07%
136	XNCMXNUVEEN CALIFORNIA AMT QLT MU	58,565	$754.0M	0.06%
137	CEVEATON VANCE CA MUNI INCOME T	65,845	$739.0M	0.06%
138	—GREENLAND ACQUISITIN CORPORA	75,000	$725.0M	0.06%
139	—EATON VANCE CALIF MUN BD FD	68,759	$704.0M	0.06%
140	—EATON VANCE MICH MUN BD FD	44,747	$562.0M	0.05%
141	—RMR REAL ESTATE INCOME FUND	31,000	$557.0M	0.05%
142	—CHURCHILL CAP CORP UNIT	50,000	$507.0M	0.04%
143	NESRNATIONAL ENERGY SERVICES REU	216,015	$484.0M	0.04%
144	—FAR PT ACQUISITION CORP	49,995	$482.0M	0.04%
145	—MFS CALIF MUN FD	45,937	$467.0M	0.04%
146	—EATON VANCE MI MUNI INCOME T	31,810	$395.0M	0.03%
147	—EATON VANCE N J MUN BD FD	33,325	$392.0M	0.03%
148	—BLACKROCK NY MUNICIPAL BOND	29,973	$386.0M	0.03%
149	IHDVOYA EMERGING MKTS HIGH DIVI	46,853	$378.0M	0.03%
150	—EATON VANCE MA MUNI INCOME T	28,952	$361.0M	0.03%
151	NIMNUVEEN SELECT MAT MUN FD	31,835	$305.0M	0.03%
152	—CORPORATE CAP TR INC	19,566	$299.0M	0.02%
153	—HENNESSY CAP ACQUSTON CORP I	168,750	$253.0M	0.02%
154	XEVGXEATON VANCE SH TM DR DIVR IN	19,510	$252.0M	0.02%
155	—EATON VANCE OHIO MUNICIPAL B	20,990	$236.0M	0.02%
156	—ONE MADISON CORP	199,999	$232.0M	0.02%
157	—MTECH ACQUISITION CORP	155,000	$229.0M	0.02%
158	—DEUTSCHE STRATEGIC INCOME TR	17,460	$219.0M	0.02%
159	—EATON VANCE PA MUNI INCOME T	18,903	$215.0M	0.02%
160	—HAYMAKER ACQUISITION CORP	147,498	$192.0M	0.02%
161	—CM SEVEN STAR ACQUISITION CO	300,000	$165.0M	0.01%
162	—LEISURE ACQUISITION CORP	153,297	$164.0M	0.01%
163	—PENSARE ACQUISITION CORP	349,994	$157.0M	0.01%
164	—PURE ACQUISITION CORP	112,498	$152.0M	0.01%
165	—INDUSTREA ACQUISITION CORP	150,000	$150.0M	0.01%
166	—FALCON MINERALS CORP	87,500	$149.0M	0.01%
167	—INTERNATIONAL MNY EXPRESS IN	62,501	$147.0M	0.01%
168	—MUDRICK CAP ACQUISITION CORP	200,000	$140.0M	0.01%
169	—BLACK RIDGE ACQUISITION CORP	300,000	$135.0M	0.01%
170	—EATON VANCE OH MUNI INCOME	10,927	$135.0M	0.01%
171	—EATON VANCE MASS MUN BD FD	10,225	$127.0M	0.01%
172	—BIG ROCK PARTNERS ACQUISI CO	239,998	$120.0M	0.01%
173	—GORDON POINTE ACQUISITION CO	175,000	$114.0M	0.01%
174	—MATLIN & PARTNERS ACQUISITIO	150,000	$113.0M	0.01%
175	—MODERN MEDIA ACQUISITION	230,000	$108.0M	0.01%
176	—KBL MERGER CORP IV	230,000	$106.0M	0.01%
177	—OPES ACQUISITION CORP	250,000	$100.0M	0.01%
178	—TWELVE SEAS INVESTMENT COMPA	225,000	$95.0M	0.01%
179	—PENSARE ACQUISITION CORP	174,997	$91.0M	0.01%
180	—VECTOIQ ACQUISITION CORP	149,999	$91.0M	0.01%
181	—LEGACY ACQUISITION CORP	200,000	$89.0M	0.01%
182	—TWELVE SEAS INVESTMENT COMPA	225,000	$81.0M	0.01%
183	—UNION ACQUISITION CORP	200,000	$80.0M	0.01%
184	—CM SEVEN STAR ACQUISITION CO	150,000	$75.0M	0.01%
185	—TIBERIUS ACQUISITION CORP	125,000	$74.0M	0.01%
186	—UNION ACQUISITION CORP	200,000	$70.0M	0.01%
187	—MODERN MEDIA ACQUISITION	115,000	$69.0M	0.01%
188	—THUNDER BRIDGE ACQUISITION L	150,000	$67.0M	0.01%
189	—BISON CAP ACQUISITION CORP	125,000	$66.0M	0.01%
190	—DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018	120,000	$61.0M	0.01%
191	—LF CAP ACQUISITION CORP	100,000	$55.0M	0.00%
192	—BIG ROCK PARTNERS ACQUISI CO	119,999	$54.0M	0.00%
193	—I AM CAP ACQUISITION CO	150,000	$53.0M	0.00%
194	—KBL MERGER CORP IV	230,000	$50.0M	0.00%
195	—HL ACQUISITIONS CORP	125,000	$50.0M	0.00%
196	—TRINITY MERGER CORP	96,000	$48.0M	0.00%
197	—CONSTELLATION ALPHA CAP CORP	120,000	$48.0M	0.00%
198	—HL ACQUISITIONS CORP	125,000	$45.0M	0.00%
199	—TOTTENHAM ACQUISITION I LTD	118,000	$44.0M	0.00%
200	—TRIDENT ACQUISITIONS CORP	150,000	$44.0M	0.00%

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