RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$2.2B

Holdings

244

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (244 positions)

#	Stock	Shares	Value	% Portfolio
1	—NEW MTN FIN CORP	5,000,000	$524.7M	23.98%
2	—8I ENTERPRISES ACQUISITIN CO	240,000	$105.0M	4.80%
3	—PENSARE ACQUISITION CORP	349,994	$105.0M	4.80%
4	—DD3 ACQUISITION CORP	300,000	$102.0M	4.66%
5	—8I ENTERPRISES ACQUISITIN CO	240,000	$97.0M	4.43%
6	NADNUVEEN QUALITY MUNCP INCOME	6,137,930	$88.1M	4.03%
7	—TWELVE SEAS INVESTMENT COMPA	225,000	$83.0M	3.79%
8	XNEAXNUVEEN AMT FREE QLTY MUN INC	5,312,382	$76.0M	3.47%
9	—TKK SYMPHONY ACQUISITION COR	300,000	$72.0M	3.29%
10	—TWELVE SEAS INVESTMENT COMPA	225,000	$72.0M	3.29%
11	—GORDON POINTE ACQUISITION CO	175,000	$70.0M	3.20%
12	—LEGACY ACQUISITION CORP	200,000	$70.0M	3.20%
13	HIOWESTERN ASSET HIGH INCM OPP	12,243,578	$61.8M	2.83%
14	XEVVXEATON VANCE LTD DUR INCOME F	4,335,212	$54.2M	2.48%
15	XEMDXWESTERN ASSET EMRG MKT DEBT	3,300,703	$45.8M	2.10%
16	—OPES ACQUISITION CORP	250,000	$45.0M	2.06%
17	HFROHIGHLAND INCOME FUND HIGHLAND INCOME	3,077,454	$41.1M	1.88%
18	EHIWESTERN ASSET GLB HI INCOME	4,130,724	$41.0M	1.87%
19	—KBL MERGER CORP IV	230,000	$41.0M	1.87%
20	PBSINVESCO DYNAMIC CR OPP FD	3,576,846	$39.3M	1.80%
21	—PENSARE ACQUISITION CORP	174,997	$38.0M	1.74%
22	BWGBRANDYWINEGBL GLBAL INM OPRT	3,135,011	$37.9M	1.73%
23	XJQCXNUVEEN CR STRATEGIES INCM FD	4,932,040	$36.9M	1.69%
24	—VOYA PRIME RATE TR	7,778,188	$36.6M	1.67%
25	VVRINVESCO SR INCOME TR	8,657,652	$36.3M	1.66%
26	GHYPGIM GLOBAL HIGH YIELD FD IN	2,437,775	$35.0M	1.60%
27	—TOTTENHAM ACQUISITION I LTD	118,000	$34.0M	1.55%
28	—HL ACQUISITIONS CORP	125,000	$34.0M	1.55%
29	BRWTEMPLETON GLOBAL INCOME FD	5,504,809	$33.8M	1.54%
30	—HL ACQUISITIONS CORP	125,000	$33.0M	1.51%
31	—LF CAP ACQUISITION CORP	100,000	$32.0M	1.46%
32	WIWWESTERN AST INFL LKD OPP & I	2,674,150	$29.6M	1.35%
33	TRYBARINGS BDC INC	2,728,984	$27.7M	1.27%
34	MYIBLACKROCK MUNIYIELD QLTY FD	2,011,650	$27.3M	1.25%
35	—TKK SYMPHONY ACQUISITION COR	300,000	$27.0M	1.23%
36	BTZBLACKROCK CR ALLCTN INC TR	1,931,687	$26.3M	1.20%
37	—ALLEGRO MERGER CORP	100,000	$26.0M	1.19%
38	—TRIDENT ACQUISITIONS CORP	150,000	$23.0M	1.05%
39	—ALLEGRO MERGER CORP	100,000	$23.0M	1.05%
40	—KBL MERGER CORP IV	230,000	$21.0M	0.96%
41	NRKNUVEEN NEW YORK AMT QLT MUNI	1,503,641	$20.2M	0.92%
42	—TOTTENHAM ACQUISITION I LTD	118,000	$20.0M	0.91%
43	PMOPUTNAM MUN OPPORTUNITIES TR	1,487,333	$19.4M	0.89%
44	EIMEATON VANCE MUN BD FD	1,441,685	$18.7M	0.85%
45	ISDPGIM HIGH YIELD BOND FUND IN	1,226,180	$18.3M	0.84%
46	XAODXABERDEEN TOTAL DYNAMIC DIVD	2,174,846	$18.1M	0.83%
47	JLSNUVEEN MTG OPPORTUNITY TERM	775,997	$17.9M	0.82%
48	—ALLIANZGI NFJ DIVID INT & PR	1,293,061	$15.8M	0.72%
49	MUCBLACKROCK MUNIHLDNGS CALI QL	1,107,723	$15.6M	0.71%
50	VGMINVESCO TR INVT GRADE MUNS	1,174,529	$15.1M	0.69%
51	—GREENLAND ACQUISITIN CORPORA	75,000	$15.0M	0.69%
52	FDDFIRST TR HIGH INCOME L/S FD	987,763	$15.0M	0.68%
53	NACNUVEEN CA QUALTY MUN INCOME	939,806	$14.1M	0.64%
54	NQPNUVEEN PENNSYLVANIA QLT MUN	993,826	$13.9M	0.64%
55	DSUBLACKROCK DEBT STRAT FD INC	1,248,190	$13.4M	0.61%
56	EFTEATON VANCE FLTING RATE INC	925,907	$12.2M	0.56%
57	HIXWESTERN ASSET HIGH INCM FD I	1,764,534	$12.0M	0.55%
58	VMOINVESCO MUN OPPORTUNITY TR	939,353	$11.8M	0.54%
59	MHNBLACKROCK MUNIHLDGS NY QLTY	850,354	$11.6M	0.53%
60	BITBLACKROCK MULTI-SECTOR INC T	658,098	$11.3M	0.52%
61	NHSNEUBERGER BERMAN HGH YLD FD	915,336	$11.0M	0.50%
62	JFRNUVEEN FLOATING RATE INCOME	1,106,089	$10.8M	0.49%
63	GLOCLOUGH GLOBAL OPPORTUNITIES	1,174,797	$10.7M	0.49%
64	XAWFXALLIANCEBERNSTEIN GBL HGH IN	892,986	$10.7M	0.49%
65	VLTINVESCO HIGH INCOME TR II	731,855	$10.5M	0.48%
66	HYIWESTERN ASSET HGH YLD DFNDFD	689,265	$10.4M	0.48%
67	XBFZXBLACKROCK CALIF MUN INCOME T	762,626	$10.4M	0.48%
68	AFBALLIANCEBERNSTEIN NATL MUNI	723,005	$10.0M	0.46%
69	—NUVEEN OHIO QLTY MUN INCOME	625,742	$9.9M	0.45%
70	AVKADVENT CLAYMORE CV SECS & IN	672,488	$9.8M	0.45%
71	—NUVEEN NORTH CAROLINA QLTY M	716,751	$9.7M	0.44%
72	XEFRXEATON VANCE SR FLTNG RTE TR	737,206	$9.6M	0.44%
73	BYMBLACKROCK MUNICIPL INC QLTY	665,983	$9.4M	0.43%
74	SPYSPDR S&P 500 ETF TR TR	31,196	$9.3M	0.42%
75	JGHNUVEEN GLOBAL HIGH INCOME FD	592,348	$9.2M	0.42%
76	—DELAWARE ENHANCED GBL DIV &	911,362	$9.0M	0.41%
77	—EATON VANCE FLTG RATE INCOM	578,820	$8.8M	0.40%
78	BTTBLACKROCK MUN 2030 TAR TERM	363,854	$8.6M	0.39%
79	XEVMXEATON VANCE CALIF MUN BD FD	711,801	$8.1M	0.37%
80	—GARRISON CAP INC	1,159,976	$8.0M	0.37%
81	ARDCARES DYNAMIC CR ALLOCATION F	534,193	$8.0M	0.36%
82	VKQINVESCO MUN TR	620,726	$7.8M	0.36%
83	XPHDXPIONEER FLOATING RATE TR	735,307	$7.7M	0.35%
84	—NUVEEN CONNECTICUT QLTY MUN	575,998	$7.7M	0.35%
85	—BLACKROCK MUNIYIELD CALI QLT	533,467	$7.7M	0.35%
86	XFRAXBLACKROCK FLOAT RATE OME STR	588,598	$7.4M	0.34%
87	EVFEATON VANCE SR INCOME TR	1,151,001	$7.0M	0.32%
88	FSICUSDFS KKR CAPITAL CORP	1,184,929	$6.9M	0.32%
89	PRFINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	58,499	$6.9M	0.32%
90	NVGNUVEEN AMT FREE MUN CR INC F	406,587	$6.8M	0.31%
91	—NUVEEN GEORGIA QLTY MUN INC	509,373	$6.3M	0.29%
92	—NEUBERGER BRMAN NY MUNI FD I	504,300	$6.3M	0.29%
93	—BLACKROCK NY MUNI INC QLTY T	459,194	$6.3M	0.29%
94	AEFABERDEEN EMRG MRKTS EQT INM	872,439	$6.1M	0.28%
95	MYNBLACKROCK MUNIYIELD NY QLTY	458,157	$6.0M	0.27%
96	MSDMORGAN STANLEY EMER MKTS DEB	644,278	$5.9M	0.27%
97	CLMCORNERSTONE STRATEGIC VALUE	512,405	$5.8M	0.27%
98	—NUVEEN MICHIGAN QLT MUN INC	370,325	$5.2M	0.24%
99	NANNUVEEN NEW YORK QLT MUN INC	360,906	$5.1M	0.24%
100	FCTFIRST TR SR FLG RTE INCM FD	428,766	$5.1M	0.24%

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