RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$1.6B

Holdings

334

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (334 positions)

#	Stock	Shares	Value	% Portfolio
1	NADNUVEEN QUALITY MUNCP INCOME	6,209,058	$90.2M	5.58%
2	XNEAXNUVEEN AMT FREE QLTY MUN INC	5,053,416	$72.5M	4.49%
3	—VOYA PRIME RATE TR	12,292,605	$54.2M	3.36%
4	EHIWESTERN ASSET GLOBAL HIGH IN	5,596,315	$53.9M	3.34%
5	WIWWESTERN AST INFL LKD OPP & I	4,395,937	$49.4M	3.06%
6	XEVVXEATON VANCE LTD DURATION INC	3,506,459	$39.7M	2.46%
7	HIOWESTERN ASSET HIGH INCOME OP	7,657,196	$37.5M	2.32%
8	—NEW MTN FIN CORP	32,390,000	$32.6M	2.02%
9	TRYBARINGS BDC INC	3,876,150	$31.0M	1.92%
10	GHYPGIM GLOBAL HIGH YIELD FD FO	2,169,296	$28.7M	1.78%
11	HIXWESTERN ASSET HIGH INCOME FD	4,430,757	$28.4M	1.76%
12	FSC1EUROAKTREE SPECIALTY LENDING CO	5,822,583	$28.2M	1.74%
13	—BLACKROCK CAP INVT CORP	28,297,000	$27.9M	1.73%
14	NACNUVEEN CA QUALTY MUN INCOME	1,746,688	$25.4M	1.57%
15	MYIBLACKROCK MUNIYIELD QUALITY	1,850,120	$24.9M	1.54%
16	—BLACKROCK TCP CAPITAL CORP	24,558,000	$24.7M	1.53%
17	EIMEATON VANCE MUN BD FD	1,680,833	$22.1M	1.37%
18	BWGBRANDYWINEGBL GBL INCM OPP	1,885,811	$21.7M	1.34%
19	DSUBLACKROCK DEBT STRATEGIES FD	2,173,384	$21.6M	1.34%
20	NVGNUVEEN AMT FREE MUN CR INC F	1,367,593	$21.4M	1.33%
21	BCSFBAIN CAP SPECIALTY FIN INC	2,024,159	$20.6M	1.28%
22	XJQCXNUVEEN CR STRATEGIES INCOME	3,315,917	$19.6M	1.21%
23	—INVESCO DYNAMIC CR OPPORTUNI	2,002,756	$18.4M	1.14%
24	VGMINVESCO TR INVT GRADE MUNS	1,451,750	$18.0M	1.12%
25	—EATON VANCE FLTG RATE INCOM	1,238,316	$17.4M	1.07%
26	NRKNUVEEN NEW YORK AMT QLT MUNI	1,254,000	$16.1M	1.00%
27	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	1,527,618	$16.1M	0.99%
28	IIMINVESCO CALIF MUN INCOME TR	1,091,457	$16.1M	0.99%
29	XPHDXPIONEER FLOATING RATE TR	1,505,857	$15.2M	0.94%
30	XEMDXWESTERN ASSET EMERGING MKTS	1,221,279	$15.0M	0.93%
31	XBFZXBLACKROCK CALIF MUN INCOME T	1,103,881	$14.6M	0.90%
32	ISDPGIM HIGH YIELD BOND FUND IN	1,008,254	$13.9M	0.86%
33	—SOURCE CAP INC	365,627	$13.5M	0.83%
34	NXDTNEXPOINT STRATEGIC OPPORTES	1,506,236	$13.0M	0.81%
35	VMOINVESCO MUN OPPORTUNITY TR	993,978	$12.1M	0.75%
36	AFBALLIANCEBERNSTEIN NATL MUN I	831,603	$11.6M	0.72%
37	EDDMORGAN STANLEY EMERGING MKTS	1,993,617	$11.1M	0.69%
38	XFEBFIRST TR MLP & ENERGY INCOM	2,382,442	$11.1M	0.68%
39	MHNBLACKROCK MUNIHLDGS NY QLTY	765,665	$10.3M	0.64%
40	—FIRST TR SR FLOATING RATE 20	1,195,289	$10.1M	0.62%
41	—NUVEEN MICH QUALITY MUN INCO	708,645	$10.0M	0.62%
42	FDDFIRST TR HIGH INCOME L/S FD	716,639	$10.0M	0.62%
43	BYMBLACKROCK MUN INCOME QUALITY	687,557	$9.8M	0.61%
44	BRWTEMPLETON GLOBAL INCOME FD	1,810,421	$9.7M	0.60%
45	NZFNUVEEN MUNICIPAL CREDIT INC	651,269	$9.6M	0.59%
46	TEITEMPLETON EMERGING MKTS INCO	1,284,781	$9.5M	0.59%
47	HFROHIGHLAND INCOME FD	1,097,977	$9.4M	0.58%
48	EVFEATON VANCE SR INCOME TR	1,588,526	$9.3M	0.58%
49	GLOCLOUGH GLOBAL OPPORTUNITIES	996,106	$9.3M	0.58%
50	CPZCALAMOS LNG SHR EQT DYNAMIC	630,290	$9.2M	0.57%
51	JGHNUVEEN GLOBAL HIGH INCOME FD	668,958	$9.1M	0.56%
52	DTFDTF TAX-FREE INCOME INC	617,154	$8.9M	0.55%
53	—BLACKROCK NY MUNI INC QLTY T	638,280	$8.3M	0.52%
54	MQTBLACKROCK MUNIYIELD QUALITY	627,805	$8.2M	0.51%
55	VVRINVESCO SR INCOME TR	2,214,961	$8.1M	0.50%
56	BCXBLACKROCK RES & COMMODITIES	1,289,899	$7.7M	0.48%
57	AEFABERDEEN EMRG MRKTS EQT INM	1,169,670	$7.6M	0.47%
58	IQIINVESCO QUALITY MUN INCOME T	607,949	$7.5M	0.47%
59	—NUVEEN MARYLAND QLT MUN INC	551,471	$7.3M	0.45%
60	NQPNUVEEN PENNSYLVANIA QLT MUN	539,463	$7.3M	0.45%
61	PDXPIMCO ENRGY TACTICAL CR OPP	1,160,586	$7.2M	0.44%
62	XAODXABERDEEN TOTAL DYNAMIC DIVD	892,085	$7.1M	0.44%
63	ARDCARES DYNAMIC CR ALLOCATION F	543,734	$6.9M	0.43%
64	NHSNEUBERGER BERMAN HIGH YIELD	619,114	$6.9M	0.43%
65	KYNKAYNE ANDERSON NEXTGEN ENRGY	1,667,955	$6.7M	0.42%
66	XEVMXEATON VANCE CALIF MUN BD FD	585,300	$6.6M	0.41%
67	HGLBHIGHLAND GLOBAL ALLOCATION F	1,065,678	$6.6M	0.41%
68	XFRAXBLACKROCK FLOATING RATE INCO	559,213	$6.4M	0.40%
69	EFTEATON VANCE FLTING RATE INC	539,062	$6.4M	0.40%
70	XNCMXNUVEEN CALIFORNIA AMT QLT MU	411,834	$6.3M	0.39%
71	RMTROYCE MICRO-CAP TR INC	806,826	$6.2M	0.38%
72	—HERCULES CAPITAL INC	6,000,000	$6.1M	0.38%
73	VKIINVESCO ADVANTAGE MUN INCOME	522,088	$5.6M	0.35%
74	MSDMORGAN STANLEY EMER MKTS DEB	637,852	$5.4M	0.33%
75	VKQINVESCO MUN TR	437,051	$5.2M	0.32%
76	—BLACKROCK NEW YORK MUN BD TR	326,873	$5.2M	0.32%
77	MUCBLACKROCK MUNIHOLDINGS QUALI	396,772	$5.1M	0.31%
78	—NUVEEN GEORGIA QLTY MUN INC	414,303	$5.1M	0.31%
79	MYNBLACKROCK MUNIYIELD N Y QUAL	397,344	$5.0M	0.31%
80	—FIRST EAGLE SENIOR LOAN FUND	367,079	$4.6M	0.28%
81	VLTINVESCO HIGH INCOME TR II	362,541	$4.4M	0.28%
82	PMOPUTNAM MUN OPPORTUNITIES TR	338,910	$4.4M	0.27%
83	RGTROYCE GLOBAL VALUE TR INC	353,825	$4.3M	0.27%
84	—FIRST TR ENERGY INCOME & GRO	478,629	$4.3M	0.27%
85	AVKADVENT CONVERTIBLE & INCOME	311,477	$4.3M	0.27%
86	XEADXWELLS FARGO INCOME OPPORTUNI	570,024	$4.2M	0.26%
87	—SPECIAL OPPORTUNITIES FD INC	161,353	$4.1M	0.25%
88	—MVC CAP INC	518,323	$4.0M	0.25%
89	FUNDSPROTT FOCUS TR INC	676,858	$4.0M	0.25%
90	—TUSCAN HLDGS CORP II	399,998	$4.0M	0.25%
91	MUCBLACKROCK MUNIHLDNGS CALI QL	283,888	$4.0M	0.25%
92	DPGDUFF & PHELPS UTIL CORP BD T	427,641	$3.9M	0.24%
93	—MERIDA MERGER CORP I	389,191	$3.8M	0.24%
94	MVFBLACKROCK MUNIVEST FD INC	419,302	$3.6M	0.23%
95	CHICALAMOS CONV OPPORTUNITIES &	326,079	$3.6M	0.22%
96	—CHURCHILL CAPITAL CORP IV	355,000	$3.6M	0.22%
97	—INTERPRIVATE ACQUISITION COR	349,999	$3.5M	0.22%
98	BSLBLACKSTONE GSO FLTING RTE FU	253,277	$3.5M	0.22%
99	XGLQXCLOUGH GLOBAL EQUITY FD	309,974	$3.5M	0.22%
100	—PERSHING SQUARE TONTINE HLDG	150,000	$3.4M	0.21%

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