RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$2.5B

Holdings

718

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (718 positions)

#	Stock	Shares	Value	% Portfolio
1	XNEAXNUVEEN AMT FREE QLTY MUN INC	7,136,243	$111.3M	4.50%
2	BCATBLACKROCK CAP ALLOCATION TR	4,618,335	$89.8M	3.63%
3	NADNUVEEN QUALITY MUNCP INCOME	5,563,736	$89.6M	3.62%
4	BTXBLACKROCK INNOVATION AND GRW	4,124,063	$60.0M	2.42%
5	ECATBLACKROCK ESG CAP ALLC TR	2,895,535	$54.0M	2.18%
6	PTACOHEN & STEERS TAX ADVAN PFD	2,144,749	$51.6M	2.08%
7	PDIPIMCO DYNAMIC INCOME FD	1,732,468	$44.9M	1.81%
8	BRWSABA CAPITAL INCOME & OPRNT	8,144,012	$36.8M	1.49%
9	WDIWESTERN ASSET DIVERSIFIED IN	1,947,464	$35.7M	1.44%
10	NRKNUVEEN NEW YORK AMT QLT MUNI	2,472,306	$34.1M	1.38%
11	—NEW MTN FIN CORP	31,368,161	$33.3M	1.35%
12	NDMONUVEEN DYNAMIC MUN OPPORTUNI	1,974,368	$32.9M	1.33%
13	PDXPIMCO ENERGY & TACTICAL CR O	2,504,122	$32.3M	1.30%
14	MYIBLACKROCK MUNIYIELD QUALITY	1,959,189	$29.0M	1.17%
15	—BLACKROCK CAP INVT CORP	28,531,000	$28.9M	1.17%
16	EIMEATON VANCE MUN BD FD	2,123,016	$28.8M	1.17%
17	PDOPIMCO DYNAMIC INCOME OPRNTS	1,375,537	$26.9M	1.09%
18	XJQCXNUVEEN CR STRATEGIES INCOME	3,917,335	$25.4M	1.03%
19	—BLACKROCK TCP CAPITAL CORP	24,558,000	$24.8M	1.00%
20	NACNUVEEN CA QUALTY MUN INCOME	1,570,656	$24.6M	0.99%
21	—BERENSON ACQUISITION CORP I	2,475,000	$24.0M	0.97%
22	BSTBLACKROCK SCIENCE & TECHNOLO	464,069	$23.2M	0.94%
23	EDDMORGAN STANLEY EMERGING MKTS	4,193,601	$23.0M	0.93%
24	NPCTNUVEEN CORE PLUS IMPACT FUND	1,141,901	$20.9M	0.84%
25	BWGBRANDYWINEGBL GBL INCM OPP F	1,746,037	$20.4M	0.83%
26	—AUSTERLITZ ACQUISITION CORP	2,061,327	$20.0M	0.81%
27	MMUWESTERN ASSET MANAGED MUNS F	1,516,192	$19.8M	0.80%
28	JWSMFJAWS MUSTANG ACQUISITION COR	2,011,086	$19.6M	0.79%
29	—ENDURANCE ACQUISITION CORP	1,980,000	$19.4M	0.78%
30	NUVNUVEEN MUN VALUE FD INC	1,865,402	$19.4M	0.78%
31	MVFBLACKROCK MUNIVEST FD INC	2,016,491	$19.3M	0.78%
32	VVRINVESCO SR INCOME TR	4,405,932	$19.1M	0.77%
33	IQIINVESCO QUALITY MUN INCOME T	1,403,546	$19.1M	0.77%
34	SDHYPGIM SHORT DUR HIG YLD OPP F	964,035	$17.8M	0.72%
35	MHDBLACKROCK MUNIHOLDINGS FD IN	1,050,477	$17.6M	0.71%
36	XBFZXBLACKROCK CALIF MUN INCOME T	1,201,809	$17.5M	0.71%
37	NHICNEWHOLD INVESTMENT CORP II	1,732,500	$17.3M	0.70%
38	NCZVIRTUS ALLIANZGI CONVERTIBLE	3,313,400	$16.9M	0.68%
39	VGMINVESCO TR INVT GRADE MUNS	1,192,152	$16.7M	0.67%
40	HIOWESTERN ASSET HIGH INCOME OP	3,182,702	$16.6M	0.67%
41	NXDTNEXPOINT DIVERSIFIED REL ET	1,172,497	$15.9M	0.64%
42	—CC NEUBERGER PRIN HLDGS II	1,538,316	$15.2M	0.62%
43	NBXGNEUBERGER BERMAN NEXT GENERA	874,765	$15.1M	0.61%
44	MIOPIONEER MUN HIGH INCOME OPPO	813,625	$14.9M	0.60%
45	XRPNARMADA ACQUISITION CORP I	1,485,000	$14.6M	0.59%
46	—PEPPERLIME HEALTH ACQUSTN CO	1,485,000	$14.6M	0.59%
47	TRYBARINGS BDC INC	1,316,912	$14.5M	0.59%
48	—MARBLEGATE ACQUISITION CORP	1,470,000	$14.4M	0.58%
49	—APOLLO STRATEGIC GROWTH CAPT	1,442,298	$14.2M	0.58%
50	BGBBLACKSTONE STRATEGIC CREDIT	1,055,037	$14.2M	0.58%
51	GHYPGIM GLOBAL HIGH YIELD FD FO	937,515	$14.1M	0.57%
52	—ARES ACQUISITION CORPORATION	1,430,320	$13.9M	0.56%
53	SPESPECIAL OPPORTUNITIES FD INC	892,250	$13.8M	0.56%
54	KTFDWS MUN INCOME TR	1,158,072	$13.7M	0.55%
55	KYNKAYNE ANDERSON NEXTGEN ENRGY	1,895,583	$13.6M	0.55%
56	CCIXCHURCHILL CAPITAL CORP VII	1,318,790	$13.0M	0.52%
57	MCIBARINGS CORPORATE INVS	784,219	$12.5M	0.51%
58	TBLDTHORNBURG INCM BUILDER OPP T	652,322	$12.2M	0.49%
59	CEF/USPROTT PHYSICAL GOLD & SILVE	671,263	$11.9M	0.48%
60	CCIXCHURCHILL CAPITAL CORP VI	1,193,790	$11.7M	0.47%
61	XHIEXMILLER HOWARD HIGH INC EQTY	1,078,252	$11.1M	0.45%
62	CPZCALAMOS LNG SHR EQT DYNAMIC	570,273	$11.1M	0.45%
63	—KKR ACQUISITION HOLDING I CO	1,104,152	$10.8M	0.43%
64	HFROHIGHLAND INCOME FD	969,893	$10.7M	0.43%
65	NCZVIRTUS ALLIANZGI CONVERTIBLE	1,820,814	$10.6M	0.43%
66	MHIPIONEER MUNICIPAL HIGH INCOM	848,317	$10.4M	0.42%
67	AFBALLIANCEBERNSTEIN NATL MUN I	699,947	$10.4M	0.42%
68	TYGTORTOISE ENERGY INFRA CORP	374,833	$10.3M	0.41%
69	ISDPGIM HIGH YIELD BOND FUND IN	635,124	$10.2M	0.41%
70	—BLACKROCK MUNIYIELD CALIF FD	674,245	$10.1M	0.41%
71	MFMMFS MUN INCOME TR	1,443,862	$10.1M	0.41%
72	—BLACKROCK MUNIHLDS INVSTM QL	648,640	$9.6M	0.39%
73	MPVBARINGS PARTN INVS	649,976	$9.6M	0.39%
74	—APOLLO STRATEGIC GRWT CPTL I	975,000	$9.5M	0.39%
75	IXAQFIX ACQUISITION CORP	980,000	$9.5M	0.38%
76	FEGEFIRST EAGLE ALTR CAP BDC INC	2,041,532	$9.1M	0.37%
77	EMOCLEARBRIDGE ENERGY MIDSTRM O	410,658	$8.8M	0.36%
78	BTTBLACKROCK MUN TARGET TERM TR	339,833	$8.8M	0.36%
79	XEVMXEATON VANCE CALIF MUN BD FD	720,798	$8.4M	0.34%
80	NEANUVEEN FLOATING RATE INCOME	822,588	$8.3M	0.34%
81	—COMPUTE HEALTH ACQUISITIN CO	850,000	$8.3M	0.33%
82	BGHBARINGS GLOBAL SHORT DURATIO	456,969	$7.9M	0.32%
83	—AVALON ACQUISITION INC	750,000	$7.6M	0.31%
84	—REVELSTONE CAPITAL ACQSTN CO	750,000	$7.4M	0.30%
85	—SOCIAL CAPITAL HEDOSOPHA HLD	700,000	$7.1M	0.29%
86	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	584,997	$7.1M	0.29%
87	XPMAXPIONEER MUNICIPAL HIGH INCOM	603,662	$7.0M	0.28%
88	FSC1EUROAKTREE SPECIALTY LENDING CO	910,460	$6.8M	0.27%
89	NTGTORTOISE MIDSTRM ENERGY FD I	223,802	$6.8M	0.27%
90	—LAZARD GROWTH ACQUISITION CO	680,000	$6.6M	0.27%
91	AEFABERDEEN EMRG MRKTS EQT INM	816,586	$6.5M	0.26%
92	XENWXEATON VANCE NEW YORK MUN BD	518,882	$6.3M	0.25%
93	XTTPXTORTOISE PIPELINE & ENERGY F	259,395	$5.9M	0.24%
94	—CC NEUBERGER PRINCIPAL HOLDN	596,307	$5.9M	0.24%
95	—PERSHING SQUARE TONTINE HLDG	298,100	$5.9M	0.24%
96	FVAVFORTRESS VALUE ACQUISI CORP	601,244	$5.9M	0.24%
97	—CHW ACQUISITION CORPORATION	600,000	$5.8M	0.24%
98	—CONX CORP	579,151	$5.7M	0.23%
99	—NUVEEN OHIO QLTY MUN INCOME	351,862	$5.6M	0.23%
100	—FAR PEAK ACQUISITION CORP	549,998	$5.5M	0.22%

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