Rockefeller Capital Management L.P. Q1 2021 Filing

Filed May 11, 2021

Portfolio Value

$14.8M

Holdings

3,321

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (3,321 positions)

StockValue
WIPSPDR SER TR
$5K
NVSTENVISTA HOLDINGS CORPORATION
$5K
NWGNATWEST GROUP PLC
$5K
ABMABM INDS INC
$5K
MVISMICROVISION INC DEL
$5K
CAJPYCANON INC
$5K
STAASTAAR SURGICAL CO
$5K
AJRDEURAEROJET ROCKETDYNE HLDGS INC
$5K
AMHAMERICAN HOMES 4 RENT
$5K
MAGELLAN HEALTH INC
$5K
FWONK 1 01/30/23LIBERTY MEDIA CORP DEL
$5K
DRQEURDRIL-QUIP INC
$5K
VCVISTEON CORP
$5K
CIIBLACKROCK ENHANCED CAP & INC
$5K
ARGOARGO GROUP INTL HLDGS LTD
$5K
ALEXALEXANDER & BALDWIN INC NEW
$5K
SWSSMITH & WESSON BRANDS INC
$5K
AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN
$5K
RATTLER MIDSTREAM LP
$5K
ALPHA HEALTHCARE ACQUISTN CO
$5K
MDUMDU RES GROUP INC
$5K
EELVINVESCO EXCH TRADED FD TR II
$5K
UCBUNITED CMNTY BKS BLAIRSVLE G
$5K
CMCM1EURCHEETAH MOBILE INC
$5K
HTHT 0.375 11/01/22HUAZHU GROUP LTD
$5K
IMGNEURIMMUNOGEN INC
$5K
LKFNLAKELAND FINL CORP
$5K
GDS HLDGS LTD
$5K
GORES HOLDINGS VI INC
$5K
$5K
GS ACQUISITION HLDGS CORP II
$5K
DBIDESIGNER BRANDS INC
$5K
IXORIX CORP
$5K
CYHCOMMUNITY HEALTH SYS INC NEW
$5K
TTDTHE TRADE DESK INC
$4K
GGENPACT LIMITED
$4K
HIMXHIMAX TECHNOLOGIES INC
$4K
VZIOEURVIZIO HLDG CORP
$4K
MATMATTEL INC
$4K
NYMXFNYMOX PHARMACEUTICAL CORP
$4K
ENSGENSIGN GROUP INC
$4K
KRGKITE RLTY GROUP TR
$4K
SQMSOCIEDAD QUIMICA Y MINERA DE
$4K
EOSEEOS ENERGY ENTERPRISES INC
$4K
APOLLO TACTICAL INCOME FD IN
$4K
OLPONE LIBERTY PPTYS INC
$4K
PICBINVESCO EXCH TRADED FD TR II
$4K
AGIOAGIOS PHARMACEUTICALS INC
$4K
COMBGRANITESHARES ETF TR
$4K
LPSN 0.75 03/01/24LIVEPERSON INC
$4K
CLVTCLARIVATE PLC
$4K
AVNTAVIENT CORPORATION
$4K
PHBINVESCO EXCH TRADED FD TR II
$4K
CQQQINVESCO EXCH TRADED FD TR II
$4K
CBUCOMMUNITY BK SYS INC
$4K
MUJBLACKROCK MUNIHLDGS NJ QLTY
$4K
MIYBLACKROCK MUNIYLD MICH QLTY
$4K
WIWWESTERN ASSET / CLAYMORE INF
$4K
ASANASANA INC
$4K
AGOASSURED GUARANTY LTD
$4K
FCPTFOUR CORNERS PPTY TR INC
$4K
NSPINSPERITY INC
$4K
EDOWFIRST TR EXCHANGE TRADED FD
$4K
TGNATEGNA INC
$4K
ICPTUSDINTERCEPT PHARMACEUTICALS IN
$4K
KBWBINVESCO EXCH TRADED FD TR II
$4K
CGENCOMPUGEN LTD
$4K
EODWELLS FARGO GLOBAL DIVID OPP
$4K
NTGRNETGEAR INC
$4K
TREURTRILLIUM THERAPEUTICS INC
$4K
GD8AGRAVITY CO LTD
$4K
VKTXVIKING THERAPEUTICS INC
$4K
TXRHTEXAS ROADHOUSE INC
$4K
ARGXARGENX SE
$4K
BLACKROCK NEW YORK MUN INCOM
$4K
IHRTIHEARTMEDIA INC
$4K
QGENQIAGEN NV
$4K
CPSCOOPER STD HLDGS INC
$4K
FULFULLER H B CO
$4K
OXMOXFORD INDS INC
$4K
ELDWISDOMTREE TR
$4K
PHPNGALECTIN THERAPEUTICS INC
$4K
BB3BROOKLINE BANCORP INC DEL
$4K
CRONCRONOS GROUP INC
$4K
II-VI INC
$4K
BKRBAKER HUGHES COMPANY
$4K
COLONY STARWOOD HOMES
$4K
$4K
SCHMSCHWAB STRATEGIC TR
$4K
NUVEEN PFD & INCOME 2022 TER
$4K
ICFIICF INTL INC
$4K
BROBROWN & BROWN INC
$4K
PDD 0 12/01/25PINDUODUO INC
$4K
TOLTOLL BROTHERS INC
$4K
SHWSHERWIN WILLIAMS CO
$3K
ARRUSDARMOUR RESIDENTIAL REIT INC
$3K
PRSPPERSPECTA INC
$3K
XEFRXEATON VANCE SR FLTNG RTE TR
$3K
DORMDORMAN PRODS INC
$3K
ESGRENSTAR GROUP LIMITED
$3K
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