Rockefeller Capital Management L.P. Q3 2019 Filing

Filed November 12, 2019

Portfolio Value

$7.4B

Holdings

1,931

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (1,931 positions)

#	Stock	Shares	Value	% Portfolio
1	VOVANGUARD INDEX FDS	12,314	$2.1B	28.00%
2	MUMICRON TECHNOLOGY INC	566,693	$1.7B	22.45%
3	HXLHEXCEL CORP NEW	321,756	$1.6B	22.08%
4	CICIGNA CORP NEW	10,594	$1.6B	21.80%
5	FT2FIRST HORIZON NATL CORP	1,518,260	$1.6B	21.33%
6	DUKDUKE ENERGY CORP NEW	16,195	$1.6B	21.07%
7	EEMISHARES TR	134,505	$1.5B	20.93%
8	EMREMERSON ELEC CO	46,368	$1.5B	20.79%
9	PFEPFIZER INC	415,168	$1.5B	20.56%
10	SYYSYSCO CORP	18,705	$1.5B	20.15%
11	VUGVANGUARD INDEX FDS	7,955	$1.3B	17.95%
12	INTUINTUIT	4,762	$1.3B	17.17%
13	AFLAFLAC INC	23,676	$1.2B	16.81%
14	FITBFIFTH THIRD BANCORP	1,348,222	$1.2B	16.78%
15	AQLTISHARES TR	379,155	$1.2B	16.47%
16	VGKVANGUARD INTL EQUITY INDEX F	22,494	$1.2B	16.36%
17	VEUVANGUARD INTL EQUITY INDEX F	453,628	$1.2B	16.16%
18	SYKSTRYKER CORP	5,257	$1.1B	15.42%
19	IVVISHARES TR	55,736	$1.1B	15.36%
20	IXCISHARES TR	35,773	$1.1B	14.84%
21	DONSPDR DOW JONES INDL AVRG ETF	47,781	$1.1B	14.84%
22	LFUSLITTELFUSE INC	153,339	$1.1B	14.83%
23	DEDEERE & CO	611,121	$1.1B	14.46%
24	AXPAMERICAN EXPRESS CO	8,900	$1.1B	14.28%
25	MMM3M CO	14,051	$1.0B	14.17%
26	RHCRH PLC	30,408	$1.0B	14.16%
27	ALXNALEXION PHARMACEUTICALS INC	10,644	$1.0B	14.14%
28	GSKGLAXOSMITHKLINE PLC	24,126	$1.0B	13.96%
29	RGAREINSURANCE GRP OF AMERICA I	1,010,665	$1.0B	13.96%
30	EOGEOG RES INC	528,954	$998.3M	13.54%
31	IGSBISHARES TR	18,566	$996.0M	13.51%
32	JMBSJANUS DETROIT STR TR	18,859	$990.0M	13.43%
33	VFCV F CORP	35,769	$985.2M	13.36%
34	KEPKOREA ELECTRIC PWR	90,880	$985.0M	13.36%
35	SHMSPDR SERIES TRUST	20,109	$985.0M	13.36%
36	VOOVANGUARD INDEX FDS	172,323	$981.0M	13.31%
37	SPLVINVESCO EXCHNG TRADED FD TR	16,890	$978.0M	13.27%
38	ILMNILLUMINA INC	189,599	$977.8M	13.26%
39	ACNACCENTURE PLC IRELAND	38,421	$977.4M	13.26%
40	SKYYFIRST TR EXCHANGE TRADED FD	17,161	$968.0M	13.13%
41	RSGREPUBLIC SVCS INC	11,145	$965.0M	13.09%
42	NTAPNETAPP INC	18,332	$963.0M	13.06%
43	PKGPACKAGING CORP AMER	9,077	$963.0M	13.06%
44	RWRSPDR SERIES TRUST	9,207	$963.0M	13.06%
45	NFLXNETFLIX INC	3,577	$957.0M	12.98%
46	VDCVANGUARD WORLD FDS	6,096	$954.0M	12.94%
47	VTVVANGUARD INDEX FDS	8,531	$952.0M	12.91%
48	TRMBTRIMBLE INC	786,980	$943.6M	12.80%
49	DWDMORGAN STANLEY	22,060	$941.0M	12.77%
50	NTRSNORTHERN TR CORP	10,078	$941.0M	12.77%
51	LULULULULEMON ATHLETICA INC	4,829	$930.0M	12.62%
52	PRUPRUDENTIAL FINL INC	10,337	$930.0M	12.62%
53	EWCISHARES INC	32,156	$929.0M	12.60%
54	BKNGBOOKING HLDGS INC	472	$926.0M	12.56%
55	MDYSPDR S&P MIDCAP 400 ETF TR	5,911	$922.2M	12.51%
56	UTXZUNITED TECHNOLOGIES CORP	100,427	$917.8M	12.45%
57	VBVANGUARD INDEX FDS	15,118	$915.4M	12.42%
58	JPINJP MORGAN EXCHANGE TRADED FD	17,214	$915.0M	12.41%
59	AONAON PLC	4,714	$912.0M	12.37%
60	ETRENTERGY CORP NEW	7,770	$912.0M	12.37%
61	ELVANTHEM INC	25,329	$900.2M	12.21%
62	RCLROYAL CARIBBEAN CRUISES LTD	1,663,219	$897.5M	12.17%
63	MTGMGIC INVT CORP WIS	71,002	$893.0M	12.11%
64	MTDMETTLER TOLEDO INTERNATIONAL	1,260	$888.0M	12.05%
65	CGCARLYLE GROUP L P	34,449	$881.0M	11.95%
66	SAJACOMPANHIA DE SANEAMENTO BASI	73,940	$879.0M	11.92%
67	APDAIR PRODS & CHEMS INC	3,964	$879.0M	11.92%
68	—RADIUS HEALTH INC	33,737	$869.0M	11.79%
69	CHTRCHARTER COMMUNICATIONS INC N	2,080	$857.0M	11.63%
70	MPCMARATHON PETE CORP	14,103	$857.0M	11.63%
71	GLWCORNING INC	29,914	$853.0M	11.57%
72	GWREGUIDEWIRE SOFTWARE INC	8,060	$849.0M	11.52%
73	BIIBBIOGEN INC	20,557	$844.9M	11.46%
74	ADPAUTOMATIC DATA PROCESSING IN	34,447	$840.7M	11.41%
75	ALSALLSTATE CORP	7,695	$836.0M	11.34%
76	STZCONSTELLATION BRANDS INC	4,027	$835.0M	11.33%
77	EWJISHARES INC	50,975	$834.1M	11.31%
78	MOALTRIA GROUP INC	20,144	$824.0M	11.18%
79	NSCNORFOLK SOUTHERN CORP	4,579	$823.0M	11.16%
80	DGXQUEST DIAGNOSTICS INC	7,677	$821.0M	11.14%
81	CXOEURCONCHO RES INC	12,085	$820.0M	11.12%
82	ITMVANECK VECTORS ETF TR	55,717	$808.0M	10.96%
83	ANETEURARISTA NETWORKS INC	3,378	$807.0M	10.95%
84	GSGOLDMAN SACHS GROUP INC	20,875	$797.5M	10.82%
85	HLTHILTON WORLDWIDE HLDGS INC	8,526	$794.0M	10.77%
86	PPLPPL CORP	25,229	$794.0M	10.77%
87	LMTLOCKHEED MARTIN CORP	37,132	$793.7M	10.77%
88	IATISHARES TR	209,336	$793.0M	10.76%
89	GRCGORMAN RUPP CO	22,351	$778.0M	10.55%
90	PANWPALO ALTO NETWORKS INC	3,806	$776.0M	10.53%
91	WEPMAGELLAN MIDSTREAM PRTNRS LP	11,675	$774.0M	10.50%
92	FTVFORTIVE CORP	11,180	$767.0M	10.40%
93	ARMKARAMARK	137,023	$765.2M	10.38%
94	CTLEURCENTURYLINK INC	61,301	$765.0M	10.38%
95	ZBHZIMMER BIOMET HLDGS INC	5,537	$760.0M	10.31%
96	ETENERGY TRANSFER LP	150,987	$757.2M	10.27%
97	VOEVANGUARD INDEX FDS	6,643	$751.0M	10.19%
98	ZTSZOETIS INC	38,963	$750.1M	10.18%
99	COFCAPITAL ONE FINL CORP	29,985	$745.0M	10.11%
100	ASMLASML HOLDING N V	2,991	$743.0M	10.08%

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