Rockefeller Capital Management L.P. Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$25.9B

Holdings

1,484

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (1,484 positions)

#	Stock	Shares	Value	% Portfolio
801	AEMAGNICO EAGLE MINES LTD	49,435	$2.2M	0.01%
802	QYLDGLOBAL X FDS	133,785	$2.2M	0.01%
803	REGLPROSHARES TR	33,456	$2.2M	0.01%
804	JHMLJOHN HANCOCK EXCHANGE TRADED	42,073	$2.2M	0.01%
805	MRVLMARVELL TECHNOLOGY INC	40,718	$2.2M	0.01%
806	QQEWFIRST TR NAS100 EQ WEIGHTED	21,171	$2.2M	0.01%
807	NFENEW FORTRESS ENERGY INC	67,127	$2.2M	0.01%
808	JBGSJBG SMITH PPTYS	151,617	$2.2M	0.01%
809	ASHRDBX ETF TR	83,618	$2.2M	0.01%
810	HNMORMAT TECHNOLOGIES INC	31,096	$2.2M	0.01%
811	FTXLFIRST TR EXCHANGE-TRADED FD	31,888	$2.2M	0.01%
812	FXDFIRST TR EXCHANGE TRADED FD	42,179	$2.2M	0.01%
813	PDBCINVESCO ACTVELY MNGD ETC FD	143,816	$2.1M	0.01%
814	NVTNVENT ELECTRIC PLC	40,554	$2.1M	0.01%
815	CHDCHURCH & DWIGHT CO INC	23,418	$2.1M	0.01%
816	SDOGALPS ETF TR	45,611	$2.1M	0.01%
817	DFUVDIMENSIONAL ETF TRUST	63,064	$2.1M	0.01%
818	AITAPPLIED INDL TECHNOLOGIES IN	13,842	$2.1M	0.01%
819	EXGEATON VANCE TAX ADVT DIV INC	100,816	$2.1M	0.01%
820	QTECFIRST TR NASDAQ 100 TECH IND	14,640	$2.1M	0.01%
821	PLUNPLUG POWER INC	279,650	$2.1M	0.01%
822	EFTTECHTARGET INC	69,487	$2.1M	0.01%
823	FXOFIRST TR EXCHANGE TRADED FD	55,677	$2.1M	0.01%
824	WMSADVANCED DRAIN SYS INC DEL	18,327	$2.1M	0.01%
825	FXRFIRST TR EXCHANGE TRADED FD	36,259	$2.1M	0.01%
826	CYBRCYBERARK SOFTWARE LTD	12,584	$2.1M	0.01%
827	PPLPPL CORP	87,164	$2.1M	0.01%
828	RUNSUNRUN INC	163,404	$2.1M	0.01%
829	QMARFIRST TR EXCHNG TRADED FD VI	85,300	$2.0M	0.01%
830	AEEAMEREN CORP	27,301	$2.0M	0.01%
831	—TORTOISE PWR & ENERGY INFRAS	152,192	$2.0M	0.01%
832	BHKBLACKROCK CORE BD TR	203,870	$2.0M	0.01%
833	ICOWPACER FDS TR	67,793	$2.0M	0.01%
834	ASBASSOCIATED BANC CORP	119,132	$2.0M	0.01%
835	PAGPENSKE AUTOMOTIVE GRP INC	12,039	$2.0M	0.01%
836	NVGNUVEEN AMT FREE MUN CR INC F	194,591	$2.0M	0.01%
837	AMXAMERICA MOVIL SAB DE CV	116,050	$2.0M	0.01%
838	KRBNKRANESHARES TR	55,301	$2.0M	0.01%
839	INCYINCYTE CORP	34,592	$2.0M	0.01%
840	SGSWEETGREEN INC	167,805	$2.0M	0.01%
841	BMTABRITISH AMERN TOB PLC	62,596	$2.0M	0.01%
842	NTRSNORTHERN TR CORP	28,213	$2.0M	0.01%
843	KBIAKB FINL GROUP INC	47,706	$2.0M	0.01%
844	DDOMINION ENERGY INC	43,842	$2.0M	0.01%
845	SHMSPDR SER TR	42,348	$2.0M	0.01%
846	AROWARROW FINL CORP	114,914	$2.0M	0.01%
847	GHYPGIM GLOBAL HIGH YIELD FD FO	181,158	$2.0M	0.01%
848	MQMARQETA INC	326,391	$2.0M	0.01%
849	SIXGETF SER SOLUTIONS	62,424	$1.9M	0.01%
850	HOODROBINHOOD MKTS INC	198,732	$1.9M	0.01%
851	PCHPOTLATCHDELTIC CORPORATION	42,938	$1.9M	0.01%
852	BRBROADRIDGE FINL SOLUTIONS IN	10,879	$1.9M	0.01%
853	MEGIMAINSTAY CBRE GBL INFRA MEG	165,185	$1.9M	0.01%
854	CCEPCOCA-COLA EUROPACIFIC PARTNE	31,140	$1.9M	0.01%
855	FXZFIRST TR EXCHANGE TRADED FD	30,836	$1.9M	0.01%
856	PAASPAN AMERN SILVER CORP	134,245	$1.9M	0.01%
857	DNOVFIRST TR EXCHNG TRADED FD VI	54,520	$1.9M	0.01%
858	XFRAXBLACKROCK FLOATING RATE INCO	152,865	$1.9M	0.01%
859	PICKISHARES INC	48,553	$1.9M	0.01%
860	WRBBERKLEY W R CORP	30,401	$1.9M	0.01%
861	GPNGLOBAL PMTS INC	16,706	$1.9M	0.01%
862	OGSONE GAS INC	28,113	$1.9M	0.01%
863	EMBISHARES TR	23,257	$1.9M	0.01%
864	FPFFIRST TR INTER DURATN PFD &	128,270	$1.9M	0.01%
865	USACUSA COMPRESSION PARTNERS LP	79,764	$1.9M	0.01%
866	IYJISHARES TR	18,873	$1.9M	0.01%
867	EFAVISHARES TR	29,173	$1.9M	0.01%
868	KNTKKINETIK HOLDINGS INC	56,080	$1.9M	0.01%
869	RPMRPM INTL INC	19,955	$1.9M	0.01%
870	RCKTROCKET PHARMACEUTICALS INC	91,864	$1.9M	0.01%
871	CNHICNH INDL N V	154,025	$1.9M	0.01%
872	DCHAMERICAN AXLE & MFG HLDGS IN	255,478	$1.9M	0.01%
873	GSLCGOLDMAN SACHS ETF TR	21,897	$1.8M	0.01%
874	BCSBARCLAYS PLC	236,409	$1.8M	0.01%
875	JPCNUVEEN PFD & INCOME OPPORTUN	289,883	$1.8M	0.01%
876	SPMDSPDR SER TR	41,573	$1.8M	0.01%
877	SKAASKECHERS U S A INC	37,121	$1.8M	0.01%
878	JNKSPDR SER TR	20,072	$1.8M	0.01%
879	FBNCFIRST BANCORP N C	64,400	$1.8M	0.01%
880	BSTBLACKROCK SCIENCE & TECHNOLO	57,530	$1.8M	0.01%
881	PDIPIMCO DYNAMIC INCOME FD	104,480	$1.8M	0.01%
882	DSMCETF SER SOLUTIONS	58,857	$1.8M	0.01%
883	ATOATMOS ENERGY CORP	16,968	$1.8M	0.01%
884	CAVACAVA GROUP INC	58,596	$1.8M	0.01%
885	BBHVANECK ETF TRUST	11,492	$1.8M	0.01%
886	BTXBLACKROCK INNOVATION AND GRW	256,878	$1.8M	0.01%
887	ARCOARCOS DORADOS HOLDINGS INC	187,114	$1.8M	0.01%
888	HURNHURON CONSULTING GROUP INC	17,094	$1.8M	0.01%
889	0VVBPARAMOUNT GLOBAL	137,361	$1.8M	0.01%
890	FOCTFIRST TR EXCHNG TRADED FD VI	48,424	$1.8M	0.01%
891	VNLAJANUS DETROIT STR TR	36,625	$1.8M	0.01%
892	EEMXSPDR INDEX SHS FDS	59,500	$1.7M	0.01%
893	VTIPVANGUARD MALVERN FDS	36,389	$1.7M	0.01%
894	IGIBISHARES TR	35,094	$1.7M	0.01%
895	DWLDDAVIS FUNDAMENTAL ETF TR	61,455	$1.7M	0.01%
896	EWYISHARES INC	28,593	$1.7M	0.01%
897	TLVGRUPO TELEVISA S A B	547,200	$1.7M	0.01%
898	USHYISHARES TR	48,009	$1.7M	0.01%
899	PACWUSDPACWEST BANCORP DEL	209,802	$1.7M	0.01%
900	IQIINVESCO QUALITY MUN INCOME T	197,621	$1.7M	0.01%

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