Rockefeller Capital Management L.P. Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$13.2M

Holdings

2,947

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (2,947 positions)

#	Stock	Shares	Value	% Portfolio
1101	FISFIDELITY NATL INFORMATION SV	577,832	$82K	0.62%
1102	RFREGIONS FINANCIAL CORP NEW	5,083	$81K	0.61%
1103	TRIPTRIPADVISOR INC	2,823	$81K	0.61%
1104	NUVAGBPNUVASIVE INC	1,453	$81K	0.61%
1105	EVRGEVERGY INC	1,473	$81K	0.61%
1106	CDLVICTORY PORTFOLIOS II	1,737	$81K	0.61%
1107	HYTBLACKROCK CORPOR HI YLD FD I	7,000	$80K	0.61%
1108	BMTABRITISH AMERN TOB PLC	2,138	$80K	0.61%
1109	FVRRFIVERR INTL LTD	415	$80K	0.61%
1110	CDNACAREDX INC	1,109	$80K	0.61%
1111	CBSHCOMMERCE BANCSHARES INC	1,229	$79K	0.60%
1112	RVLVREVOLVE GROUP INC	2,564	$79K	0.60%
1113	HFROHIGHLAND INCOME FD	7,743	$79K	0.60%
1114	WIXWIX COM LTD	319	$79K	0.60%
1115	FEFIRSTENERGY CORP	2,617	$79K	0.60%
1116	XCAFXMORGAN STANLEY CHINA A SH FD	3,605	$79K	0.60%
1117	ELLAUDER ESTEE COS INC	48,907	$79K	0.60%
1118	OUTOUTFRONT MEDIA INC	4,000	$78K	0.59%
1119	UAVSAGEAGLE AERIAL SYS INC NEW	13,000	$78K	0.59%
1120	HCQAMN HEALTHCARE SVCS INC	1,161	$78K	0.59%
1121	FLRNSPDR SER TR	2,581	$78K	0.59%
1122	BMRNBIOMARIN PHARMACEUTICAL INC	880,336	$77K	0.58%
1123	SIENUSDSIENTRA INC	20,000	$77K	0.58%
1124	ALLOALLOGENE THERAPEUTICS INC	3,054	$77K	0.58%
1125	ABALLIANCEBERNSTEIN HLDG L P	2,270	$76K	0.58%
1126	SGDMSPROTT ETF TRUST	2,507	$76K	0.58%
1127	BGHBARINGS GLOBAL SHORT DURATIO	5,000	$75K	0.57%
1128	TAUSDTRAVELCENTERS OF AMERICA INC	2,304	$75K	0.57%
1129	ABNBAIRBNB INC	516	$75K	0.57%
1130	MORTVANECK VECTORS ETF TR	4,500	$75K	0.57%
1131	ODFLOLD DOMINION FREIGHT LINE IN	385	$75K	0.57%
1132	DLNWISDOMTREE TR	697	$75K	0.57%
1133	NEUNEWMARKET CORP	185	$74K	0.56%
1134	LRNSTRIDE INC	3,500	$74K	0.56%
1135	GELGENESIS ENERGY L P	12,000	$74K	0.56%
1136	ONLNPROSHARES TR	978	$74K	0.56%
1137	XFEBFIRST TR MLP & ENERGY INCOM	12,710	$73K	0.55%
1138	FBINFORTUNE BRANDS HOME & SEC IN	860	$73K	0.55%
1139	RIORIO TINTO PLC	976	$73K	0.55%
1140	WENWENDYS CO	3,378	$73K	0.55%
1141	BMYBRISTOL-MYERS SQUIBB CO	559,732	$73K	0.55%
1142	ITWILLINOIS TOOL WKS INC	55,579	$72K	0.55%
1143	PBFPBF ENERGY INC	10,305	$72K	0.55%
1144	IQLTISHARES TR	2,019	$72K	0.55%
1145	EDITEDITAS MEDICINE INC	1,031	$72K	0.55%
1146	PFLTPENNANTPARK FLOATING RATE CA	6,855	$72K	0.55%
1147	SPIBSPDR SER TR	1,962	$72K	0.55%
1148	GRCGORMAN RUPP CO	39,928	$71K	0.54%
1149	THQTEKLA HEALTHCARE OPPORTUNITI	3,500	$71K	0.54%
1150	EBSEMERGENT BIOSOLUTIONS INC	800	$71K	0.54%
1151	EMOCLEARBRIDGE ENERGY MIDSTRM O	5,356	$71K	0.54%
1152	AADRADVISORSHARES TR	1,177	$71K	0.54%
1153	NEWREURNEW RELIC INC	1,100	$71K	0.54%
1154	AIC3 AI INC	500	$69K	0.52%
1155	CHLUSDCHINA MOBILE LIMITED	2,414,479	$69K	0.52%
1156	LUVSOUTHWEST AIRLS CO	52,082	$68K	0.52%
1157	IWRISHARES TR	30,579	$68K	0.52%
1158	URTHISHARES INC	610	$68K	0.52%
1159	WWEUSDWORLD WRESTLING ENTMT INC	1,425	$68K	0.52%
1160	LHCGUSDLHC GROUP INC	321	$68K	0.52%
1161	IXP*ISHARES TR	925	$68K	0.52%
1162	PUKNPRUDENTIAL PLC	1,867	$68K	0.52%
1163	IYY*ISHARES TR	726	$68K	0.52%
1164	NBHNEUBERGER BERMAN MUN FD INC	4,521	$68K	0.52%
1165	MLPAGLOBAL X FDS	2,515	$68K	0.52%
1166	NOWSERVICENOW INC	13,858	$68K	0.51%
1167	PCEFINVESCO EXCH TRADED FD TR II	3,013	$67K	0.51%
1168	TGTXTG THERAPEUTICS INC	1,300	$67K	0.51%
1169	LBEURL BRANDS INC	1,807	$67K	0.51%
1170	CMCANADIAN IMP BK COMM	793	$67K	0.51%
1171	RINGISHARES INC	2,248	$67K	0.51%
1172	—VIRNETX HLDG CORP	13,374	$67K	0.51%
1173	CA8ACACI INTL INC	270	$67K	0.51%
1174	FHIFEDERATED HERMES INC	2,323	$66K	0.50%
1175	GFLWVICTORY PORTFOLIOS II	2,223	$66K	0.50%
1176	LYFTLYFT INC	1,349	$66K	0.50%
1177	MUFGMITSUBISHI UFJ FINL GROUP IN	15,161	$66K	0.50%
1178	TLHISHARES TR	418	$66K	0.50%
1179	GPKGRAPHIC PACKAGING HLDG CO	3,900	$66K	0.50%
1180	AGIALAMOS GOLD INC NEW	7,553	$66K	0.50%
1181	MGNIMAGNITE INC	2,211	$66K	0.50%
1182	CVNACARVANA CO	277	$66K	0.50%
1183	FEPFIRST TR EXCH TRD ALPHDX FD	1,741	$66K	0.50%
1184	ABGAMERISOURCEBERGEN CORP	686	$66K	0.50%
1185	RLRALPH LAUREN CORP	539,505	$66K	0.50%
1186	EFAISHARES TR	902,741	$66K	0.50%
1187	WCNWASTE CONNECTIONS INC	638	$65K	0.49%
1188	—BROOKFIELD PROPERTY PARTRS L	4,512	$65K	0.49%
1189	—ZYMEWORKS INC	1,387	$65K	0.49%
1190	HIIHUNTINGTON INGALLS INDS INC	382	$65K	0.49%
1191	SLRCSOLAR CAP LTD	3,688	$64K	0.48%
1192	VBRVANGUARD INDEX FDS	196,158	$64K	0.48%
1193	LQDHISHARES U S ETF TR	667	$63K	0.48%
1194	CLOUGLOBAL X FDS	2,275	$63K	0.48%
1195	EFXEQUIFAX INC	326	$62K	0.47%
1196	VRPINVESCO EXCH TRADED FD TR II	2,397	$62K	0.47%
1197	SDCCQSMILEDIRECTCLUB INC	5,250	$62K	0.47%
1198	FNDXSCHWAB STRATEGIC TR	1,374	$62K	0.47%
1199	—ALLIANZGI EQUITY & CONV INCO	2,204	$62K	0.47%
1200	—QIAGEN NV	1,188	$62K	0.47%

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