Rockefeller Capital Management L.P. Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$13.2B

Holdings

2,947

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (2,947 positions)

#StockSharesValue% PortfolioType
101
IVWISHARES TR
289,686$846.7M6.41%
102
IUSVISHARES TR
13,534$841.0M6.37%
103
GLWCORNING INC
235,668$839.7M6.36%
104
MAXREURMAXAR TECHNOLOGIES INC
21,747$838.0M6.35%
105
HCSGHEALTHCARE SVCS GROUP INC
807,181$835.9M6.33%
106
IGRCBRE CLARION GLOBAL REAL EST
121,505$835.0M6.32%
107
ITMVANECK VECTORS ETF TR
47,026$834.6M6.32%
108
RWKINVESCO EXCH TRADED FD TR II
11,731$834.0M6.32%
109
ETRNUSDEQUITRANS MIDSTREAM CORP
103,483$832.0M6.30%
110
LGFEURLIONS GATE ENTMNT CORP
73,000$830.0M6.29%
111
TRNOTERRENO RLTY CORP
14,200$830.0M6.29%
112
SLMSLM CORP
1,828,656$822.9M6.23%
113
MCKMCKESSON CORP
4,729$821.0M6.22%
114
RWJINVESCO EXCH TRADED FD TR II
10,104$819.0M6.20%
115
CIBRFIRST TR EXCHANGE TRADED FD
18,421$817.0M6.19%
116
NIC INC
923,806$810.1M6.14%
117
FADFIRST TR MULTI CAP GROWTH AL
7,794$808.0M6.12%
118
QQQINVESCO BLDRS INDEX FDS TR
14,350$807.0M6.11%
119
KWKENNEDY-WILSON HOLDINGS INC
45,027$805.0M6.10%
120
JPCNUVEEN PFD & INCOME OPPORTUN
84,500$802.0M6.07%
121
RYROYAL BK CDA
9,769$801.0M6.07%
122
JNKSPDR SER TR
7,356$800.0M6.06%
123
XETYXEATON VANCE TAX-MANAGED DIVE
65,337$800.0M6.06%
124
VCSHVANGUARD SCOTTSDALE FDS
60,476$798.2M6.05%
125
GQ9SPDR GOLD TR
175,790$796.6M6.03%
126
PDXPIMCO ENRGY TACTICAL CR OPP
98,608$796.0M6.03%
127
CHTRCHARTER COMMUNICATIONS INC N
1,204$796.0M6.03%
128
ACCUSDAMERICAN CAMPUS CMNTYS INC
1,456,441$795.6M6.03%
129
EWYISHARES INC
38,160$793.5M6.01%
130
SHYISHARES TR
9,188$793.0M6.01%
131
ALSNALLISON TRANSMISSION HLDGS I
18,324$790.0M5.98%
132
WTRGESSENTIAL UTILS INC
97,238$788.8M5.97%
133
APPSDIGITAL TURBINE INC
13,958$788.0M5.97%
134
VNLAJANUS DETROIT STR TR
15,547$784.0M5.94%
135
BETZLISTED FD TR
30,300$782.0M5.92%
136
DHRDANAHER CORPORATION
180,536$781.4M5.92%
137
SNYSANOFI
116,160$778.9M5.90%
138
SNNSMITH & NEPHEW PLC
18,492$778.0M5.89%
139
PHMPULTE GROUP INC
18,033$777.0M5.88%
140
CWHCAMPING WORLD HLDGS INC
29,332$774.0M5.86%
141
BKBANK NEW YORK MELLON CORP
18,271$774.0M5.86%
142
ETSYETSY INC
4,349$773.0M5.85%
143
RNGRINGCENTRAL INC
2,039$772.0M5.85%
144
AKRACADIA RLTY TR
54,984$770.0M5.83%
145
STTSTATE STR CORP
10,567$768.0M5.82%
146
QLYSQUALYS INC
6,285$765.0M5.79%
147
DISCAUSDDISCOVERY INC
25,359$762.0M5.77%
148
COLONY CAP INC NEW
158,161$760.0M5.76%
149
FMXFOMENTO ECONOMICO MEXICANO S
10,028$759.0M5.75%
150
CHWCALAMOS GBL DYN INCOME FUND
79,415$759.0M5.75%
151
PROPROS HOLDINGS INC
492,489$758.3M5.74%
152
AMEAMETEK INC
6,224$752.0M5.70%
153
ULSTSSGA ACTIVE ETF TR
18,597$751.0M5.69%
154
VEUVANGUARD INTL EQUITY INDEX F
280,678$750.6M5.69%
155
OMGBPOUTSET MED INC
13,206$750.0M5.68%
156
VNMVANECK VECTORS ETF TR
42,774$748.0M5.67%
157
EFGISHARES TR
7,429$748.0M5.67%
158
SUBISHARES TR
6,911$747.0M5.66%
159
FLGTFULGENT GENETICS INC
14,335$746.0M5.65%
160
SBUXSTARBUCKS CORP
394,093$745.5M5.65%
161
USTBVICTORY PORTFOLIOS II
14,384$745.0M5.64%
162
NPFINUVEEN PFD & INCM SECURTIES
76,279$742.0M5.62%
163
GPCGENUINE PARTS CO
7,394$742.0M5.62%
164
AXONAXON ENTERPRISE INC
6,043$740.0M5.60%
165
LLYLILLY ELI & CO
98,709$738.9M5.60%
166
EXPDEXPEDITORS INTL WASH INC
7,776$738.0M5.59%
167
DCIDONALDSON INC
13,075$730.0M5.53%
168
THWTEKLA WORLD HEALTHCARE FD
46,000$728.0M5.51%
169
SYU1SYNOVUS FINL CORP
22,511$728.0M5.51%
170
HASIHANNON ARMSTRONG SUST INFR C
78,645$726.3M5.50%
171
XBGYXBLACKROCK ENHANCED INTL DIV
123,768$726.0M5.50%
172
TANINVESCO EXCH TRADED FD TR II
7,067$726.0M5.50%
173
OBDCOWL ROCK CAPITAL CORPORATION
57,285$725.0M5.49%
174
ACWVISHARES INC
7,490$725.0M5.49%
175
FT2FIRST HORIZON CORPORATION
7,112,655$724.1M5.48%
176
AYIACUITY BRANDS INC
5,956$721.0M5.46%
177
DGRWWISDOMTREE TR
13,350$720.0M5.45%
178
OREALTY INCOME CORP
11,579$719.0M5.45%
179
STXSEAGATE TECHNOLOGY PLC
11,541$717.0M5.43%
180
TRGPTARGA RES CORP
27,170$716.0M5.42%
181
CRICARTERS INC
261,299$714.9M5.41%
182
AMERICA FIRST MULTIFAMILY IN
167,864$713.0M5.40%
183
ONTOONTO INNOVATION INC
15,000$713.0M5.40%
184
HALHALLIBURTON CO
37,726$712.0M5.39%
185
MPWRMONOLITHIC PWR SYS INC
1,931$706.0M5.35%
186
PCYINVESCO EXCH TRADED FD TR II
24,471$705.0M5.34%
187
VWOVANGUARD INTL EQUITY INDEX F
583,271$702.6M5.32%
188
ZEN1EURZENDESK INC
4,908$702.0M5.32%
189
PBEINVESCO EXCHANGE TRADED FD T
10,000$701.0M5.31%
190
VIGIVANGUARD WHITEHALL FDS
22,368$696.1M5.27%
191
LDOSLEIDOS HOLDINGS INC
6,627$696.0M5.27%
192
VDEVANGUARD WORLD FDS
13,401$695.0M5.26%
193
RPRXROYALTY PHARMA PLC
13,863$693.0M5.25%
194
TROWPRICE T ROWE GROUP INC
4,586$693.0M5.25%
195
AQLTISHARES TR
617,045$692.0M5.24%
196
PPLTABERDEEN STD PLATINUM ETF TR
6,854$690.0M5.23%
197
GMGENERAL MTRS CO
143,122$687.3M5.21%
198
WPX ENERGY INC
83,895$683.0M5.17%
199
IHIISHARES TR
2,082$681.0M5.16%
200
SMOGVANECK VECTORS ETF TR
4,118$681.0M5.16%
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