ROYAL BANK OF CANADA Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$177.2M

Holdings

5,770

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (5,770 positions)

#	Stock	Shares	Value	% Portfolio	Type
1901	MTARCELORMITTAL SA LUXEMBOURG	450,757	$2.7M	1.54%	Put
1902	ISTBISHARES TR	53,623	$2.7M	1.53%
1903	—VIRGIN AMER INC	50,715	$2.7M	1.53%	Call
1904	FVCFIRST TR EXCHANGE TRADED FD	127,211	$2.7M	1.53%
1905	NATINATIONAL INSTRS CORP	95,523	$2.7M	1.53%
1906	—ENERSIS AMERICAS SA	330,992	$2.7M	1.53%
1907	—POWERSHARES ETF TRUST	183,837	$2.7M	1.53%
1908	CXCEMEX SAB DE CV	340,538	$2.7M	1.53%	Put
1909	LRGFISHARES TR	107,207	$2.7M	1.53%
1910	ILFISHARES TR	96,400	$2.7M	1.52%
1911	—POWERSHARES ETF TRUST	104,273	$2.7M	1.52%
1912	WBKWESTPAC BKG CORP	118,545	$2.7M	1.52%
1913	SPABSPDR SERIES TRUST	45,478	$2.7M	1.52%
1914	WTWISDOMTREE CONTINUOUS COMMOD	137,975	$2.7M	1.52%
1915	—CIENA CORP	2,000,000	$2.7M	1.51%
1916	CMTLCOMTECH TELECOMMUNICATIONS C	207,568	$2.7M	1.50%
1917	EUFNISHARES	153,552	$2.6M	1.49%
1918	MIKUSDMICHAELS COS INC	108,992	$2.6M	1.49%
1919	CREECREE INC	101,748	$2.6M	1.48%
1920	—NEENAH PAPER INC	33,078	$2.6M	1.48%
1921	FULTFULTON FINL CORP PA	179,965	$2.6M	1.47%
1922	NCLHNORWEGIAN CRUISE LINE HLDGS	69,324	$2.6M	1.47%
1923	IEURISHARES TR	63,129	$2.6M	1.47%
1924	—POWERSHARES ETF TR II	91,220	$2.6M	1.47%
1925	GRXGABELLI HLTHCARE & WELLNESS	249,696	$2.6M	1.47%
1926	CIENCIENA CORP	119,009	$2.6M	1.46%
1927	—SPIRIT RLTY CAP INC NEW	194,464	$2.6M	1.46%
1928	—CAPITAL BK FINL CORP	80,493	$2.6M	1.46%
1929	—SPIRIT RLTY CAP INC NEW	2,300,000	$2.6M	1.46%
1930	LTHLIFEPOINT HEALTH INC	43,473	$2.6M	1.45%
1931	MSGSMADISON SQUARE GARDEN CO NEW	15,180	$2.6M	1.45%
1932	—ALPINE TOTAL DYNAMIC DIVID F	287,223	$2.6M	1.45%
1933	HLTHILTON WORLDWIDE HLDGS INC	111,620	$2.6M	1.44%
1934	—CAPITAL SR LIVING CORP	152,342	$2.6M	1.44%	Put
1935	PHIPLDT INC	71,635	$2.6M	1.44%
1936	EWBCEAST WEST BANCORP INC	69,231	$2.5M	1.43%
1937	FCGFIRST TR EXCHANGE TRADED FD	95,997	$2.5M	1.43%
1938	LEGLEGGETT & PLATT INC	55,469	$2.5M	1.43%
1939	—KAYNE ANDERSON ENRGY TTL RT	215,097	$2.5M	1.42%
1940	—NUVEEN INTER DURATION MN TMF	181,456	$2.5M	1.42%
1941	—VERIFONE SYS INC	159,534	$2.5M	1.42%	Put
1942	PFBCPREFERRED BK LOS ANGELES CA	70,232	$2.5M	1.42%
1943	—ATLAS FINANCIAL HOLDINGS INC	159,036	$2.5M	1.42%
1944	—SPARTON CORP	95,388	$2.5M	1.41%
1945	—DOMINION RES INC VA NEW	50,130	$2.5M	1.41%
1946	PWVUSDPOWERSHARES ETF TRUST	79,424	$2.5M	1.41%
1947	NAVNAVISTAR INTL CORP NEW	109,096	$2.5M	1.41%	Put
1948	—CRH MEDICAL CORP	655,024	$2.5M	1.41%
1949	ALVAUTOLIV INC	23,198	$2.5M	1.40%
1950	—TORTOISE MLP FD INC	123,529	$2.5M	1.39%
1951	EWYISHARES	42,478	$2.5M	1.39%
1952	WIPSPDR SERIES TRUST	43,320	$2.5M	1.39%
1953	—INTERCONTINENTAL HOTELS GROU	59,262	$2.5M	1.39%
1954	FLRNSPDR SER TR	80,160	$2.5M	1.39%
1955	PAGPENSKE AUTOMOTIVE GRP INC	50,769	$2.4M	1.38%	Put
1956	BGRBLACKROCK ENERGY & RES TR	168,658	$2.4M	1.38%
1957	DJPBARCLAYS BK PLC	103,893	$2.4M	1.38%
1958	AGOASSURED GUARANTY LTD	87,413	$2.4M	1.37%	Call
1959	—TESORO LOGISTICS LP	50,022	$2.4M	1.37%
1960	—TIVO CORP	124,362	$2.4M	1.37%
1961	DPGDUFF & PHELPS GLB UTL INC FD	141,150	$2.4M	1.36%
1962	UTGREAVES UTIL INCOME FD	78,845	$2.4M	1.36%
1963	—EXACTECH INC	89,059	$2.4M	1.36%
1964	XJPIXNUVEEN PFD & INCOME TERM FD	97,492	$2.4M	1.35%
1965	HASIHANNON ARMSTRONG SUST INFR C	102,467	$2.4M	1.35%
1966	MPAAMOTORCAR PTS AMER INC	83,149	$2.4M	1.35%
1967	—POWERSHARES ETF TRUST	38,552	$2.4M	1.34%
1968	ELMEWASHINGTON REAL ESTATE INVT	76,260	$2.4M	1.34%
1969	DWMWISDOMTREE TR	50,371	$2.4M	1.34%
1970	TEXTEREX CORP NEW	93,342	$2.4M	1.34%	Put
1971	—POWERSHARES ETF TR II	95,142	$2.4M	1.34%
1972	EWKISHARES	125,376	$2.4M	1.33%
1973	SKYYFIRST TR EXCHANGE TRADED FD	69,119	$2.4M	1.33%
1974	—KAYNE ANDERSON ENERGY DEV CO	124,426	$2.4M	1.33%
1975	—JANUS DETROIT STR TR	88,783	$2.4M	1.33%
1976	—TSAKOS ENERGY NAVIGATION LTD	489,580	$2.4M	1.33%
1977	—POWERSHARES ETF TRUST	26,870	$2.4M	1.33%
1978	OCOWENS CORNING NEW	44,043	$2.4M	1.33%
1979	—FIFTH STREET FINANCE CORP	402,607	$2.3M	1.32%
1980	CLMTUSDCALUMET SPECIALTY PRODS PTNR	518,184	$2.3M	1.32%
1981	MOATVANECK VECTORS ETF TR	68,528	$2.3M	1.32%
1982	DRHDIAMONDROCK HOSPITALITY CO	256,435	$2.3M	1.32%
1983	—AMERICA FIRST MULTIFAMILY IN	394,063	$2.3M	1.31%
1984	LTXBUSDLEGACY TEX FINL GROUP INC	72,979	$2.3M	1.30%
1985	—FIREEYE INC	2,500,000	$2.3M	1.30%
1986	CCCHEMOURS CO	143,871	$2.3M	1.30%
1987	KAMNUSDKAMAN CORP	52,351	$2.3M	1.30%
1988	PDIPIMCO MUNICIPAL INCOME FD	167,773	$2.3M	1.30%
1989	FEPFIRST TR EXCH TRD ALPHA FD I	77,560	$2.3M	1.29%
1990	DIAXNUVEEN DOW 30 DYN OVERWRITE	158,363	$2.3M	1.29%
1991	—ARES CAP CORP	2,200,000	$2.3M	1.28%
1992	UI2KEMPER CORP DEL	57,568	$2.3M	1.28%
1993	THWTEKLA WORLD HEALTHCARE FD	154,111	$2.3M	1.28%
1994	BSTBLACKROCK SCIENCE & TECH TR	121,048	$2.3M	1.27%
1995	SAMBOSTON BEER INC	14,516	$2.3M	1.27%
1996	CAMPEURCALAMP CORP	161,493	$2.3M	1.27%
1997	FDEFUSDFIRST DEFIANCE FINL CORP	50,463	$2.3M	1.27%
1998	ACMAECOM	75,783	$2.3M	1.27%
1999	SCHHSCHWAB STRATEGIC TR	52,816	$2.3M	1.27%
2000	DJCODAILY JOURNAL CORP	10,277	$2.3M	1.27%

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