ROYAL BANK OF CANADA Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$252.9M

Holdings

6,200

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (6,200 positions)

#	Stock	Shares	Value	% Portfolio	Type
2601	HDMVFIRST TR EXCH TRADED FD III	41,852	$1.4M	0.55%
2602	CLGXCORELOGIC INC	30,074	$1.4M	0.55%
2603	—NEW YORK MTG TR INC	1,363,000	$1.4M	0.55%
2604	WASHWASHINGTON TR BANCORP	28,686	$1.4M	0.55%
2605	MMTMFS MULTIMARKET INCOME TR	233,432	$1.4M	0.55%
2606	SAIASAIA INC	14,733	$1.4M	0.55%
2607	ROCKGIBRALTAR INDS INC	29,965	$1.4M	0.54%
2608	FXRFIRST TR EXCHANGE TRADED FD	32,877	$1.4M	0.54%
2609	LEGHLEGACY HOUSING CORP	84,688	$1.4M	0.54%
2610	CLFCLEVELAND CLIFFS INC	189,821	$1.4M	0.54%	Put
2611	GURUGLOBAL X FDS	41,241	$1.4M	0.54%
2612	CMGCHIPOTLE MEXICAN GRILL INC	30,657	$1.4M	0.54%
2613	MFS1EURWELBILT INC	81,043	$1.4M	0.54%
2614	RFEMFIRST TR EXCH TRADED FD III	23,650	$1.4M	0.54%
2615	ZMZOOM VIDEO COMMUNICATIONS IN	17,915	$1.4M	0.54%
2616	—LYON WILLIAM HOMES	67,079	$1.4M	0.54%
2617	CCDCALAMOS DYNAMIC CONV & INCOM	67,628	$1.4M	0.54%
2618	LBRDALIBERTY BROADBAND CORP	13,037	$1.4M	0.54%
2619	CVETUSDCOVETRUS INC	114,417	$1.4M	0.54%
2620	ERTHINVESCO EXCHANGE TRADED FD T	30,498	$1.4M	0.54%
2621	AGMFEDERAL AGRIC MTG CORP	16,650	$1.4M	0.54%
2622	TXTERNIUM SA	70,712	$1.4M	0.54%
2623	XBFZXBLACKROCK CALIF MUN INCOME T	99,235	$1.4M	0.54%
2624	PKNPERKINELMER INC	15,934	$1.4M	0.54%
2625	—FIRST TR ENERGY INCOME & GRW	59,852	$1.4M	0.54%
2626	SMMVISHARES TR	39,436	$1.4M	0.54%
2627	CWCURTISS WRIGHT CORP	10,403	$1.3M	0.53%
2628	VFFVILLAGE FARMS INTL INC	148,656	$1.3M	0.53%
2629	—WRIGHT MED GROUP N V	65,223	$1.3M	0.53%
2630	GFNEW GERMANY FD INC	96,766	$1.3M	0.53%
2631	—TRANSENTERIX INC	2,159,997	$1.3M	0.53%
2632	OGIGUSDOSI ETF TR	57,107	$1.3M	0.53%
2633	ISDPGIM HIGH YIELD BOND FUND IN	89,298	$1.3M	0.53%
2634	SUSBISHARES TR	52,325	$1.3M	0.53%
2635	MGRCMCGRATH RENTCORP	19,115	$1.3M	0.53%
2636	FCFFIRST COMWLTH FINL CORP PA	99,879	$1.3M	0.52%
2637	GHYGISHARES INC	27,217	$1.3M	0.52%
2638	FICOFAIR ISAAC CORP	4,365	$1.3M	0.52%
2639	HCCIUSDHERITAGE CRYSTAL CLEAN INC	49,990	$1.3M	0.52%
2640	XBGYXBLACKROCK ENHANCED INTL DIV	243,879	$1.3M	0.52%
2641	IEIINSIGHT ENTERPRISES INC	23,786	$1.3M	0.52%
2642	WKWORKIVA INC	30,173	$1.3M	0.52%
2643	ANGLVANECK VECTORS ETF TR	44,934	$1.3M	0.52%
2644	JHMLJOHN HANCOCK ETF TRUST	34,231	$1.3M	0.52%
2645	PIOINVESCO EXCHNG TRADED FD TR	47,045	$1.3M	0.52%
2646	OLPONE LIBERTY PPTYS INC	47,307	$1.3M	0.51%
2647	—ETFIS SER TR I	263,940	$1.3M	0.51%
2648	SRGSERITAGE GROWTH PPTYS	30,561	$1.3M	0.51%
2649	IPORENAISSANCE CAP GREENWICH FD	46,058	$1.3M	0.51%
2650	IBUYAMPLIFY ETF TR	27,681	$1.3M	0.51%
2651	HFXIINDEXIQ ETF TR	63,553	$1.3M	0.51%
2652	TBFPROSHARES TR	68,782	$1.3M	0.51%
2653	—NUVEEN INTER DURATION MN TMF	93,974	$1.3M	0.51%
2654	FFINFIRST FINL BANKSHARES	38,741	$1.3M	0.51%
2655	7SUSUMMIT MATLS INC	58,040	$1.3M	0.51%
2656	EOTEATON VANCE NATL MUN OPPORT	57,038	$1.3M	0.51%
2657	EBEVENTBRITE INC	72,761	$1.3M	0.51%
2658	GSGISHARES S&P GSCI COMMODITY I	85,485	$1.3M	0.51%
2659	MYIBLACKROCK MUNIYIELD QLTY FD	94,719	$1.3M	0.51%
2660	XVMMXDELAWARE INV MN MUN INC FD I	98,070	$1.3M	0.51%
2661	WIXWIX COM LTD	10,983	$1.3M	0.51%
2662	PFSIPENNYMAC FINL SVCS INC	42,038	$1.3M	0.50%
2663	LADRLADDER CAP CORP	73,897	$1.3M	0.50%
2664	IGPTINVESCO EXCHANGE TRADED FD T	13,694	$1.3M	0.50%
2665	EOIEATON VANCE ENHANCED EQ INC	84,116	$1.3M	0.50%
2666	—JP MORGAN EXCHANGE TRADED FD	21,480	$1.3M	0.50%
2667	PINSPINTEREST INC	47,997	$1.3M	0.50%
2668	CRVLCORVEL CORP	16,761	$1.3M	0.50%
2669	LGF/BEURLIONS GATE ENTMNT CORP	145,277	$1.3M	0.50%
2670	GSBDGOLDMAN SACHS BDC INC	63,137	$1.3M	0.50%
2671	AMHAMERICAN HOMES 4 RENT	48,954	$1.3M	0.50%
2672	AVDAMERICAN VANGUARD CORP	80,593	$1.3M	0.50%
2673	PBIPITNEY BOWES INC	276,293	$1.3M	0.50%	Put
2674	SCCOSOUTHERN COPPER CORP	36,899	$1.3M	0.50%
2675	DFJWISDOMTREE TR	18,298	$1.3M	0.50%
2676	EGHT8X8 INC NEW	60,755	$1.3M	0.50%
2677	NUBDNUSHARES ETF TR	48,805	$1.3M	0.50%
2678	PENNPENN NATL GAMING INC	67,314	$1.3M	0.50%
2679	SKTTANGER FACTORY OUTLET CTRS I	80,973	$1.3M	0.50%
2680	—GREAT WESTN BANCORP INC	37,963	$1.3M	0.50%
2681	ATNXEURATHENEX INC	103,074	$1.3M	0.50%
2682	GSEWGOLDMAN SACHS ETF TR	26,429	$1.3M	0.49%
2683	—ZENDESK INC	952,000	$1.3M	0.49%
2684	TUPTUPPERWARE BRANDS CORP	78,695	$1.2M	0.49%
2685	MCSMARCUS CORP	33,720	$1.2M	0.49%
2686	PEBPEBBLEBROOK HOTEL TR	44,857	$1.2M	0.49%
2687	JXC1J2 GLOBAL INC	13,707	$1.2M	0.49%
2688	JLSNUVEEN MTG OPPORTUNITY TERM	54,013	$1.2M	0.49%
2689	JEGBPJUST ENERGY GROUP INC	525,214	$1.2M	0.49%	Call
2690	CUZCOUSINS PPTYS INC	33,107	$1.2M	0.49%
2691	CATYCATHAY GEN BANCORP	35,780	$1.2M	0.49%
2692	IEUSISHARES TR	25,502	$1.2M	0.49%
2693	PGJINVESCO EXCHANGE TRADED FD T	34,942	$1.2M	0.49%
2694	IWXISHARES TR	22,642	$1.2M	0.49%
2695	PMLPIMCO MUN INCOME FD II	78,812	$1.2M	0.49%
2696	TDTFFLEXSHARES TR	48,609	$1.2M	0.49%
2697	JHGJANUS HENDERSON GROUP PLC	55,203	$1.2M	0.49%
2698	FPXIFIRST TR EXCHANGE TRADED FD	34,128	$1.2M	0.49%
2699	PHKPIMCO HIGH INCOME FD	160,097	$1.2M	0.49%
2700	SQLVLEGG MASON ETF INVESTMENT TR	47,627	$1.2M	0.49%

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