SHUFRO ROSE & CO LLC Q2 2016 Filing
Filed August 5, 2016
Portfolio Value
$904.3B
Holdings
266
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (266 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | XJEQXABERDEEN JAPAN EQUITY FD INC | 37,950 | $291.0M | 0.03% | |
| 202 | ICCCIMMUCELL CORP | 42,191 | $291.0M | 0.03% | |
| 203 | NPFINUVEEN PREFERRED SECURITIES | 31,349 | $290.0M | 0.03% | |
| 204 | SNYSANOFI | 6,800 | $285.0M | 0.03% | |
| 205 | BKRBAKER HUGHES INC | 6,295 | $284.0M | 0.03% | |
| 206 | HALHALLIBURTON CO | 6,281 | $284.0M | 0.03% | |
| 207 | UTFCOHEN & STEERS INFRASTRUCTUR | 13,200 | $283.0M | 0.03% | |
| 208 | ICEINTERCONTINENTAL EXCHANGE IN | 1,100 | $282.0M | 0.03% | |
| 209 | PEOEXELON CORP | 7,600 | $276.0M | 0.03% | |
| 210 | —RAMCO-GERSHENSON PPTYS TR | 14,000 | $275.0M | 0.03% | |
| 211 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 34,500 | $268.0M | 0.03% | |
| 212 | FFORD MTR CO DEL | 21,208 | $267.0M | 0.03% | |
| 213 | MERCMERCER INTL INC | 33,250 | $265.0M | 0.03% | |
| 214 | LMEURLEGG MASON INC | 9,000 | $265.0M | 0.03% | |
| 215 | DWDMORGAN STANLEY | 10,100 | $262.0M | 0.03% | |
| 216 | KNKNOWLES CORP | 19,100 | $261.0M | 0.03% | |
| 217 | MYNBLACKROCK MUNIYIELD NY QLTY | 18,000 | $258.0M | 0.03% | |
| 218 | SWZSWISS HELVETIA FD INC | 24,931 | $258.0M | 0.03% | |
| 219 | WABFWESTERN ASST MN PRT FD INC | 14,945 | $257.0M | 0.03% | |
| 220 | LANDGLADSTONE LD CORP | 23,200 | $257.0M | 0.03% | |
| 221 | UTXZUNITED TECHNOLOGIES CORP | 2,425 | $249.0M | 0.03% | |
| 222 | HPTUSDHOSPITALITY PPTYS TR | 8,600 | $248.0M | 0.03% | |
| 223 | GOOGALPHABET INC | 357 | $247.0M | 0.03% | |
| 224 | GATXGATX CORP | 5,600 | $246.0M | 0.03% | |
| 225 | PHGKONINKLIJKE PHILIPS N V | 9,444 | $236.0M | 0.03% | |
| 226 | NTRSNORTHERN TR CORP | 3,500 | $232.0M | 0.03% | |
| 227 | AALAMERICAN AIRLS GROUP INC | 8,102 | $229.0M | 0.03% | |
| 228 | —POWERSHARES QQQ TRUST | 2,122 | $228.0M | 0.03% | |
| 229 | KELKELLOGG CO | 2,780 | $227.0M | 0.03% | |
| 230 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $224.0M | 0.02% | |
| 231 | —PANDORA MEDIA INC | 17,500 | $218.0M | 0.02% | |
| 232 | PSXPHILLIPS 66 | 2,700 | $214.0M | 0.02% | |
| 233 | PEPPEPSICO INC | 1,990 | $211.0M | 0.02% | |
| 234 | REGNREGENERON PHARMACEUTICALS | 600 | $210.0M | 0.02% | |
| 235 | FCTFIRST TR SR FLG RTE INCM FD | 16,100 | $207.0M | 0.02% | |
| 236 | PGPROCTER & GAMBLE CO | 2,430 | $206.0M | 0.02% | |
| 237 | SBUXSTARBUCKS CORP | 3,600 | $206.0M | 0.02% | |
| 238 | LOANMANHATTAN BRIDGE CAPITAL INC | 38,175 | $203.0M | 0.02% | |
| 239 | HONHONEYWELL INTL INC | 1,730 | $201.0M | 0.02% | |
| 240 | WTWISDOMTREE INVTS INC | 20,000 | $196.0M | 0.02% | |
| 241 | —ABERDEEN ASIA PACIFIC INCOM | 38,300 | $192.0M | 0.02% | |
| 242 | XEFRXEATON VANCE SR FLTNG RTE TR | 14,650 | $192.0M | 0.02% | |
| 243 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $184.0M | 0.02% | |
| 244 | MHNBLACKROCK MUNIHLDGS NY QLTY | 11,800 | $181.0M | 0.02% | |
| 245 | —WESTERN ASSET GLB PTNRS INCO | 19,700 | $169.0M | 0.02% | |
| 246 | AAMEATLANTIC AMERN CORP | 42,050 | $167.0M | 0.02% | |
| 247 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $166.0M | 0.02% | |
| 248 | ERFGBPENERPLUS CORP | 24,210 | $159.0M | 0.02% | |
| 249 | —ERA GROUP INC | 16,300 | $153.0M | 0.02% | |
| 250 | ALOTASTRONOVA INC | 10,004 | $152.0M | 0.02% | |
| 251 | —HARRIS & HARRIS GROUP INC | 88,500 | $142.0M | 0.02% | |
| 252 | —RTI SURGICAL INC | 38,500 | $138.0M | 0.02% | |
| 253 | —VOYA PRIME RATE TR | 26,000 | $133.0M | 0.01% | |
| 254 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $124.0M | 0.01% | |
| 255 | —TICC CAPITAL CORP | 22,000 | $116.0M | 0.01% | |
| 256 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $115.0M | 0.01% | |
| 257 | FEIMFREQUENCY ELECTRS INC | 11,191 | $104.0M | 0.01% | |
| 258 | JPCNUVEEN PFD INCOME OPPRTNY FD | 10,000 | $100.0M | 0.01% | |
| 259 | —MITCHAM INDS INC | 20,100 | $75.0M | 0.01% | |
| 260 | —MFC BANCORP LTD | 29,350 | $64.0M | 0.01% | |
| 261 | —ARALEZ PHARMACEUTICALS INC | 16,487 | $54.0M | 0.01% | |
| 262 | ARTWARTS WAY MFG INC | 17,775 | $53.0M | 0.01% | |
| 263 | —DREYFUS HIGH YIELD STRATEGIE | 15,275 | $51.0M | 0.01% | |
| 264 | EQSEQUUS TOTAL RETURN INC | 17,735 | $32.0M | 0.00% | |
| 265 | SMITSCHMITT INDS INC ORE | 15,000 | $28.0M | 0.00% | |
| 266 | —CASTLE A M & CO | 13,000 | $21.0M | 0.00% |
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