SHUFRO ROSE & CO LLC Q3 2016 Filing
Filed November 10, 2016
Portfolio Value
$894.7B
Holdings
265
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (265 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | BACBANK AMER CORP | 76,347 | $1.2B | 0.13% | |
| 102 | —NEW MEDIA INVT GROUP INC | 76,750 | $1.2B | 0.13% | |
| 103 | SENEASENECA FOODS CORP NEW | 41,950 | $1.2B | 0.13% | |
| 104 | XFRAXBLACKROCK FLOAT RATE OME STR | 84,300 | $1.2B | 0.13% | |
| 105 | NCLHNORWEGIAN CRUISE LINE HLDGS | 30,400 | $1.1B | 0.13% | |
| 106 | —AVX CORP NEW | 80,641 | $1.1B | 0.12% | |
| 107 | —EXPRESS SCRIPTS HLDG CO | 15,564 | $1.1B | 0.12% | |
| 108 | UNPUNION PAC CORP | 11,200 | $1.1B | 0.12% | |
| 109 | DISDISNEY WALT CO | 11,169 | $1.0B | 0.12% | |
| 110 | —OMEGA PROTEIN CORP | 43,400 | $1.0B | 0.11% | |
| 111 | BACVERIZON COMMUNICATIONS INC | 19,366 | $1.0B | 0.11% | |
| 112 | MERCMERCER INTL INC | 117,850 | $998.0M | 0.11% | |
| 113 | FRDFRIEDMAN INDS INC | 172,720 | $932.0M | 0.10% | |
| 114 | TRVCCITIGROUP INC | 19,630 | $927.0M | 0.10% | |
| 115 | MDTMEDTRONIC PLC | 10,353 | $894.0M | 0.10% | |
| 116 | MDYSPDR S&P MIDCAP 400 ETF TR | 3,080 | $869.0M | 0.10% | |
| 117 | TAT&T INC | 21,362 | $868.0M | 0.10% | |
| 118 | ALAIR LEASE CORP | 29,800 | $852.0M | 0.10% | |
| 119 | HCSGHEALTHCARE SVCS GRP INC | 21,300 | $843.0M | 0.09% | |
| 120 | DGXQUEST DIAGNOSTICS INC | 9,580 | $811.0M | 0.09% | |
| 121 | GISGENERAL MLS INC | 12,600 | $805.0M | 0.09% | |
| 122 | PPTPUTNAM PREMIER INCOME TR | 159,100 | $778.0M | 0.09% | |
| 123 | PEGPUBLIC SVC ENTERPRISE GROUP | 18,266 | $765.0M | 0.09% | |
| 124 | ABJAABB LTD | 33,750 | $760.0M | 0.08% | |
| 125 | GTYGETTY RLTY CORP NEW | 31,057 | $743.0M | 0.08% | |
| 126 | VLOVALERO ENERGY CORP NEW | 14,000 | $742.0M | 0.08% | |
| 127 | TRNTRINITY INDS INC | 30,700 | $742.0M | 0.08% | |
| 128 | SSDSIMPSON MANUFACTURING CO INC | 16,380 | $720.0M | 0.08% | |
| 129 | XBISPDR SERIES TRUST | 10,500 | $696.0M | 0.08% | |
| 130 | BMYBRISTOL MYERS SQUIBB CO | 12,810 | $691.0M | 0.08% | |
| 131 | —TERRAVIA HLDGS INC | 248,300 | $683.0M | 0.08% | |
| 132 | —TESORO CORP | 8,500 | $676.0M | 0.08% | |
| 133 | —SYSTEMAX INC | 85,254 | $675.0M | 0.08% | |
| 134 | DYHTARGET CORP | 9,650 | $663.0M | 0.07% | |
| 135 | ULUNILEVER PLC | 13,950 | $661.0M | 0.07% | |
| 136 | PDCEUSDPDC ENERGY INC | 9,800 | $657.0M | 0.07% | |
| 137 | ILFISHARES TR | 23,380 | $656.0M | 0.07% | |
| 138 | MINMFS INTER INCOME TR | 144,110 | $653.0M | 0.07% | |
| 139 | LYVLIVE NATION ENTERTAINMENT IN | 23,526 | $646.0M | 0.07% | |
| 140 | —HARDINGE INC | 57,700 | $642.0M | 0.07% | |
| 141 | KOCOCA COLA CO | 15,160 | $642.0M | 0.07% | |
| 142 | LBRDKLIBERTY BROADBAND CORP | 8,764 | $626.0M | 0.07% | |
| 143 | CDECOEUR MNG INC | 49,400 | $584.0M | 0.07% | |
| 144 | —DEUTSCHE MULTI-MKT INCOME TR | 68,000 | $581.0M | 0.06% | |
| 145 | MPTMEDICAL PPTYS TRUST INC | 39,100 | $578.0M | 0.06% | |
| 146 | RDS/AROYAL DUTCH SHELL PLC | 11,469 | $574.0M | 0.06% | |
| 147 | CHTRCHARTER COMMUNICATIONS INC N | 2,077 | $561.0M | 0.06% | |
| 148 | BHBBAR HBR BANKSHARES | 15,237 | $560.0M | 0.06% | |
| 149 | —RAND CAP CORP | 149,300 | $543.0M | 0.06% | |
| 150 | MRKMERCK & CO INC | 8,654 | $540.0M | 0.06% | |
| 151 | FPIFARMLAND PARTNERS INC | 47,900 | $536.0M | 0.06% | |
| 152 | PRGOPERRIGO CO PLC | 5,745 | $531.0M | 0.06% | |
| 153 | ARANTERO RES CORP | 19,450 | $524.0M | 0.06% | |
| 154 | COPCONOCOPHILLIPS | 11,870 | $516.0M | 0.06% | |
| 155 | —OPHTHOTECH CORP | 10,975 | $506.0M | 0.06% | |
| 156 | REFRRESEARCH FRONTIERS INC | 194,550 | $504.0M | 0.06% | |
| 157 | CMCCOMMERCIAL METALS CO | 30,600 | $495.0M | 0.06% | |
| 158 | FUNDSPROTT FOCUS TR INC | 69,695 | $481.0M | 0.05% | |
| 159 | XEVVXEATON VANCE LTD DUR INCOME F | 35,100 | $481.0M | 0.05% | |
| 160 | —GOVERNMENT PPTYS INCOME TR | 21,200 | $480.0M | 0.05% | |
| 161 | ITTITT INC | 13,371 | $479.0M | 0.05% | |
| 162 | —ORBCOMM INC | 45,600 | $467.0M | 0.05% | |
| 163 | ADPAUTOMATIC DATA PROCESSING IN | 5,228 | $461.0M | 0.05% | |
| 164 | PFLPIMCO INCOME STRATEGY FUND | 42,700 | $456.0M | 0.05% | |
| 165 | SPYSPDR S&P 500 ETF TR | 2,066 | $447.0M | 0.05% | |
| 166 | VGMINVESCO TR INVT GRADE MUNS | 31,700 | $447.0M | 0.05% | |
| 167 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 53,500 | $443.0M | 0.05% | |
| 168 | LM05LIBERTY MEDIA CORP DELAWARE | 15,329 | $439.0M | 0.05% | |
| 169 | GATXGATX CORP | 9,400 | $419.0M | 0.05% | |
| 170 | WBAWALGREENS BOOTS ALLIANCE INC | 5,100 | $411.0M | 0.05% | |
| 171 | ELVANTHEM INC | 3,250 | $407.0M | 0.05% | |
| 172 | —CONSOL ENERGY INC | 21,000 | $403.0M | 0.05% | |
| 173 | BRWTEMPLETON GLOBAL INCOME FD | 64,575 | $403.0M | 0.05% | |
| 174 | UPSUNITED PARCEL SERVICE INC | 3,625 | $396.0M | 0.04% | |
| 175 | —L-3 COMMUNICATIONS HLDGS INC | 2,600 | $392.0M | 0.04% | |
| 176 | EFTEATON VANCE FLTING RATE INC | 27,400 | $389.0M | 0.04% | |
| 177 | IJRISHARES TR | 3,132 | $389.0M | 0.04% | |
| 178 | —JOY GLOBAL INC | 13,900 | $386.0M | 0.04% | |
| 179 | —KERYX BIOPHARMACEUTICALS INC | 72,200 | $383.0M | 0.04% | |
| 180 | KMBKIMBERLY CLARK CORP | 3,000 | $378.0M | 0.04% | |
| 181 | AGGISHARES TR | 3,365 | $378.0M | 0.04% | |
| 182 | FCXFREEPORT-MCMORAN INC | 34,750 | $377.0M | 0.04% | |
| 183 | WDCWESTERN DIGITAL CORP | 6,346 | $371.0M | 0.04% | |
| 184 | CBRECBRE GROUP INC | 13,200 | $369.0M | 0.04% | |
| 185 | VTNINVESCO TR INVT GRADE NY MUN | 24,000 | $369.0M | 0.04% | |
| 186 | PFNPIMCO INCOME STRATEGY FUND I | 38,000 | $362.0M | 0.04% | |
| 187 | LXPUSDLEXINGTON REALTY TRUST | 33,549 | $346.0M | 0.04% | |
| 188 | DHID R HORTON INC | 11,385 | $344.0M | 0.04% | |
| 189 | ICCCIMMUCELL CORP | 44,191 | $342.0M | 0.04% | |
| 190 | LANDGLADSTONE LD CORP | 31,700 | $336.0M | 0.04% | |
| 191 | —HSBC HLDGS PLC | 12,525 | $321.0M | 0.04% | |
| 192 | BKRBAKER HUGHES INC | 6,195 | $313.0M | 0.03% | |
| 193 | ABTABBOTT LABS | 7,400 | $313.0M | 0.03% | |
| 194 | XJEQXABERDEEN JAPAN EQUITY FD INC | 37,950 | $312.0M | 0.03% | |
| 195 | AMEAMETEK INC NEW | 6,500 | $310.0M | 0.03% | |
| 196 | —GOLDFIELD CORP | 113,712 | $307.0M | 0.03% | |
| 197 | —VOYA PRIME RATE TR | 58,000 | $306.0M | 0.03% | |
| 198 | —SALISBURY BANCORP INC | 9,875 | $305.0M | 0.03% | |
| 199 | GILDGILEAD SCIENCES INC | 3,855 | $305.0M | 0.03% | |
| 200 | GSKGLAXOSMITHKLINE PLC | 7,040 | $304.0M | 0.03% |