SHUFRO ROSE & CO LLC Q3 2016 Filing
Filed November 10, 2016
Portfolio Value
$894.7B
Holdings
265
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (265 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | NPFINUVEEN PREFERRED SECURITIES | 31,349 | $301.0M | 0.03% | |
| 202 | AFGAMERICAN FINL GROUP INC OHIO | 4,000 | $300.0M | 0.03% | |
| 203 | UTXZUNITED TECHNOLOGIES CORP | 2,925 | $297.0M | 0.03% | |
| 204 | ICEINTERCONTINENTAL EXCHANGE IN | 1,100 | $296.0M | 0.03% | |
| 205 | MOALTRIA GROUP INC | 4,650 | $294.0M | 0.03% | |
| 206 | BKBANK NEW YORK MELLON CORP | 7,300 | $291.0M | 0.03% | |
| 207 | 35YINTELLIGENT SYS CORP NEW | 78,742 | $287.0M | 0.03% | |
| 208 | UTFCOHEN & STEERS INFRASTRUCTUR | 13,200 | $284.0M | 0.03% | |
| 209 | GOOGALPHABET INC | 362 | $281.0M | 0.03% | |
| 210 | AALAMERICAN AIRLS GROUP INC | 6,547 | $281.0M | 0.03% | |
| 211 | DWDMORGAN STANLEY | 8,600 | $276.0M | 0.03% | |
| 212 | XEFRXEATON VANCE SR FLTNG RTE TR | 19,550 | $276.0M | 0.03% | |
| 213 | LMEURLEGG MASON INC | 8,000 | $268.0M | 0.03% | |
| 214 | KNKNOWLES CORP | 19,100 | $268.0M | 0.03% | |
| 215 | LAZLAZARD LTD | 7,300 | $265.0M | 0.03% | |
| 216 | VSHVISHAY INTERTECHNOLOGY INC | 18,700 | $263.0M | 0.03% | |
| 217 | SWZSWISS HELVETIA FD INC | 24,564 | $263.0M | 0.03% | |
| 218 | SNYSANOFI | 6,800 | $260.0M | 0.03% | |
| 219 | BWABORGWARNER INC | 7,335 | $258.0M | 0.03% | |
| 220 | MYNBLACKROCK MUNIYIELD NY QLTY | 18,000 | $254.0M | 0.03% | |
| 221 | —RAMCO-GERSHENSON PPTYS TR | 13,500 | $253.0M | 0.03% | |
| 222 | HPTUSDHOSPITALITY PPTYS TR | 8,500 | $253.0M | 0.03% | |
| 223 | —PANDORA MEDIA INC | 17,500 | $251.0M | 0.03% | |
| 224 | ESEVERSOURCE ENERGY | 4,500 | $244.0M | 0.03% | |
| 225 | PSXPHILLIPS 66 | 3,000 | $242.0M | 0.03% | |
| 226 | NTRSNORTHERN TR CORP | 3,500 | $238.0M | 0.03% | |
| 227 | FFORD MTR CO DEL | 19,708 | $238.0M | 0.03% | |
| 228 | PHGKONINKLIJKE PHILIPS N V | 8,004 | $237.0M | 0.03% | |
| 229 | WABFWESTERN ASST MN PRT FD INC | 14,037 | $237.0M | 0.03% | |
| 230 | FCTFIRST TR SR FLG RTE INCM FD | 17,100 | $234.0M | 0.03% | |
| 231 | —POWERSHARES QQQ TRUST | 1,972 | $234.0M | 0.03% | |
| 232 | PEOEXELON CORP | 6,800 | $226.0M | 0.03% | |
| 233 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $224.0M | 0.03% | |
| 234 | LOANMANHATTAN BRIDGE CAPITAL INC | 30,675 | $220.0M | 0.02% | |
| 235 | KELKELLOGG CO | 2,780 | $215.0M | 0.02% | |
| 236 | —ALLERGAN PLC | 257 | $211.0M | 0.02% | |
| 237 | LBRDALIBERTY BROADBAND CORP | 3,001 | $211.0M | 0.02% | |
| 238 | GOOGLALPHABET INC | 261 | $210.0M | 0.02% | |
| 239 | HONHONEYWELL INTL INC | 1,730 | $202.0M | 0.02% | |
| 240 | —ABERDEEN ASIA PACIFIC INCOM | 38,300 | $196.0M | 0.02% | |
| 241 | EHIWESTERN ASSET GLB HI INCOME | 17,929 | $183.0M | 0.02% | |
| 242 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $180.0M | 0.02% | |
| 243 | MHNBLACKROCK MUNIHLDGS NY QLTY | 11,800 | $175.0M | 0.02% | |
| 244 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $173.0M | 0.02% | |
| 245 | ALOTASTRONOVA INC | 10,004 | $148.0M | 0.02% | |
| 246 | ERFGBPENERPLUS CORP | 21,810 | $140.0M | 0.02% | |
| 247 | —ERA GROUP INC | 16,300 | $131.0M | 0.01% | |
| 248 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $130.0M | 0.01% | |
| 249 | —TICC CAPITAL CORP | 22,000 | $128.0M | 0.01% | |
| 250 | FEIMFREQUENCY ELECTRS INC | 11,691 | $123.0M | 0.01% | |
| 251 | —HARRIS & HARRIS GROUP INC | 88,500 | $123.0M | 0.01% | |
| 252 | AAMEATLANTIC AMERN CORP | 38,050 | $123.0M | 0.01% | |
| 253 | —RTI SURGICAL INC | 38,500 | $121.0M | 0.01% | |
| 254 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $120.0M | 0.01% | |
| 255 | JPCNUVEEN PFD INCOME OPPRTNY FD | 11,000 | $110.0M | 0.01% | |
| 256 | —ARALEZ PHARMACEUTICALS INC | 21,487 | $104.0M | 0.01% | |
| 257 | LPGDORIAN LPG LTD | 16,000 | $96.0M | 0.01% | |
| 258 | —MITCHAM INDS INC | 27,600 | $92.0M | 0.01% | |
| 259 | ARTWARTS WAY MFG INC | 17,775 | $54.0M | 0.01% | |
| 260 | —MFC BANCORP LTD | 25,850 | $53.0M | 0.01% | |
| 261 | —DREYFUS HIGH YIELD STRATEGIE | 15,275 | $52.0M | 0.01% | |
| 262 | —MCEWEN MNG INC | 10,000 | $37.0M | 0.00% | |
| 263 | —ERIN ENERGY CORP | 15,320 | $36.0M | 0.00% | |
| 264 | EQSEQUUS TOTAL RETURN INC | 17,735 | $33.0M | 0.00% | |
| 265 | —CEL SCI CORP | 10,000 | $3.0M | 0.00% |
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