SHUFRO ROSE & CO LLC Q4 2019 Filing
Filed January 28, 2020
Portfolio Value
$1.1T
Holdings
304
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (304 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | ALKALASKA AIR GROUP INC | 18,710 | $1.3B | 0.11% | |
| 102 | BABOEING CO | 3,865 | $1.3B | 0.11% | |
| 103 | PDCEUSDPDC ENERGY INC | 47,100 | $1.2B | 0.11% | |
| 104 | MPTMEDICAL PPTYS TRUST INC | 57,300 | $1.2B | 0.11% | |
| 105 | RPTUSDRPT REALTY | 80,400 | $1.2B | 0.11% | |
| 106 | COPCONOCOPHILLIPS | 18,375 | $1.2B | 0.11% | |
| 107 | CBRECBRE GROUP INC | 19,225 | $1.2B | 0.11% | |
| 108 | LNCLINCOLN NATL CORP IND | 19,030 | $1.1B | 0.10% | |
| 109 | —VOYA PRIME RATE TR | 214,000 | $1.1B | 0.10% | |
| 110 | VENVENTAS INC | 18,150 | $1.0B | 0.09% | |
| 111 | CHTRCHARTER COMMUNICATIONS INC N | 2,147 | $1.0B | 0.09% | |
| 112 | BPBP PLC | 27,512 | $1.0B | 0.09% | |
| 113 | LHXL3HARRIS TECHNOLOGIES INC | 4,950 | $979.0M | 0.09% | |
| 114 | MDYSPDR S&P MIDCAP 400 ETF TR | 2,579 | $968.0M | 0.09% | |
| 115 | MDTMEDTRONIC PLC | 8,491 | $963.0M | 0.09% | |
| 116 | GOOGALPHABET INC | 712 | $952.0M | 0.09% | |
| 117 | TSQTOWNSQUARE MEDIA INC | 95,267 | $950.0M | 0.09% | |
| 118 | SEBSEABOARD CORP | 218 | $927.0M | 0.08% | |
| 119 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 63,800 | $924.0M | 0.08% | |
| 120 | VNOVORNADO RLTY TR | 13,827 | $919.0M | 0.08% | |
| 121 | CVSCVS HEALTH CORP | 12,125 | $901.0M | 0.08% | |
| 122 | RDS/AROYAL DUTCH SHELL PLC | 14,915 | $880.0M | 0.08% | |
| 123 | GEGENERAL ELECTRIC CO | 77,391 | $864.0M | 0.08% | |
| 124 | ITTITT INC | 11,392 | $842.0M | 0.08% | |
| 125 | ICSHISHARES TR | 16,540 | $832.0M | 0.08% | |
| 126 | DGXQUEST DIAGNOSTICS INC | 7,715 | $824.0M | 0.07% | |
| 127 | IWFISHARES TR | 4,676 | $823.0M | 0.07% | |
| 128 | XFRAXBLACKROCK FLOAT RATE OME STR | 60,650 | $815.0M | 0.07% | |
| 129 | PPTPUTNAM PREMIER INCOME TR | 149,300 | $811.0M | 0.07% | |
| 130 | —GOLDFIELD CORP | 222,753 | $791.0M | 0.07% | |
| 131 | XBISPDR SERIES TRUST | 8,300 | $789.0M | 0.07% | |
| 132 | FRDFRIEDMAN INDS INC | 124,141 | $747.0M | 0.07% | |
| 133 | ILFISHARES TR | 21,740 | $739.0M | 0.07% | |
| 134 | RTN1USDRAYTHEON CO | 3,300 | $725.0M | 0.07% | |
| 135 | —TIVO CORP | 85,523 | $725.0M | 0.07% | |
| 136 | BACVERIZON COMMUNICATIONS INC | 11,794 | $724.0M | 0.07% | |
| 137 | MPCMARATHON PETE CORP | 11,775 | $709.0M | 0.06% | |
| 138 | UPSUNITED PARCEL SERVICE INC | 6,059 | $709.0M | 0.06% | |
| 139 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 58,300 | $707.0M | 0.06% | |
| 140 | LOANMANHATTAN BRIDGE CAPITAL INC | 111,125 | $707.0M | 0.06% | |
| 141 | —APOLLO SR FLOATING RATE FD I | 45,500 | $689.0M | 0.06% | |
| 142 | HASIHANNON ARMSTRONG SUST INFR C | 21,299 | $685.0M | 0.06% | |
| 143 | SCHN1EURSCHNITZER STL INDS | 31,099 | $674.0M | 0.06% | |
| 144 | SJMSMUCKER J M CO | 6,375 | $664.0M | 0.06% | |
| 145 | PSTGPURE STORAGE INC | 38,500 | $659.0M | 0.06% | |
| 146 | EDCONSOLIDATED EDISON INC | 7,236 | $655.0M | 0.06% | |
| 147 | KOCOCA COLA CO | 11,713 | $648.0M | 0.06% | |
| 148 | METAFACEBOOK INC | 3,099 | $636.0M | 0.06% | Put |
| 149 | GOOGLALPHABET INC | 471 | $631.0M | 0.06% | |
| 150 | BUDANHEUSER BUSCH INBEV SA/NV | 7,400 | $607.0M | 0.05% | Put |
| 151 | PEGPUBLIC SVC ENTERPRISE GRP IN | 10,234 | $604.0M | 0.05% | |
| 152 | MTBM & T BK CORP | 3,550 | $603.0M | 0.05% | |
| 153 | DOWDOW INC | 10,865 | $595.0M | 0.05% | |
| 154 | 0VVBVIACOMCBS INC | 14,176 | $595.0M | 0.05% | |
| 155 | BIGGQBIG LOTS INC | 20,600 | $592.0M | 0.05% | |
| 156 | KLACKLA CORPORATION | 3,274 | $583.0M | 0.05% | |
| 157 | DARDARLING INGREDIENTS INC | 20,677 | $581.0M | 0.05% | |
| 158 | GDGENERAL DYNAMICS CORP | 3,200 | $564.0M | 0.05% | |
| 159 | NFLXNETFLIX INC | 1,735 | $561.0M | 0.05% | |
| 160 | OSWONESPAWORLD HOLDINGS LIMITED | 31,695 | $534.0M | 0.05% | |
| 161 | DHID R HORTON INC | 10,101 | $533.0M | 0.05% | |
| 162 | TAT&T INC | 13,284 | $519.0M | 0.05% | |
| 163 | REFRRESEARCH FRONTIERS INC | 170,750 | $514.0M | 0.05% | |
| 164 | NVCRNOVOCURE LTD | 6,100 | $513.0M | 0.05% | Put |
| 165 | ICEINTERCONTINENTAL EXCHANGE IN | 5,500 | $509.0M | 0.05% | |
| 166 | LOGMEURLOGMEIN INC | 5,900 | $506.0M | 0.05% | |
| 167 | VLOVALERO ENERGY CORP NEW | 5,400 | $506.0M | 0.05% | |
| 168 | WMTWALMART INC | 4,175 | $496.0M | 0.04% | |
| 169 | —RAND CAP CORP | 182,209 | $489.0M | 0.04% | |
| 170 | JEFJEFFERIES FINL GROUP INC | 22,600 | $483.0M | 0.04% | |
| 171 | ELVANTHEM INC | 1,568 | $474.0M | 0.04% | |
| 172 | BHBBAR HBR BANKSHARES | 18,634 | $473.0M | 0.04% | |
| 173 | NVSNNOVARTIS A G | 4,955 | $469.0M | 0.04% | |
| 174 | AGGISHARES TR | 4,086 | $459.0M | 0.04% | |
| 175 | PFLPIMCO INCOME STRATEGY FUND | 38,600 | $457.0M | 0.04% | |
| 176 | AEOAMERICAN EAGLE OUTFITTERS IN | 30,400 | $447.0M | 0.04% | |
| 177 | BIIBBIOGEN INC | 1,500 | $445.0M | 0.04% | |
| 178 | VODVODAFONE GROUP PLC NEW | 22,983 | $444.0M | 0.04% | |
| 179 | TRNTRINITY INDS INC | 19,900 | $441.0M | 0.04% | |
| 180 | ENBENBRIDGE INC | 10,792 | $429.0M | 0.04% | |
| 181 | AMEAMETEK INC NEW | 4,274 | $426.0M | 0.04% | |
| 182 | PPIHPERMA PIPE INTL HLDGS INC | 45,091 | $423.0M | 0.04% | |
| 183 | HPOSERVICE PPTYS TR | 17,400 | $423.0M | 0.04% | |
| 184 | AXPAMERICAN EXPRESS CO | 3,333 | $415.0M | 0.04% | |
| 185 | DEODIAGEO P L C | 2,465 | $415.0M | 0.04% | |
| 186 | EFTEATON VANCE FLTING RATE INC | 30,100 | $413.0M | 0.04% | |
| 187 | KMBKIMBERLY CLARK CORP | 3,000 | $413.0M | 0.04% | |
| 188 | DISCKUSDDISCOVERY INC | 13,425 | $409.0M | 0.04% | |
| 189 | PIIMPINJ INC | 15,485 | $400.0M | 0.04% | |
| 190 | PFNPIMCO INCOME STRATEGY FUND I | 37,650 | $399.0M | 0.04% | |
| 191 | DWDMORGAN STANLEY | 7,740 | $396.0M | 0.04% | |
| 192 | XEFRXEATON VANCE SR FLTNG RTE TR | 29,000 | $393.0M | 0.04% | |
| 193 | MINMFS INTER INCOME TR | 102,690 | $390.0M | 0.04% | |
| 194 | GATXGATX CORP | 4,700 | $389.0M | 0.04% | |
| 195 | EPDENTERPRISE PRODS PARTNERS L | 13,750 | $387.0M | 0.03% | |
| 196 | NSCNORFOLK SOUTHERN CORP | 1,925 | $374.0M | 0.03% | |
| 197 | MCKMCKESSON CORP | 2,700 | $373.0M | 0.03% | |
| 198 | PSXPHILLIPS 66 | 3,336 | $372.0M | 0.03% | |
| 199 | NTRSNORTHERN TR CORP | 3,500 | $372.0M | 0.03% | |
| 200 | CDECOEUR MNG INC | 46,000 | $372.0M | 0.03% |