SHUFRO ROSE & CO LLC Q4 2019 Filing
Filed January 28, 2020
Portfolio Value
$1.1T
Holdings
304
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (304 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | IJRISHARES TR | 4,421 | $371.0M | 0.03% | |
| 202 | HCSGHEALTHCARE SVCS GRP INC | 15,175 | $369.0M | 0.03% | |
| 203 | NDQINVESCO QQQ TR | 1,733 | $368.0M | 0.03% | |
| 204 | WELLWELLTOWER INC | 4,440 | $363.0M | 0.03% | |
| 205 | FCTFIRST TR SR FLG RTE INCM FD | 28,800 | $361.0M | 0.03% | |
| 206 | HONHONEYWELL INTL INC | 1,958 | $347.0M | 0.03% | |
| 207 | NYCBEURNEW YORK CMNTY BANCORP INC | 28,700 | $345.0M | 0.03% | |
| 208 | GILDGILEAD SCIENCES INC | 5,300 | $344.0M | 0.03% | |
| 209 | MFCMANULIFE FINL CORP | 16,482 | $334.0M | 0.03% | |
| 210 | DYHTARGET CORP | 2,600 | $333.0M | 0.03% | |
| 211 | ADBEADOBE INC | 1,009 | $333.0M | 0.03% | |
| 212 | BSJM1EURINVESCO EXCH TRD SLF IDX FD | 13,500 | $330.0M | 0.03% | |
| 213 | AFGAMERICAN FINL GROUP INC OHIO | 3,000 | $329.0M | 0.03% | |
| 214 | ESGVVANGUARD WORLD FD | 5,800 | $328.0M | 0.03% | |
| 215 | FEIMFREQUENCY ELECTRS INC | 31,651 | $323.0M | 0.03% | |
| 216 | ABTABBOTT LABS | 3,710 | $322.0M | 0.03% | |
| 217 | BRWTEMPLETON GLOBAL INCOME FD | 52,500 | $322.0M | 0.03% | |
| 218 | LBRDALIBERTY BROADBAND CORP | 2,571 | $320.0M | 0.03% | |
| 219 | HPHELMERICH & PAYNE INC | 7,000 | $318.0M | 0.03% | |
| 220 | SNYSANOFI | 6,280 | $315.0M | 0.03% | |
| 221 | OLEDUNIVERSAL DISPLAY CORP | 1,475 | $304.0M | 0.03% | |
| 222 | CTOUSDCONSOLIDATED TOMOKA LD CO | 5,000 | $302.0M | 0.03% | |
| 223 | NVDANVIDIA CORP | 1,285 | $302.0M | 0.03% | |
| 224 | WBAWALGREENS BOOTS ALLIANCE INC | 5,000 | $295.0M | 0.03% | |
| 225 | WSMWILLIAMS SONOMA INC | 4,000 | $294.0M | 0.03% | |
| 226 | MLMMARTIN MARIETTA MATLS INC | 1,050 | $294.0M | 0.03% | |
| 227 | HUBBHUBBELL INC | 1,975 | $292.0M | 0.03% | |
| 228 | BDJBLACKROCK ENHANCED EQT DIV T | 29,285 | $291.0M | 0.03% | |
| 229 | PGPROCTER & GAMBLE CO | 2,300 | $287.0M | 0.03% | |
| 230 | BDXBECTON DICKINSON & CO | 1,050 | $286.0M | 0.03% | |
| 231 | —HSBC HLDGS PLC | 10,585 | $285.0M | 0.03% | |
| 232 | VLGEAVILLAGE SUPER MKT INC | 12,100 | $281.0M | 0.03% | |
| 233 | GENCGENCOR INDS INC | 23,608 | $276.0M | 0.02% | |
| 234 | JBGSJBG SMITH PPTYS | 6,913 | $276.0M | 0.02% | |
| 235 | TTELUS CORP | 7,070 | $274.0M | 0.02% | |
| 236 | NEENEXTERA ENERGY INC | 1,102 | $267.0M | 0.02% | |
| 237 | CTVACORTEVA INC | 9,022 | $267.0M | 0.02% | |
| 238 | CMCSACOMCAST CORP NEW | 5,899 | $265.0M | 0.02% | |
| 239 | MOALTRIA GROUP INC | 5,300 | $265.0M | 0.02% | |
| 240 | UEOWESTLAKE CHEM CORP | 3,750 | $263.0M | 0.02% | |
| 241 | ICCCIMMUCELL CORP | 50,670 | $261.0M | 0.02% | |
| 242 | ABBVABBVIE INC | 2,925 | $259.0M | 0.02% | |
| 243 | PRAPROASSURANCE CORP | 7,130 | $258.0M | 0.02% | |
| 244 | IWBISHARES TR | 1,446 | $258.0M | 0.02% | |
| 245 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $256.0M | 0.02% | |
| 246 | BSCOINVESCO EXCH TRD SLF IDX FD | 11,749 | $252.0M | 0.02% | |
| 247 | UTFCOHEN & STEERS INFRASTRUCTUR | 9,500 | $249.0M | 0.02% | |
| 248 | 4DHDANA INCORPORATED | 13,700 | $249.0M | 0.02% | |
| 249 | FLDRFIDELITY | 4,900 | $248.0M | 0.02% | |
| 250 | GTYGETTY RLTY CORP NEW | 7,500 | $247.0M | 0.02% | |
| 251 | PEDPEDEVCO CORP | 146,095 | $243.0M | 0.02% | |
| 252 | NPFINUVEEN PFD & INCM SECURTIES | 24,277 | $243.0M | 0.02% | |
| 253 | PEPPEPSICO INC | 1,765 | $241.0M | 0.02% | |
| 254 | OREALTY INCOME CORP | 3,200 | $236.0M | 0.02% | |
| 255 | EXPEEXPEDIA GROUP INC | 2,172 | $235.0M | 0.02% | |
| 256 | IXUSISHARES TR | 3,710 | $230.0M | 0.02% | |
| 257 | 4I1PHILIP MORRIS INTL INC | 2,700 | $230.0M | 0.02% | |
| 258 | VVISA INC | 1,200 | $225.0M | 0.02% | |
| 259 | VGMINVESCO TR INVT GRADE MUNS | 17,500 | $225.0M | 0.02% | |
| 260 | REGNREGENERON PHARMACEUTICALS | 600 | $225.0M | 0.02% | |
| 261 | BSJLINVESCO EXCH TRD SLF IDX FD | 9,033 | $223.0M | 0.02% | |
| 262 | MHNBLACKROCK MUNIHLDGS NY QLTY | 16,300 | $222.0M | 0.02% | |
| 263 | CVETUSDCOVETRUS INC | 16,740 | $221.0M | 0.02% | |
| 264 | HURCHURCO COMPANIES INC | 5,600 | $215.0M | 0.02% | |
| 265 | LMEURLEGG MASON INC | 6,000 | $215.0M | 0.02% | |
| 266 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $212.0M | 0.02% | |
| 267 | CAKECHEESECAKE FACTORY INC | 5,300 | $206.0M | 0.02% | |
| 268 | AALAMERICAN AIRLS GROUP INC | 7,111 | $204.0M | 0.02% | |
| 269 | MYNBLACKROCK MUNIYIELD NY QLTY | 15,600 | $204.0M | 0.02% | |
| 270 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 3,900 | $201.0M | 0.02% | |
| 271 | VMOINVESCO MUN OPPORTUNITY TR | 15,500 | $192.0M | 0.02% | |
| 272 | JBLUJETBLUE AWYS CORP | 10,050 | $188.0M | 0.02% | |
| 273 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $185.0M | 0.02% | |
| 274 | WABFWESTERN ASST MN PRT FD INC | 11,941 | $182.0M | 0.02% | |
| 275 | —BELLICUM PHARMACEUTICALS INC | 129,417 | $167.0M | 0.02% | |
| 276 | —180 DEGREE CAP CORP | 75,006 | $161.0M | 0.01% | |
| 277 | RQICOHEN & STEERS QUALITY RLTY | 10,400 | $155.0M | 0.01% | |
| 278 | NUVNUVEEN MUN VALUE FD INC | 14,000 | $150.0M | 0.01% | |
| 279 | —ORBCOMM INC | 34,900 | $147.0M | 0.01% | |
| 280 | XJEQXABERDEEN JAPAN EQUITY FD INC | 18,625 | $145.0M | 0.01% | |
| 281 | —BLACKROCK MUNIYIELD ARIZ FD | 10,000 | $136.0M | 0.01% | |
| 282 | NAZNUVEEN ARIZONA QLTY MUN INC | 10,000 | $135.0M | 0.01% | |
| 283 | MSDMORGAN STANLEY EMER MKTS DEB | 13,450 | $130.0M | 0.01% | |
| 284 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $128.0M | 0.01% | |
| 285 | —S&W SEED CO | 58,500 | $123.0M | 0.01% | |
| 286 | TDAYGANNETT CO INC NEW | 18,750 | $120.0M | 0.01% | |
| 287 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 22,500 | $112.0M | 0.01% | |
| 288 | JPCNUVEEN PFD & INCM OPPORTNYS | 10,000 | $105.0M | 0.01% | |
| 289 | OPKOPKO HEALTH INC | 65,300 | $96.0M | 0.01% | |
| 290 | —ABERDEEN ASIA PACIFIC INCOM | 22,245 | $95.0M | 0.01% | |
| 291 | —FINJAN HLDGS INC | 46,500 | $93.0M | 0.01% | |
| 292 | CERSCERUS CORP | 18,500 | $78.0M | 0.01% | |
| 293 | PSECPROSPECT CAPITAL CORPORATION | 11,800 | $76.0M | 0.01% | |
| 294 | AAMEATLANTIC AMERN CORP | 35,992 | $71.0M | 0.01% | |
| 295 | —MAGAL SECURITY SYS LTD | 17,835 | $67.0M | 0.01% | |
| 296 | —PENNSYLVANIA RL ESTATE INVT | 11,000 | $59.0M | 0.01% | |
| 297 | PIMPUTNAM MASTER INTER INCOME T | 11,000 | $52.0M | 0.00% | |
| 298 | VVRINVESCO SR INCOME TR | 10,000 | $43.0M | 0.00% | |
| 299 | ARTWARTS WAY MFG INC | 18,784 | $33.0M | 0.00% | |
| 300 | PDLIEURPDL BIOPHARMA INC | 10,000 | $32.0M | 0.00% |