Sigma Planning Corp Q1 2019 Filing

Filed May 1, 2019

Portfolio Value

$1.8T

Holdings

930

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (930 positions)

#StockSharesValue% PortfolioType
901
—VIRNETX HLDG CORP
11,700$74.0M0.00%Call
902
BRWTEMPLETON GLOBAL INCOME FD
11,067$70.0M0.00%
903
NENOBLE CORP PLC
24,123$69.0M0.00%Call
904
LYGLLOYDS BANKING GROUP PLC
21,595$69.0M0.00%
905
NYMTEURNEW YORK MTG TR INC
11,177$68.0M0.00%
906
GOGLGOLDEN OCEAN GROUP LTD
13,849$66.0M0.00%
907
—OCWEN FINL CORP
35,650$65.0M0.00%
908
ZYXIQZYNEX INC
14,100$63.0M0.00%
909
AYS1SANDSTORM GOLD LTD
11,300$62.0M0.00%
910
SJTSAN JUAN BASIN RTY TR
11,349$61.0M0.00%
911
—INSIGNIA SYS INC
40,300$54.0M0.00%
912
—COLONY CAP INC NEW
10,157$54.0M0.00%
913
KGCKINROSS GOLD CORP
15,100$52.0M0.00%
914
ATOMATOMERA INC
19,000$50.0M0.00%
915
SANBANCO SANTANDER SA
10,858$50.0M0.00%
916
CHKEURCHESAPEAKE ENERGY CORP
15,805$49.0M0.00%
917
—AFFIMED N V
10,850$46.0M0.00%
918
FVICHFFORTUNA SILVER MINES INC
12,517$42.0M0.00%
919
AVPUSDAVON PRODS INC
12,200$36.0M0.00%
920
XXII22ND CENTY GROUP INC
20,300$35.0M0.00%
921
—DEAN FOODS CO NEW
10,193$31.0M0.00%
922
—SECOND SIGHT MED PRODS INC
161,337$31.0M0.00%
923
—TRANSENTERIX INC
11,933$28.0M0.00%
924
TGBTASEKO MINES LTD
34,000$20.0M0.00%
925
—RITE AID CORP
29,277$19.0M0.00%
926
—FERRELLGAS PARTNERS L.P.
13,535$18.0M0.00%
927
CLIRCLEARSIGN COMBUSTION CORP
15,572$14.0M0.00%
928
—ORGANOVO HLDGS INC
11,950$12.0M0.00%
929
—VERMILLION INC
10,000$12.0M0.00%
930
—AURIS MEDICAL HOLDING LTD
16,700$6.0M0.00%
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