Sigma Planning Corp
CIK: 0001449126Latest portfolio: $3.6B · Q4 2025
Holdings
1,289
Total Value
$3.6B
New Positions
124
Closed Positions
116
Top Holdings
View All 1,289 Holdings →| # | Stock | Shares | Value | % Portfolio | Change | Type |
|---|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 293,582 | $201.1M | 5.55% | +540 | |
| 2 | AAPLAPPLE INC | 621,839 | $169.2M | 4.67% | NEW | |
| 3 | NVDANVIDIA CORPORATION | 659,771 | $122.7M | 3.39% | NEW | Call |
| 4 | AMZNAMAZON COM INC | 351,759 | $81.3M | 2.24% | -4,197 | |
| 5 | NDQINVESCO QQQ TR | 122,300 | $75.2M | 2.08% | +3K | |
| 6 | MSFTMICROSOFT CORP | 135,011 | $65.4M | 1.81% | +340 | |
| 7 | SPYSPDR S&P 500 ETF TR | 112,521 | $60.0M | 1.66% | +2K | Put |
| 8 | IVWISHARES TR | 433,977 | $53.5M | 1.48% | +3K | |
| 9 | DGROISHARES TR | 731,146 | $50.8M | 1.40% | -22,294 | |
| 10 | VOOVANGUARD INDEX FDS | 80,619 | $50.5M | 1.39% | +859 | |
| 11 | GOOGALPHABET INC | 139,304 | $43.7M | 1.21% | +1K | |
| 12 | LQDISHARES TR | 332,897 | $36.7M | 1.01% | +10K | |
| 13 | SCHGSCHWAB STRATEGIC TR | 977,872 | $31.1M | 0.86% | +7K | |
| 14 | METAMETA PLATFORMS INC | 40,343 | $26.7M | 0.74% | +1K | |
| 15 | AVGOBROADCOM INC | 75,918 | $26.4M | 0.73% | -1,374 | |
| 16 | GOOGLALPHABET INC | 79,243 | $24.9M | 0.69% | -626 | |
| 17 | SHYISHARES TR | 294,513 | $24.4M | 0.67% | +23K | |
| 18 | IJHISHARES TR | 362,261 | $23.9M | 0.66% | +11K | |
| 19 | IJRISHARES TR | 193,672 | $23.3M | 0.64% | +3K | |
| 20 | GQ9SPDR GOLD TR | 58,988 | $23.2M | 0.64% | +746 | |
| 21 | IVEISHARES TR | 106,012 | $22.5M | 0.62% | +2K | |
| 22 | BRK/BBERKSHIRE HATHAWAY INC DEL | 44,564 | $22.5M | 0.62% | -8,308 | |
| 23 | SCHDSCHWAB STRATEGIC TR | 833,241 | $22.4M | 0.62% | +19K | |
| 24 | TSLATESLA INC | 48,487 | $21.8M | 0.60% | +9K | |
| 25 | PLTRPALANTIR TECHNOLOGIES INC | 105,534 | $18.8M | 0.52% | -15,319 |
Quarterly Changes
New Positions
Increased Positions
Sector Breakdown
Financial ServicesNaN% ($InfinityT)
TechnologyNaN% ($InfinityT)
Unknown0.0% ($7.522523178224542e+289T)
Industrials0.0% ($1.4248920261995379e+286T)
Healthcare0.0% ($1.8445135541178657e+236T)
Consumer Cyclical0.0% ($8.128521847121876e+121T)
Energy0.0% ($1.2283103722286214e+113T)
Real Estate0.0% ($3.6102269147013515e+101T)
Basic Materials0.0% ($2.9672814211417643e+99T)
Consumer Defensive0.0% ($1.3717125428016575e+94T)
Utilities0.0% ($9.396685544654034e+91T)
Communication Services0.0% ($4.370826700248957e+58T)
Filing History
| Quarter | Filing Date | Portfolio Value | Holdings |
|---|---|---|---|
| Q4 2025 | Jan 30, 2026 | $3.6B | 1,295 |
| Q3 2025 | Nov 10, 2025 | $3.5T | 1,290 |
| Q2 2025 | Aug 5, 2025 | $3.3T | 1,244 |
| Q1 2025 | May 2, 2025 | $3.1T | 1,203 |
| Q4 2024 | Feb 3, 2025 | $3.2T | 1,162 |
| Q3 2024 | Nov 4, 2024 | $3264.4T | 1,218 |
| Q2 2024 | Aug 6, 2024 | $3155.8T | 1,196 |
| Q1 2024 | May 2, 2024 | $3181.8T | 1,222 |
| Q4 2023 | Feb 1, 2024 | $1278.1T | 846 |
| Q3 2023 | Nov 6, 2023 | $2667.7T | 1,197 |
| Q2 2023 | Aug 2, 2023 | $2784.9T | 1,202 |
| Q1 2023 | May 8, 2023 | $3009.2T | 1,295 |
| Q4 2022 | Jan 24, 2023 | $2797.2T | 1,261 |
| Q3 2022 | Nov 10, 2022 | $2.6T | 1,261 |
| Q2 2022 | Aug 11, 2022 | $2.9T | 1,288 |
| Q1 2022 | Apr 20, 2022 | $3.3T | 1,362 |
| Q4 2021 | Feb 2, 2022 | $3.6T | 1,383 |
| Q3 2021 | Oct 28, 2021 | $3.3T | 1,372 |
| Q2 2021 | Aug 13, 2021 | $3.4T | 1,413 |
| Q1 2021 | May 6, 2021 | $3.1T | 1,325 |
| Q4 2020 | Feb 9, 2021 | $2.9T | 1,194 |
| Q3 2020 | Nov 3, 2020 | $2.5T | 1,060 |
| Q2 2020 | Jul 31, 2020 | $2.3T | 1,054 |
| Q1 2020 | May 1, 2020 | $1.7T | 915 |
| Q4 2019 | Feb 3, 2020 | $2.4T | 1,051 |
| Q3 2019 | Nov 1, 2019 | $2.1T | 1,000 |
| Q2 2019 | Aug 1, 2019 | $1.9T | 989 |
| Q1 2019 | May 1, 2019 | $1.8T | 940 |
| Q4 2018 | Jan 31, 2019 | $1.4T | 851 |
| Q3 2018 | Nov 7, 2018 | $1.7T | 948 |
| Q2 2018 | Aug 2, 2018 | $1.5T | 902 |
| Q1 2018 | May 11, 2018 | $1.4T | 859 |
| Q4 2017 | Feb 7, 2018 | $1.3T | 852 |
| Q3 2017 | Nov 6, 2017 | $1.2T | 847 |
| Q2 2017 | Aug 2, 2017 | $1.1T | 790 |
| Q1 2017 | Apr 24, 2017 | $1.0T | 776 |
| Q4 2016 | Jan 23, 2017 | $914.9B | 735 |
| Q3 2016 | Nov 7, 2016 | $843.5B | 743 |
| Q2 2016 | Jul 22, 2016 | $767.1B | 696 |
| Q1 2016 | Apr 18, 2016 | $731.6B | 699 |
Fund Information
Sigma Planning Corp is an institutional investment manager that files 13F reports with the SEC. As of the Q4 2025 filing, the fund reported a portfolio valued at $3.6B across 1,289 holdings. The largest position is ISHARES TR (IVV), representing 5.6% of the portfolio. Compared to the previous quarter, the fund opened 129 new positions and closed 123 positions. 13F filings are required quarterly disclosures that provide transparency into the holdings of institutional investment managers with at least $100 million in qualifying assets.