Sigma Planning Corp Q1 2020 Filing
Filed May 1, 2020
Portfolio Value
$1.7T
Holdings
906
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (906 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 801 | GNWGENWORTH FINL INC | 49,570 | $165.0M | 0.01% | |
| 802 | NWLNEWELL BRANDS INC | 12,177 | $162.0M | 0.01% | |
| 803 | JFRNUVEEN FLOATING RATE INCOME | 21,481 | $162.0M | 0.01% | |
| 804 | VPCETFIS SER TR I | 10,805 | $160.0M | 0.01% | |
| 805 | —CRESTWOOD EQUITY PARTNERS LP | 36,855 | $156.0M | 0.01% | |
| 806 | PDTHANCOCK JOHN PREM DIVID FD | 12,750 | $155.0M | 0.01% | |
| 807 | TSLXUSDTPG SPECIALTY LENDING INC | 10,871 | $151.0M | 0.01% | |
| 808 | MFICAPOLLO INVT CORP | 22,310 | $151.0M | 0.01% | |
| 809 | ARCPEURVEREIT INC | 30,744 | $150.0M | 0.01% | |
| 810 | FULTFULTON FINL CORP PA | 12,688 | $146.0M | 0.01% | |
| 811 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 14,367 | $145.0M | 0.01% | |
| 812 | VODVODAFONE GROUP PLC NEW | 10,398 | $143.0M | 0.01% | |
| 813 | DIVGLOBAL X FDS | 11,096 | $143.0M | 0.01% | |
| 814 | PBIPITNEY BOWES INC | 70,062 | $143.0M | 0.01% | |
| 815 | GBDCGOLUB CAP BDC INC | 11,229 | $141.0M | 0.01% | |
| 816 | —PREFERRED APT CMNTYS INC | 19,217 | $138.0M | 0.01% | |
| 817 | AVKADVENT CONVERTIBLE & INCOME | 12,767 | $136.0M | 0.01% | |
| 818 | ATATLANTIC POWER CORP | 63,611 | $136.0M | 0.01% | |
| 819 | GPKGRAPHIC PACKAGING HLDG CO | 11,062 | $135.0M | 0.01% | |
| 820 | SIRIEURSIRIUS XM HLDGS INC | 27,361 | $135.0M | 0.01% | |
| 821 | —AMERICA FIRST MULTIFAMILY IN | 25,203 | $132.0M | 0.01% | |
| 822 | USX1UNITED STATES STL CORP NEW | 20,793 | $131.0M | 0.01% | |
| 823 | SKTTANGER FACTORY OUTLET CTRS I | 25,735 | $129.0M | 0.01% | |
| 824 | GFNEW GERMANY FD INC | 10,963 | $127.0M | 0.01% | |
| 825 | AXASEURABRAXAS PETE CORP | 1,041,300 | $126.0M | 0.01% | |
| 826 | —FIRST TR ENERGY INCOME & GRW | 14,112 | $123.0M | 0.01% | |
| 827 | EFTEATON VANCE FLTING RATE INC | 11,975 | $123.0M | 0.01% | |
| 828 | RQICOHEN & STEERS QUALITY INCOM | 13,550 | $122.0M | 0.01% | |
| 829 | FEYECHFFIREEYE INC | 11,429 | $121.0M | 0.01% | |
| 830 | NIMNUVEEN SELECT MAT MUN FD | 12,257 | $120.0M | 0.01% | |
| 831 | OFSOFS CAP CORP | 28,946 | $118.0M | 0.01% | |
| 832 | INFYINFOSYS LTD | 14,315 | $118.0M | 0.01% | |
| 833 | —VIRNETX HLDG CORP | 21,600 | $118.0M | 0.01% | Call |
| 834 | —ALLIANZGI NFJ DIVID INT & PR | 12,250 | $118.0M | 0.01% | |
| 835 | GGNGAMCO GLOBAL GOLD NAT RES & | 43,054 | $117.0M | 0.01% | |
| 836 | KEYKEYCORP | 10,360 | $107.0M | 0.01% | |
| 837 | TLRYEURTILRAY INC | 15,000 | $103.0M | 0.01% | Call |
| 838 | —ETF MANAGERS TR | 15,240 | $101.0M | 0.01% | |
| 839 | IVREURINVESCO MORTGAGE CAPITAL INC | 28,596 | $98.0M | 0.01% | |
| 840 | NEANUVEEN FLTNG RTE INCM OPP FD | 13,232 | $98.0M | 0.01% | |
| 841 | RLJRLJ LODGING TR | 12,700 | $98.0M | 0.01% | |
| 842 | —BROOKFIELD PROPERTY PARTRS L | 11,999 | $97.0M | 0.01% | |
| 843 | —TORTOISE MIDSTRM ENERGY FD I | 111,202 | $95.0M | 0.01% | |
| 844 | GYLDARROW ETF TR | 10,027 | $95.0M | 0.01% | |
| 845 | CIMCHIMERA INVT CORP | 10,348 | $94.0M | 0.01% | |
| 846 | ATOMATOMERA INC | 26,300 | $92.0M | 0.01% | |
| 847 | HIXWESTERN ASSET HIGH INCM FD I | 16,945 | $85.0M | 0.01% | |
| 848 | —GLOBAL X FDS | 12,738 | $84.0M | 0.00% | |
| 849 | FCXFREEPORT-MCMORAN INC | 12,313 | $83.0M | 0.00% | |
| 850 | FT2FIRST HORIZON NATL CORP | 10,235 | $82.0M | 0.00% | |
| 851 | ACBAURORA CANNABIS INC | 86,226 | $78.0M | 0.00% | |
| 852 | SABRSABRE CORP | 12,839 | $76.0M | 0.00% | |
| 853 | TWOEURTWO HBRS INVT CORP | 18,705 | $71.0M | 0.00% | |
| 854 | LQDALIQUIDIA TECHNOLOGIES INC | 14,180 | $67.0M | 0.00% | |
| 855 | LGFEURLIONS GATE ENTMNT CORP | 11,000 | $67.0M | 0.00% | |
| 856 | LIVELIVE VENTURES INC | 12,580 | $66.0M | 0.00% | |
| 857 | —NUCANA PLC | 11,075 | $65.0M | 0.00% | |
| 858 | BBBLACKBERRY LTD | 15,753 | $65.0M | 0.00% | |
| 859 | NYMTEURNEW YORK MTG TR INC | 41,130 | $64.0M | 0.00% | |
| 860 | —CINEDIGM CORP | 170,000 | $62.0M | 0.00% | |
| 861 | IGTINTERNATIONAL GAME TECHNOLOG | 10,426 | $62.0M | 0.00% | |
| 862 | CRONCRONOS GROUP INC | 10,522 | $60.0M | 0.00% | |
| 863 | GABGABELLI EQUITY TR INC | 13,569 | $59.0M | 0.00% | |
| 864 | USOUNITED STATES OIL FUND LP | 13,709 | $58.0M | 0.00% | |
| 865 | AYS1SANDSTORM GOLD LTD | 11,300 | $57.0M | 0.00% | |
| 866 | AMANTERO MIDSTREAM CORP | 27,364 | $57.0M | 0.00% | |
| 867 | PFLTPENNANTPARK FLOATING RATE CA | 11,483 | $56.0M | 0.00% | |
| 868 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 12,757 | $54.0M | 0.00% | |
| 869 | IGRCBRE CLARION GLOBAL REAL EST | 10,323 | $54.0M | 0.00% | |
| 870 | RRCRANGE RES CORP | 23,431 | $53.0M | 0.00% | |
| 871 | RITMNEW RESIDENTIAL INVT CORP | 10,250 | $51.0M | 0.00% | |
| 872 | —ALLIANZGI CONV INCOME FD II | 14,582 | $49.0M | 0.00% | |
| 873 | NOKNOKIA CORP | 15,599 | $48.0M | 0.00% | |
| 874 | AQMSEURAQUA METALS INC | 105,500 | $47.0M | 0.00% | |
| 875 | —NUVEEN ENERGY MLP TOTL RTRNF | 31,871 | $46.0M | 0.00% | |
| 876 | MFAUSDMFA FINL INC | 29,632 | $46.0M | 0.00% | |
| 877 | GRWGGROWGENERATION CORP | 11,585 | $44.0M | 0.00% | |
| 878 | —PROSPECT CAPITAL CORPORATION | 48,000 | $41.0M | 0.00% | |
| 879 | —ABERDEEN ASIA-PACIFIC INCOME | 11,900 | $40.0M | 0.00% | |
| 880 | —ONCOSEC MED INC | 27,502 | $35.0M | 0.00% | |
| 881 | RIGTRANSOCEAN LTD | 30,204 | $35.0M | 0.00% | |
| 882 | TCRTZIOPHARM ONCOLOGY INC | 13,000 | $32.0M | 0.00% | |
| 883 | —INSIGNIA SYS INC | 40,300 | $30.0M | 0.00% | |
| 884 | —HEXO CORP | 33,398 | $28.0M | 0.00% | |
| 885 | LYGLLOYDS BANKING GROUP PLC | 17,249 | $26.0M | 0.00% | |
| 886 | —ROCKWELL MED INC | 12,471 | $26.0M | 0.00% | |
| 887 | SIDCOMPANHIA SIDERURGICA NACION | 20,000 | $26.0M | 0.00% | |
| 888 | —COLONY CAP INC NEW | 14,164 | $25.0M | 0.00% | |
| 889 | HLHECLA MNG CO | 13,650 | $25.0M | 0.00% | |
| 890 | —AYTU BIOSCIENCE INC | 15,420 | $23.0M | 0.00% | |
| 891 | —AETHLON MED INC | 15,177 | $23.0M | 0.00% | |
| 892 | SJTSAN JUAN BASIN RTY TR | 10,037 | $21.0M | 0.00% | |
| 893 | AGEGBPAGEX THERAPEUTICS INC | 15,660 | $15.0M | 0.00% | |
| 894 | XXII22ND CENTY GROUP INC | 18,350 | $14.0M | 0.00% | |
| 895 | —POLYMET MINING CORP | 54,509 | $13.0M | 0.00% | |
| 896 | CPE3EURCALLON PETE CO DEL | 23,640 | $13.0M | 0.00% | |
| 897 | —BLACKSTONE MTG TR INC | 15,000 | $12.0M | 0.00% | |
| 898 | —REEDS INC | 24,878 | $12.0M | 0.00% | |
| 899 | MCCUSDMEDLEY CAP CORP | 18,501 | $11.0M | 0.00% | |
| 900 | TGBTASEKO MINES LTD | 34,000 | $9.0M | 0.00% |