Sigma Planning Corp Q1 2021 Filing

Filed May 6, 2021

Portfolio Value

$3.1T

Holdings

1,304

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (1,304 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	ALLEALLEGION PLC	2,753	$346.0M	0.01%
902	MLB1MERCADOLIBRE INC	235	$346.0M	0.01%
903	FVCFIRST TRUST DORSEY WRIGHT DYNAMIC FOCUS 5 ETF	10,082	$345.0M	0.01%
904	VPLVANGUARD PACIFIC STOCK	4,226	$345.0M	0.01%
905	TAPMOLSON COORS BEVERAGE CO CL B	6,742	$345.0M	0.01%
906	MUABLACKROCK MUNIASSETS	22,588	$344.0M	0.01%
907	ESGRENSTAR GROUP LIMITED SHS	1,390	$343.0M	0.01%
908	FDDFIRST TR STOXX EUROPEAN SELECT DIVID INDEX FD COMMON SHS	24,304	$343.0M	0.01%
909	LEGLEGGETT & PLATT INC COM	7,520	$343.0M	0.01%
910	ATOMATOMERA INC COM	13,950	$342.0M	0.01%
911	RSPTRYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETF	1,266	$342.0M	0.01%
912	ALBALBEMARLE CORP	2,331	$341.0M	0.01%
913	DIVOAMPLIFY CWP ENHANCED DIVIDEND INCOME ETF	9,857	$340.0M	0.01%
914	HYGVFLEXSHARES HIGH YIELD VALUE-SCORED US BOND INDEX FUND	6,870	$340.0M	0.01%
915	OIHMKT VECTORS OIL SERVICES	1,780	$340.0M	0.01%
916	FDRRFIDELITY DIVIDEND ETF FOR RISING RATES	8,436	$339.0M	0.01%
917	PWBPOWERSHARES DYNAMIC	4,941	$336.0M	0.01%
918	SKTTANGER FACTORY OUTLET CTRS INC	22,127	$335.0M	0.01%
919	ULTAULTA SALON COSMETICS & FRAGRANCE INC COM	1,076	$333.0M	0.01%
920	—2U INC COM	8,629	$330.0M	0.01%
921	REGIEURRENEWABLE ENERGY GROUP INC COM NEW	5,000	$330.0M	0.01%	Put
922	VNLAJANUS HENDERSON SHORT DURATION INCOME ETF	6,578	$330.0M	0.01%
923	USX1UNITED STATES STL CORP	12,481	$327.0M	0.01%
924	TSITCW STRATEGIC INCOME FD INC COM	57,412	$327.0M	0.01%
925	VISVANGUARD INDUSTRIALS	1,719	$326.0M	0.01%
926	FTNTFORTINET INC COM	1,766	$326.0M	0.01%
927	ENPHENPHASE ENERGY INC COM USD0.00001	2,009	$326.0M	0.01%
928	—VIVOPOWER INTERNATIONAL PLC SHS	32,200	$325.0M	0.01%
929	PFCPREMIER FINANCIAL CORP COM	9,758	$325.0M	0.01%
930	CR1USDCRANE CO COM	3,447	$324.0M	0.01%
931	TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETF	6,704	$323.0M	0.01%
932	ICLRICON PLC SHS	1,646	$323.0M	0.01%
933	QQEWFIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHS	3,106	$321.0M	0.01%
934	FCOMFIDELITY MSCI TELECOMMUNICATIONS SVCS INDEX ETF	6,504	$321.0M	0.01%
935	IGMISHARES S&P NORTH AMER TECHNOLOGY	889	$321.0M	0.01%
936	ILCBISHARES TR LRGE CORE INDX ETF	1,424	$320.0M	0.01%
937	QPXADVISORSHARES Q DYNAMIC GROWTH ETF	12,500	$320.0M	0.01%
938	NGGNATIONAL GRID TRANSCO PLC	5,397	$320.0M	0.01%
939	LUMNLUMEN TECHNOLOGIES INC COM	23,902	$319.0M	0.01%
940	ZBHZIMMER HLDGS INC	1,993	$319.0M	0.01%
941	—NUVEEN TAX-ADVANTAGED DIVID GR COM	21,088	$319.0M	0.01%
942	XLREREAL ESTATE SELECT SECTOR SPDR FUND	8,064	$318.0M	0.01%
943	7HPHP INC COM	9,994	$317.0M	0.01%
944	IATISHARES DOW JONES US REGIONAL BANKS	5,592	$317.0M	0.01%
945	BRBROADRIDGE FIN SOL	2,066	$316.0M	0.01%
946	ATRAPTARGROUP INC	2,216	$314.0M	0.01%
947	ISCBISHARES TR SMLL CORE INDX ETF	1,391	$314.0M	0.01%
948	ICFISHARES COHEN & STEERS REIT ETF	5,417	$313.0M	0.01%
949	—NIKOLA CORP COM	22,517	$313.0M	0.01%
950	TLRYEURTILRAY INC COM CL 2	13,755	$313.0M	0.01%
951	CITCINTAS CORP	916	$313.0M	0.01%
952	KDPKEURIG DR PEPPER INC COM	9,080	$312.0M	0.01%
953	LIVELIVE VENTURES INC COM NEW	13,064	$312.0M	0.01%
954	ECPGENCORE CAPITAL GROUP INC	7,739	$311.0M	0.01%
955	WPMSILVER WHEATON CORP	8,107	$310.0M	0.01%
956	MDYVSPDR SER TR S&P 400 MID CAP VALUE ETF	4,743	$310.0M	0.01%
957	WDCWESTERN DIGITAL CORP. COM	4,623	$309.0M	0.01%
958	BHKBLACKROCK CORE BD TR SHS BEN INT	19,705	$309.0M	0.01%
959	IJANINNOVATOR MSCI EAFE POWER BUFFER ETF - JANUARY	11,842	$308.0M	0.01%
960	DVOLFIRST TRUST DORSEY WRIGHT MOMENTUM & LOW VOLATILITY ETF	12,442	$308.0M	0.01%
961	STXSEAGATE TECHNOLOGY	4,012	$308.0M	0.01%
962	CDWCDW CORP COM USD0.01	1,859	$308.0M	0.01%
963	ACWXISHARES MSCI ACWI EX US	5,587	$308.0M	0.01%
964	BCIABERDEEN STANDARD BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ETF	13,245	$308.0M	0.01%
965	QRVOQORVO INC COM	1,678	$307.0M	0.01%
966	OCOWENS CORNING	3,334	$307.0M	0.01%
967	BEPCBROOKFIELD RENEWABLE CORP CL A SUB VTG	6,563	$307.0M	0.01%
968	GBABGUGGENHEIM BUILD AMERICA BONDSMANAGED DURATION TR	13,135	$307.0M	0.01%
969	SPDWSPDR S&P WORLD EX-US	8,614	$305.0M	0.01%
970	KEYKEYCORP COM	15,276	$305.0M	0.01%
971	AMANTERO MIDSTREAM CORP COM	33,695	$304.0M	0.01%
972	CMLSCUMULUS MEDIA INC COM CL A	33,362	$304.0M	0.01%
973	WBSWEBSTER FINL CORP CONN COM	5,525	$304.0M	0.01%
974	MGNXMACROGENICS INC COM USD0.01	9,550	$304.0M	0.01%
975	IEURISHARES CORE MSCI EUROPE ETF	5,601	$302.0M	0.01%
976	IYGISHARES TR DOW JONES U S FINL SVCS	1,763	$302.0M	0.01%
977	NEMNEWMONT CORP COM	5,006	$302.0M	0.01%
978	XEVVXEATON VANCE LTD DURATION INCOME FD	23,845	$301.0M	0.01%
979	RPVRYDEX ETF TRUST S&P 500 PURE VALUE	4,022	$298.0M	0.01%
980	BJANINNOVATOR S&P 500 BUFFER ETF - JANUARY	8,701	$297.0M	0.01%
981	MBIOUSDMUSTANG BIO INC COM	89,425	$297.0M	0.01%
982	EWTISHARES MSCI TAIWAN INDEX FD ETF	4,905	$294.0M	0.01%
983	INTUINTUIT INC	766	$293.0M	0.01%
984	SPSBSPDR BARCLAYS CAPITAL SHORT TERM CORP BD	9,345	$293.0M	0.01%
985	HISFFIRST TRUST STRATEGIC INCOME ETF	5,990	$293.0M	0.01%
986	URTHISHARES MSCI WORLD ETF	2,468	$292.0M	0.01%
987	PAPRINNOVATOR S&P 500 POWER BUFFER ETF - APRIL	10,602	$292.0M	0.01%
988	EXPDEXPEDITORS INTL WASH INC	2,714	$292.0M	0.01%
989	SUBISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD	2,701	$291.0M	0.01%
990	ERXDIREXION SHS ETF TR ENERGY BULL 3X SHS	12,300	$291.0M	0.01%	Call
991	PLDPROLOGIS SHARE BENEFICIAL INT	2,746	$291.0M	0.01%
992	XSSPXNUVEEN S&P 500 DYNAMIC OVERWRI COM	17,600	$291.0M	0.01%
993	AGNCAMERICAN CAPITAL AGENCY CORP.	17,365	$291.0M	0.01%
994	OVEROVERSTOCK.COM INC	4,395	$291.0M	0.01%
995	MRO*MARATHON OIL CORP COM	27,234	$291.0M	0.01%
996	AQLTISHARES DJ US HEALTH CARE PROVIDERS	1,145	$288.0M	0.01%
997	BWXSPDR BARCLAYS CAPITAL INTL TREASURY BOND ETF	9,884	$288.0M	0.01%
998	AYATLANTICA SUSTAINABLE INFR PLC SHS	7,824	$287.0M	0.01%
999	—DTE ENERGY CO 6.25 CORP UNITS	5,733	$285.0M	0.01%
1000	PWVINVESCO DYNAMIC LARGE CAP VALUE ETF	6,671	$285.0M	0.01%

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