Sigma Planning Corp Q1 2021 Filing
Filed May 6, 2021
Portfolio Value
$3.1B
Holdings
1,304
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (1,304 positions)
| Stock | Value |
|---|---|
SLRCSOLAR CAPITAL | $198K |
—AULT GLOBAL HOLDINGS INC COM | $196K |
RLJRLJ LODGING TR COM | $195K |
VTRSVIATRIS INC COM | $191K |
—GREEN PLAINS PARTNERS LP COM REP PTR IN | $191K |
—ARCIMOTO INC COM | $191K |
NHWKHEAT BIOLOGICS INC COM | $190K |
TIGRUP FINTECH HLDG LTD SPONSORED ADS | $189K |
PSEC 6.375 03/01/25PROSPECT CAP CORP 6.375 03/01/2025 | $188K |
YYY*EXCHANGE TRADED CONCEPTS TR YIELDSHARES HIGH INCOME ETF | $186K |
HLHECLA MNG CO COM | $185K |
MITKMITEK SYSTEMS INC NEW | $184K |
VMOVAN KAMPEN AMERICAN CAPITAL MUNICIPAL OPPORTUNITY TRUST COMMON STOCK | $182K |
HPEHEWLETT PACKARD ENTERPRISE CO COM | $178K |
BCXBLACKROCK RES & COMMODITIES STRATEGYTR SHS | $177K |
TEN1TENNECO INC CL A VTG COM STK | $176K |
LITBUSDLIGHTINTHEBOX HLDG CO LTD SPONSORED ADR | $176K |
SWSSMITH & WESSON BRANDS INC COM | $175K |
BTOB2GOLD CORP COM | $174K |
NADNUVEEN QUALITY MUNCP INCOME FD COM | $173K |
—EATON VANCE 2021 TARGET TRM TR COM SHS BEN INT | $173K |
CDECOEUR MNG INC COM NEW | $172K |
—ORGANIGRAM HLDGS INC COM | $172K |
ZOMDFZOMEDICA CORP COM | $171K |
BG3BIG 5 SPORTING GOODS CORPORATION | $170K |
RFICOHEN & STEERS TOTAL RETURN FUND | $165K |
AQMSEURAQUA METALS INC COM | $164K |
EDRENDEAVOUR SILVER CORP F | $163K |
ABRARBOR RLTY TR INC | $162K |
MQ8MAG SILVER CORP COM | $160K |
IEZISHARES DJ US OIL EQUIPMENTINDEX | $158K |
—VIDLER WATER RESOUCES INC COM | $156K |
MFAUSDMFA MTG INVTS INC | $153K |
HAMHARMONY GOLD MINING CO LTD SPON ADR | $151K |
BVNCOMPANIA DE MINAS BUENAVEN- TURA SA-SPONSO | $149K |
EDGGOLD FIELDS LTD SPONSORED ADR | $148K |
RITMNEW RESIDENTIAL INVESTMENT CORP | $147K |
GPRCHFGREAT PANTHER SILVER F | $147K |
—MCEWEN MINING INC COM | $147K |
—VIRNETX HOLDING CORP | $147K |
ELDELDORADO GOLD CP | $146K |
GGNGABELLI GLOBAL GOLD NAT RES & INCOME TR | $142K |
—ELEMENTS ROGERS TOTAL RETURN | $141K |
GATOGATOS SILVER INC COM | $138K |
CLDNEUREIGER BIOPHARMACEUTICALS INC COM | $135K |
NEANUVEEN FLOATING RATEINCOME OPPORTUNITY FD | $131K |
EVGNEVOGENE LTD SHS | $129K |
TWOEURTWO HARBORS INVESMENT CORP | $129K |
SRNESORRENTO THERAPEUTICS INC COM NEW | $127K |
SIRIEURSIRIUS XM RADIO INC | $123K |
OXSQOXFORD SQUARE CAP CORP COM | $116K |
IVREURINVESCO MORTGAGE CAPITAL INC COM | $115K |
PAAPLAINS ALL AMERICAN PIPELINE LP | $114K |
TUSKMAMMOTH ENERGY SVCS INC COM | $114K |
KEPKOREA ELECTRIC POWERCORP ADR | $113K |
VIXYUSDPROSHARES TR II VIX STRMFUT ETF | $112K |
SQFTEURPRESIDIO PPTY TR INC COM CL A | $111K |
IGRCBRA CLARION GLOBAL REAL ESTATE INCOME | $109K |
SOSSOS LIMITED SPNSORD ADS NEW | $105K |
NNDMNANO DIMENSION LTD SPONSORD ADS NEW | $105K |
—BIOSIG TECHNOLOGIES INC COM NEW | $105K |
RWTREDWOOD TRUST INC | $104K |
ACTGACACIA RESH CORP AR ACACIA TECHNOLOGIES COM | $98K |
XEXGXEATON VANCE TAX MANAGED GLOBAL EQUITY | $93K |
KALAKALA PHARMACEUTICALS INC COM | $92K |
ARLPALLIANCE RESOURCE PARTNERS L P UNIT | $90K |
MMTMFS MULTIMARKET INCOME TRUST | $88K |
I9DNARBUTUS BIOPHARMA CORP COM | $88K |
BBBLACKBERRY LTD COM | $88K |
—AFFIMED N V COM | $86K |
GABGABELLI EQUITY TRUST INC | $83K |
AYTUUSDAYTU BIOPHARMA INC COM NEW | $81K |
YRIYAMANA GOLD INC | $79K |
NOKNOKIA CORP ADR | $78K |
CEMIUSDCHEMBIO DIAGNOSTICS INC COM NEW | $77K |
LQDALIQUIDIA CORPORATION COM NEW | $76K |
—REMARK HLDGS INC COM | $76K |
NYMTEURNEW YORK MORTGAGE TRUST | $72K |
—ONCOSEC MED INC COM | $69K |
OPKOPKO HEALTH INC | $66K |
VVRVAN KAMPEN SENIOR INCOME TRUST | $65K |
CRBPEURCORBUS PHARMACEUTICALS HLDGS I COM | $63K |
—ABERDEEN AUSTRALIA | $61K |
NEANUVEEN SR INCOME FD COM | $61K |
—LIVEXLIVE MEDIA INC COM NEW | $61K |
—VOYA PRIME RATE TR SH BEN INT | $60K |
TTITETRA TECHNOLOGIES DEL | $58K |
XXII22ND CENTY GROUP INCCOM | $58K |
EZPWEZCORP INC-CL A | $54K |
—TD HLDGS INC COM | $53K |
—DAVIDSTEA INC COM | $51K |
RIGTRANSOCEAN | $50K |
—PROSPECT CAP CORP 4.95 07/15/2022 | $49K |
—COHEN & STEERS MLP INCOME & ENERGY OPPORTUNITY FD INC COM SHS | $48K |
SJTSAN JUAN BASIN ROYALTY TR | $41K |
AGEGBPAGEX THERAPEUTICS INC COM | $38K |
—BOQI INTL MED INC COM | $37K |
—REWALK ROBOTICS LTD SHS | $32K |
—REEDS INC COM | $32K |
—SECOND SIGHT MED PRODS INC WT EXP 031424 | $32K |