Sigma Planning Corp Q3 2016 Filing

Filed November 7, 2016

Portfolio Value

$843.5B

Holdings

736

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (736 positions)

#StockSharesValue% PortfolioType
501
DVYEISHARES
8,656$311.0M0.04%
502
IIMINVESCO VALUE MUN INCOME TR
19,019$311.0M0.04%
503
CRESTWOOD EQUITY PARTNERS LP
14,455$307.0M0.04%
504
OMCOMNICOM GROUP INC
3,602$306.0M0.04%
505
SLRCSOLAR CAP LTD
14,922$306.0M0.04%
506
VLOVALERO ENERGY CORP NEW
5,748$305.0M0.04%
507
ABXBARRICK GOLD CORP
17,168$304.0M0.04%
508
FTECFIDELITY
8,294$303.0M0.04%
509
CAGCONAGRA FOODS INC
6,432$303.0M0.04%
510
SLYGSPDR SERIES TRUST
1,572$301.0M0.04%
511
IVREURINVESCO MORTGAGE CAPITAL INC
19,629$299.0M0.04%
512
PRUPRUDENTIAL FINL INC
3,649$298.0M0.04%
513
IEURISHARES TR
7,205$298.0M0.04%
514
CMECME GROUP INC
2,843$297.0M0.04%
515
CWBSPDR SERIES TRUST
6,400$297.0M0.04%
516
CSXCSX CORP
9,744$297.0M0.04%
517
ILTBISHARES
4,457$297.0M0.04%
518
KELKELLOGG CO
3,817$296.0M0.04%
519
SPGSIMON PPTY GROUP INC NEW
1,421$294.0M0.03%
520
BOARDWALK PIPELINE PARTNERS
17,115$294.0M0.03%
521
HANHAWAIIAN HOLDINGS INC
6,050$294.0M0.03%
522
EMLPFIRST TR EXCHANGE TRADED FD
11,567$293.0M0.03%
523
ILCVISHARES TR
3,312$292.0M0.03%
524
FPXFIRST TR US IPO INDEX FD
5,355$291.0M0.03%
525
WHRWHIRLPOOL CORP
1,785$290.0M0.03%
526
HPEHEWLETT PACKARD ENTERPRISE C
12,661$288.0M0.03%
527
PBPROSPERITY BANCSHARES INC
5,253$288.0M0.03%
528
ILCBISHARES TR
2,244$288.0M0.03%
529
RSRELIANCE STEEL & ALUMINUM CO
3,929$283.0M0.03%
530
MUMICRON TECHNOLOGY INC
15,914$283.0M0.03%
531
RITE AID CORP
36,865$283.0M0.03%
532
VODVODAFONE GROUP PLC NEW
9,633$281.0M0.03%
533
EOSEATON VANCE ENH EQTY INC FD
20,366$280.0M0.03%
534
AMTAMERICAN TOWER CORP NEW
2,471$280.0M0.03%
535
WESWESTERN GAS PARTNERS LP
5,088$280.0M0.03%
536
IGIBISHARES TR
2,496$278.0M0.03%
537
CARE CAP PPTYS INC
9,708$277.0M0.03%
538
BNDXVANGUARD CHARLOTTE FDS
4,943$277.0M0.03%
539
CPBCAMPBELL SOUP CO
5,068$277.0M0.03%
540
FCORFIDELITY
5,371$276.0M0.03%
541
PKWUSDPOWERSHARES ETF TRUST
5,809$276.0M0.03%
542
POWERSHARES ETF TRUST II
12,072$275.0M0.03%
543
SHVISHARES TR
2,475$273.0M0.03%
544
POWERSHARES ETF TRUST
2,576$272.0M0.03%
545
DONWISDOMTREE TR
2,967$270.0M0.03%
546
XEVVXEATON VANCE LTD DUR INCOME F
19,656$269.0M0.03%
547
FEDERATED PREM INTR MUN INC
19,045$269.0M0.03%
548
SEASEABRIDGE GOLD INC
24,293$268.0M0.03%
549
FIWFIRST TR ISE WATER INDEX FD
6,993$264.0M0.03%
550
XLISELECT SECTOR SPDR TR
4,514$264.0M0.03%
551
DR PEPPER SNAPPLE GROUP INC
2,893$264.0M0.03%
552
SKTTANGER FACTORY OUTLET CTRS I
6,777$264.0M0.03%
553
GRAMERCY PPTY TR
27,256$263.0M0.03%
554
BHCVALEANT PHARMACEUTICALS INTL
10,718$263.0M0.03%
555
IGEISHARES TR
7,588$262.0M0.03%
556
ROCKWELL COLLINS INC
3,092$261.0M0.03%
557
CLDTCHATHAM LODGING TR
13,539$261.0M0.03%
558
TCP CAP CORP
15,853$260.0M0.03%
559
LEALEAR CORP
2,145$260.0M0.03%
560
DJPBARCLAYS BK PLC
11,004$258.0M0.03%
561
VTVANGUARD INTL EQUITY INDEX F
4,242$258.0M0.03%
562
ALLERGAN PLC
1,113$256.0M0.03%
563
PANWPALO ALTO NETWORKS INC
1,594$254.0M0.03%
564
CURRENCYSHS BRIT POUND STER
2,000$253.0M0.03%Put
565
LNCLINCOLN NATL CORP IND
5,332$250.0M0.03%
566
HRLHORMEL FOODS CORP
6,576$249.0M0.03%
567
AQLTISHARES TR
2,006$249.0M0.03%
568
ILFISHARES TR
8,897$249.0M0.03%
569
KKR & CO L P DEL
17,326$247.0M0.03%
570
CIMCHIMERA INVT CORP
15,494$247.0M0.03%
571
ADPAUTOMATIC DATA PROCESSING IN
2,804$247.0M0.03%
572
HASHASBRO INC
3,091$245.0M0.03%
573
PROSHARES TR
14,529$245.0M0.03%
574
DHRDANAHER CORP DEL
3,127$245.0M0.03%
575
GRUBHUB INC
5,700$245.0M0.03%
576
NUVNUVEEN MUN VALUE FD INC
23,102$245.0M0.03%
577
AGREURAVANGRID INC
5,832$244.0M0.03%
578
GLADUSDGLADSTONE CAPITAL CORP
29,937$243.0M0.03%
579
RYDEX ETF TRUST
1,556$242.0M0.03%
580
NEANUVEEN FLTNG RTE INCM OPP FD
21,887$242.0M0.03%
581
SPIRIT RLTY CAP INC NEW
18,055$241.0M0.03%
582
NOCNORTHROP GRUMMAN CORP
1,120$240.0M0.03%
583
GNWGENWORTH FINL INC
48,342$240.0M0.03%
584
IHEISHARES TR
1,606$240.0M0.03%
585
MYIBLACKROCK MUNIYIELD QLTY FD
15,714$239.0M0.03%
586
DNPDNP SELECT INCOME FD
23,272$239.0M0.03%
587
RIORIO TINTO PLC
7,112$238.0M0.03%
588
MCXMCCORMICK & CO INC
2,358$236.0M0.03%
589
AIVIWISDOMTREE TR
6,070$236.0M0.03%
590
PINNACLE FOODS INC DEL
4,700$236.0M0.03%Call
591
IWVISHARES TR
1,825$234.0M0.03%
592
GVIISHARES TR
2,063$233.0M0.03%
593
EOIEATON VANCE ENHANCED EQ INC
18,417$233.0M0.03%
594
CAHCARDINAL HEALTH INC
2,976$231.0M0.03%
595
SUBISHARES TR
2,170$230.0M0.03%
596
BLVVANGUARD BD INDEX FD INC
2,318$229.0M0.03%
597
MSDMORGAN STANLEY EMER MKTS DEB
23,746$229.0M0.03%
598
IGSBISHARES TR
2,155$228.0M0.03%
599
ONEOK PARTNERS LP
5,669$227.0M0.03%
600
WOOFOOT LOCKER INC
3,347$227.0M0.03%
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