Sigma Planning Corp Q3 2017 Filing

Filed November 6, 2017

Portfolio Value

$1.2B

Holdings

839

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (839 positions)

#	Stock	Shares	Value	% Portfolio
801	SIRIEURSIRIUS XM HLDGS INC	23,300	$129K	0.01%
802	DRDDRDGOLD LIMITED	32,479	$125K	0.01%
803	MQ8MAG SILVER CORP	10,830	$122K	0.01%
804	KGCKINROSS GOLD CORP	28,634	$121K	0.01%
805	CBAYUSDCYMABAY THERAPEUTICS INC	15,000	$121K	0.01%
806	—MCEWEN MNG INC	61,742	$120K	0.01%
807	—SPRINT CORP	15,167	$118K	0.01%
808	—GOLDEN STAR RES LTD CDA	153,970	$118K	0.01%
809	CCOCAMECO CORP	11,855	$115K	0.01%
810	BCSBARCLAYS PLC	10,920	$113K	0.01%
811	PBTPERMIAN BASIN RTY TR	12,985	$113K	0.01%
812	JPCNUVEEN PFD & INCM OPPORTNYS	10,500	$111K	0.01%
813	GOGLGOLDEN OCEAN GROUP LTD	13,947	$109K	0.01%
814	—RITE AID CORP	51,995	$102K	0.01%
815	—ALPINE GLOBAL PREMIER PPTYS	14,943	$99K	0.01%
816	—DDR CORP	10,465	$96K	0.01%
817	MHFWESTERN ASSET MUN HI INCM FD	11,340	$88K	0.01%
818	SANBANCO SANTANDER SA	12,334	$86K	0.01%
819	SJTSAN JUAN BASIN RTY TR	10,838	$85K	0.01%
820	—CONFORMIS INC	23,710	$83K	0.01%
821	AGIALAMOS GOLD INC NEW	10,458	$71K	0.01%
822	NATNORDIC AMERICAN TANKERS LIMI	13,057	$70K	0.01%
823	—ENSCO PLC	11,736	$70K	0.01%
824	—TICC CAPITAL CORP	10,200	$70K	0.01%
825	KOPNKOPIN CORP	13,000	$54K	0.00%
826	DHYCREDIT SUISSE HIGH YLD BND F	17,521	$50K	0.00%
827	XXII22ND CENTY GROUP INC	17,350	$48K	0.00%
828	YRIYAMANA GOLD INC	18,108	$48K	0.00%
829	—REEDS INC	20,589	$45K	0.00%
830	SENS1GBPSENSEONICS HLDGS INC	13,700	$44K	0.00%
831	—INSIGNIA SYS INC	40,300	$44K	0.00%
832	—BIODELIVERY SCIENCES INTL IN	14,472	$43K	0.00%
833	—AURIS MED HLDG AG	43,000	$35K	0.00%
834	ATATLANTIC PWR CORP	13,036	$32K	0.00%
835	PLUNPLUG POWER INC	11,876	$31K	0.00%
836	—PROSPECT CAPITAL CORPORATION	20,000	$21K	0.00%
837	U6ZURANIUM ENERGY CORP	14,113	$19K	0.00%
838	PGFUSDPENGROWTH ENERGY CORP	16,278	$17K	0.00%
839	LINTA 4 11/15/29LIBERTY MEDIA CORP	20,000	$13K	0.00%

PreviousPage 9 of 9