Sigma Planning Corp Q3 2019 Filing
Filed November 1, 2019
Portfolio Value
$2.1T
Holdings
988
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (988 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 901 | USCIUNITED STS COMMODITY INDEX F | 5,675 | $203.0M | 0.01% | |
| 902 | NEONEOGENOMICS INC | 10,526 | $201.0M | 0.01% | |
| 903 | PJPINVESCO EXCHANGE TRADED FD T | 3,535 | $200.0M | 0.01% | |
| 904 | CHKPCHECK POINT SOFTWARE TECH LT | 1,828 | $200.0M | 0.01% | |
| 905 | PEYINVESCO EXCHANGE TRADED FD T | 10,920 | $200.0M | 0.01% | |
| 906 | GNWGENWORTH FINL INC | 44,620 | $196.0M | 0.01% | |
| 907 | FTGCFIRST TR EXCHAN TRADED FD VI | 10,799 | $196.0M | 0.01% | |
| 908 | VMOINVESCO MUN OPPORTUNITY TR | 15,564 | $195.0M | 0.01% | |
| 909 | CSQCALAMOS STRATEGIC TOTL RETN | 15,207 | $193.0M | 0.01% | |
| 910 | ETBEATON VANCE TAX MNGED BUY WR | 12,063 | $189.0M | 0.01% | |
| 911 | AVKADVENT CONVERTIBLE & INCOME | 12,767 | $186.0M | 0.01% | |
| 912 | CHWCALAMOS GBL DYN INCOME FUND | 23,688 | $185.0M | 0.01% | |
| 913 | LIVELIVE VENTURES INC | 21,040 | $180.0M | 0.01% | |
| 914 | FEYECHFFIREEYE INC | 13,340 | $178.0M | 0.01% | |
| 915 | —PREFERRED APT CMNTYS INC | 12,227 | $177.0M | 0.01% | |
| 916 | XCHYXCALAMOS CONV & HIGH INCOME F | 16,074 | $177.0M | 0.01% | |
| 917 | PDBCINVESCO ACTIVELY MANAGD ETF | 11,079 | $173.0M | 0.01% | |
| 918 | FDDFIRST TR HIGH INCOME L/S FD | 11,411 | $173.0M | 0.01% | |
| 919 | IGTINTERNATIONAL GAME TECHNOLOG | 12,087 | $172.0M | 0.01% | |
| 920 | —ENABLE MIDSTREAM PARTNERS LP | 14,098 | $170.0M | 0.01% | |
| 921 | FDDFIRST TR STOXX EURO DIV FD | 13,022 | $166.0M | 0.01% | |
| 922 | FCXFREEPORT-MCMORAN INC | 17,220 | $165.0M | 0.01% | |
| 923 | HN9HANESBRANDS INC | 10,640 | $163.0M | 0.01% | |
| 924 | SNAPSNAP INC | 10,279 | $162.0M | 0.01% | |
| 925 | EXPIEXP WORLD HOLDINGS INC | 18,896 | $158.0M | 0.01% | |
| 926 | AMANTERO MIDSTREAM CORP | 21,183 | $157.0M | 0.01% | |
| 927 | —MCDERMOTT INTL INC | 76,548 | $155.0M | 0.01% | |
| 928 | ATATLANTIC PWR CORP | 66,224 | $155.0M | 0.01% | |
| 929 | MFAUSDMFA FINL INC | 20,949 | $154.0M | 0.01% | |
| 930 | AQMSEURAQUA METALS INC | 90,124 | $153.0M | 0.01% | |
| 931 | XEFRXEATON VANCE SR FLTNG RTE TR | 11,679 | $152.0M | 0.01% | |
| 932 | —ALLIANZGI NFJ DIVID INT & PR | 12,250 | $150.0M | 0.01% | |
| 933 | CRONCRONOS GROUP INC | 16,362 | $148.0M | 0.01% | |
| 934 | GGNGAMCO GLOBAL GOLD NAT RES & | 30,788 | $134.0M | 0.01% | |
| 935 | OIEUROWENS ILL INC | 13,032 | $134.0M | 0.01% | |
| 936 | —HUAMI CORP | 13,300 | $133.0M | 0.01% | |
| 937 | USX1UNITED STATES STL CORP NEW | 11,041 | $128.0M | 0.01% | |
| 938 | CLFCLEVELAND CLIFFS INC | 16,701 | $121.0M | 0.01% | |
| 939 | ZYXIQZYNEX INC | 12,734 | $121.0M | 0.01% | |
| 940 | SIRIEURSIRIUS XM HLDGS INC | 17,938 | $112.0M | 0.01% | |
| 941 | RIGTRANSOCEAN LTD | 24,754 | $111.0M | 0.01% | |
| 942 | NIMNUVEEN SELECT MAT MUN FD | 10,325 | $107.0M | 0.01% | |
| 943 | JFRNUVEEN FLOATING RATE INCOME | 10,807 | $105.0M | 0.01% | |
| 944 | RRCRANGE RES CORP | 26,914 | $103.0M | 0.00% | |
| 945 | XEXGXEATON VANCE TAX MNGD GBL DV | 12,218 | $100.0M | 0.00% | |
| 946 | RYAMRAYONIER ADVANCED MATLS INC | 22,974 | $99.0M | 0.00% | |
| 947 | IGRCBRE CLARION GLOBAL REAL EST | 12,145 | $96.0M | 0.00% | |
| 948 | GABGABELLI EQUITY TR INC | 14,452 | $86.0M | 0.00% | |
| 949 | ATOMATOMERA INC | 21,800 | $82.0M | 0.00% | |
| 950 | AGEGBPAGEX THERAPEUTICS INC | 40,542 | $79.0M | 0.00% | |
| 951 | NYMTEURNEW YORK MTG TR INC | 12,874 | $78.0M | 0.00% | |
| 952 | LMBLIMBACH HLDGS INC | 15,762 | $78.0M | 0.00% | |
| 953 | GOGLGOLDEN OCEAN GROUP LTD | 13,259 | $77.0M | 0.00% | |
| 954 | BBBLACKBERRY LTD | 14,758 | $77.0M | 0.00% | |
| 955 | AYS1SANDSTORM GOLD LTD | 13,600 | $77.0M | 0.00% | |
| 956 | —SPRINT CORPORATION | 12,302 | $76.0M | 0.00% | |
| 957 | LTHM1EURLIVENT CORP | 11,161 | $75.0M | 0.00% | |
| 958 | —ALLIANZGI CONV INCOME FD II | 14,782 | $74.0M | 0.00% | |
| 959 | EZPWEZCORP INC | 11,212 | $72.0M | 0.00% | |
| 960 | MCCUSDMEDLEY CAP CORP | 27,074 | $70.0M | 0.00% | |
| 961 | HIXWESTERN ASSET HIGH INCM FD I | 10,240 | $69.0M | 0.00% | |
| 962 | AEGAEGON N V | 16,032 | $66.0M | 0.00% | |
| 963 | CPE3EURCALLON PETE CO DEL | 14,836 | $64.0M | 0.00% | |
| 964 | BRWTEMPLETON GLOBAL INCOME FD | 10,067 | $62.0M | 0.00% | |
| 965 | —COLONY CAP INC NEW | 10,150 | $61.0M | 0.00% | |
| 966 | —OCWEN FINL CORP | 29,680 | $56.0M | 0.00% | |
| 967 | LYGLLOYDS BANKING GROUP PLC | 20,615 | $54.0M | 0.00% | |
| 968 | —PARETEUM CORP | 41,200 | $53.0M | 0.00% | |
| 969 | —ENCANA CORP | 11,168 | $51.0M | 0.00% | |
| 970 | —ABERDEEN ASIA PACIFIC INCOM | 12,025 | $50.0M | 0.00% | |
| 971 | —PROSPECT CAPITAL CORPORATION | 48,000 | $49.0M | 0.00% | |
| 972 | SIDCOMPANHIA SIDERURGICA NACION | 15,000 | $47.0M | 0.00% | |
| 973 | XXII22ND CENTY GROUP INC | 18,950 | $43.0M | 0.00% | |
| 974 | —THERAPEUTICSMD INC | 11,600 | $42.0M | 0.00% | |
| 975 | —REEDS INC | 32,378 | $42.0M | 0.00% | |
| 976 | —INSIGNIA SYS INC | 40,300 | $39.0M | 0.00% | |
| 977 | —SECOND SIGHT MED PRODS INC | 161,337 | $32.0M | 0.00% | |
| 978 | NENOBLE CORP PLC | 24,170 | $31.0M | 0.00% | Call |
| 979 | AXUALEXCO RESOURCE CORP | 13,000 | $22.0M | 0.00% | |
| 980 | —ACASTI PHARMA INC | 10,300 | $19.0M | 0.00% | |
| 981 | CHKEURCHESAPEAKE ENERGY CORP | 13,135 | $19.0M | 0.00% | |
| 982 | —HI CRUSH INC | 10,486 | $18.0M | 0.00% | |
| 983 | —BLACKSTONE MTG TR INC | 15,000 | $16.0M | 0.00% | |
| 984 | —DEAN FOODS CO NEW | 11,733 | $14.0M | 0.00% | |
| 985 | TGBTASEKO MINES LTD | 34,000 | $14.0M | 0.00% | |
| 986 | CLIRCLEARSIGN COMBUSTION CORP | 10,271 | $13.0M | 0.00% | |
| 987 | —FERRELLGAS PARTNERS L.P. | 11,190 | $12.0M | 0.00% | |
| 988 | —VERMILLION INC | 20,200 | $11.0M | 0.00% |
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