Sigma Planning Corp Q3 2021 Filing

Filed October 28, 2021

Portfolio Value

$3.3B

Holdings

1,354

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (1,354 positions)

#	Stock	Shares	Value	% Portfolio
901	QQQXNUVEEN NASDAQ 100 DYNAMIC OV	14,306	$406K	0.01%
902	INTUINTUIT	752	$406K	0.01%
903	BZUNBAOZUN INC	23,007	$403K	0.01%
904	HYGVFLEXSHARES TR	8,075	$402K	0.01%
905	QTAPINNOVATOR ETFS TR	14,206	$402K	0.01%
906	DDOGDATADOG INC	2,840	$401K	0.01%
907	SYNASYNAPTICS INC	2,227	$400K	0.01%
908	XSMOINVESCO EXCHANGE TRADED FD T	7,507	$400K	0.01%
909	MUABLACKROCK MUNIASSETS FD INC	26,286	$399K	0.01%
910	XEVVXEATON VANCE LTD DURATION INC	30,204	$398K	0.01%
911	CUZCOUSINS PPTYS INC	10,682	$398K	0.01%
912	MEIPUSDMEI PHARMA INC	144,350	$398K	0.01%
913	DFUSDIMENSIONAL ETF TRUST	8,416	$397K	0.01%
914	PXDEURPIONEER NAT RES CO	2,347	$391K	0.01%
915	EDOWFIRST TR EXCHANGE TRADED FD	13,056	$391K	0.01%
916	LEGLEGGETT & PLATT INC	8,695	$390K	0.01%
917	—NUVEEN DIVERSIFIED DIVID & I	37,598	$390K	0.01%
918	CSQCALAMOS STRATEGIC TOTAL RETU	21,981	$390K	0.01%
919	BMTABRITISH AMERN TOB PLC	11,031	$389K	0.01%
920	CITCINTAS CORP	1,023	$389K	0.01%
921	RSPTINVESCO EXCHANGE TRADED FD T	1,344	$388K	0.01%
922	WYNNWYNN RESORTS LTD	4,551	$386K	0.01%
923	UUNITY SOFTWARE INC	3,057	$386K	0.01%
924	IGMISHARES TR	954	$385K	0.01%
925	USOUNITED STS OIL FD LP	7,246	$381K	0.01%
926	SRESEMPRA	2,993	$379K	0.01%
927	KMXCARMAX INC	2,951	$378K	0.01%
928	ENPHENPHASE ENERGY INC	2,520	$378K	0.01%
929	IGEISHARES TR	12,846	$377K	0.01%
930	VMIVALMONT INDS INC	1,602	$377K	0.01%
931	RGRSTURM RUGER & CO INC	5,087	$375K	0.01%
932	AMANTERO MIDSTREAM CORP	36,026	$375K	0.01%
933	MFCMANULIFE FINL CORP	19,387	$373K	0.01%
934	CLOUGLOBAL X FDS	12,734	$373K	0.01%
935	PBCTEURPEOPLES UNITED FINANCIAL INC	21,304	$372K	0.01%
936	CR1USDCRANE CO	3,927	$372K	0.01%
937	MDYVSPDR SER TR	5,615	$372K	0.01%
938	UTFCOHEN & STEERS INFRASTRUCTUR	13,678	$371K	0.01%
939	TXTERNIUM SA	8,765	$371K	0.01%
940	WRBBERKLEY W R CORP	5,059	$370K	0.01%
941	BSCLINVESCO EXCH TRD SLF IDX FD	17,522	$370K	0.01%
942	FVCFIRST TR EXCHANGE-TRADED FD	10,495	$369K	0.01%
943	PWBINVESCO EXCHANGE TRADED FD T	4,977	$368K	0.01%
944	STRLSTERLING CONSTR INC	16,250	$368K	0.01%
945	FXLFIRST TR EXCHANGE TRADED FD	2,995	$368K	0.01%
946	BCIABRDN ETFS	13,023	$366K	0.01%
947	PDPAGERDUTY INC	8,819	$365K	0.01%
948	ALLEALLEGION PLC	2,758	$365K	0.01%
949	VGITVANGUARD SCOTTSDALE FDS	5,385	$364K	0.01%
950	HIGHARTFORD FINL SVCS GROUP INC	5,182	$364K	0.01%
951	QRVOQORVO INC	2,180	$364K	0.01%
952	ZZILLOW GROUP INC	4,124	$363K	0.01%
953	SPHSUBURBAN PROPANE PARTNERS L	23,593	$362K	0.01%
954	GNWGENWORTH FINL INC	96,263	$361K	0.01%
955	EXPEEXPEDIA GROUP INC	2,200	$361K	0.01%
956	UTGREAVES UTIL INCOME FD	11,002	$361K	0.01%
957	NTSXWISDOMTREE TR	8,804	$359K	0.01%
958	VWOBVANGUARD WHITEHALL FDS	4,566	$358K	0.01%
959	AXSAXIS CAP HLDGS LTD	7,752	$357K	0.01%
960	IVZINVESCO LTD	14,800	$357K	0.01%
961	DBLDOUBLELINE OPPORTUNISTIC CR	18,056	$356K	0.01%
962	AZTABROOKS AUTOMATION INC NEW	3,454	$354K	0.01%
963	CNXCCONCENTRIX CORP	1,996	$353K	0.01%
964	REGNREGENERON PHARMACEUTICALS	583	$353K	0.01%
965	CCSCENTURY CMNTYS INC	5,741	$353K	0.01%
966	XOPSPDR SER TR	3,628	$351K	0.01%
967	BKNGBOOKING HOLDINGS INC	147	$351K	0.01%
968	SMGSCOTTS MIRACLE-GRO CO	2,389	$350K	0.01%
969	CMLSCUMULUS MEDIA INC	28,562	$350K	0.01%
970	SPDWSPDR INDEX SHS FDS	9,627	$349K	0.01%
971	—CHANNELADVISOR CORP	13,817	$349K	0.01%
972	BBWBUILD-A-BEAR WORKSHOP INC	20,551	$348K	0.01%
973	CAHCARDINAL HEALTH INC	7,012	$347K	0.01%
974	ARCBARCBEST CORP	4,226	$346K	0.01%
975	SKTTANGER FACTORY OUTLET CTRS I	21,219	$346K	0.01%
976	ILCBISHARES TR	5,703	$346K	0.01%
977	NUSCNUSHARES ETF TR	7,941	$345K	0.01%
978	DVOLFIRST TR EXCHANGE-TRADED FD	12,442	$343K	0.01%
979	RFVINVESCO EXCHANGE TRADED FD T	3,756	$342K	0.01%
980	ISCBISHARES TR	6,054	$340K	0.01%
981	PEJINVESCO EXCHANGE TRADED FD T	6,751	$340K	0.01%
982	GNLGLOBAL NET LEASE INC	21,240	$340K	0.01%
983	ULTAULTA BEAUTY INC	938	$339K	0.01%
984	TDYTELEDYNE TECHNOLOGIES INC	788	$339K	0.01%
985	EXREXTRA SPACE STORAGE INC	2,010	$338K	0.01%
986	COMBGRANITESHARES ETF TR	11,241	$338K	0.01%
987	—NUVEEN TAX-ADVANTAGED DIVID	21,335	$338K	0.01%
988	—PIMCO DYNAMIC CR INCOME FD	15,932	$337K	0.01%
989	WRKUSDWESTROCK CO	6,722	$335K	0.01%
990	AGGYWISDOMTREE TR	6,445	$335K	0.01%
991	RGENREPLIGEN CORP	1,160	$335K	0.01%
992	LUMNLUMEN TECHNOLOGIES INC	27,076	$335K	0.01%
993	NGGNATIONAL GRID PLC	5,603	$334K	0.01%
994	SDOGALPS ETF TR	6,540	$334K	0.01%
995	SDIVEURGLOBAL X FDS	25,254	$334K	0.01%
996	REMISHARES TR	9,225	$334K	0.01%
997	TFISPDR SER TR	6,454	$333K	0.01%
998	JDJD.COM INC	4,606	$333K	0.01%
999	AQLTISHARES TR	1,303	$333K	0.01%
1000	TOTLSSGA ACTIVE ETF TR	6,867	$332K	0.01%

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